Apart from their assigned mod courses, 1L students may only enroll in courses offered as 1L electives. A complete list of these courses can be found on the 1L Elective Listings page. 1L students must use the 1L class number listed on the course description when enrolling.
255.5 sec. 001 - Securities Regulation (Spring 2023)
Instructor: Reza Dibadj (view instructor's teaching evaluations - degree students only | profile)
View all teaching evaluations for this course - degree students only
Units: 3
Grading Designation: Graded
Mode of Instruction: In-Person
Meeting:
F 10:00 AM - 12:40 PM
Location: Law 110
From January 13, 2023
To April 21, 2023
Course End: April 21, 2023
Class Number: 31944
Enrollment info:
Enrolled: 44
Waitlisted: 0
Enroll Limit: 100
As of: 08/24 11:03 PM
The course is an introduction to the Securities Act of 1933 and the Securities and Exchange Act of 1934 and consists of three main parts. Part One is an introduction to securities regulation, financial innovation, and mandatory disclosure. Part Two discusses mandatory disclosure in greater depth, beginning with public offerings—including the traditional registration process, gun jumping, alternative registration procedures, and liability rules. Next, the boundaries of the 1933 Act are explored, with a focus on exempt securities, exempt transactions, and secondary distributions. Financial reporting is also discussed. Finally, Part Three explores securities litigation.
Prerequisites:
Law 250 Business Associations
Exam Notes: (TH) Take-home examination
Exam Length: 3 hours
Course Category: Business Law
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Readers:
No reader.
Books:
Required Books are in blue
- Securities Regulation: Cases and Materials [Connected eBook]
James D. Cox, Robert W. Hillman, Donald C. Langevoort, Ann M. Lipton
Edition: 10th ed., 2021
Publisher: Aspen
ISBN: 9781543838473
e-Book Available: Yes
e-Book procurement note: https://www.aspenpublishing.com/cox-secreg10
Price: $313.00
Price Source: user provided - Securities Regulation: Selected Statutes, Rules, and Forms, 2021 Edition
James D. Cox, Donald C. Langevoort
Publisher: Wolters Kluwer
ISBN: 9781543847246
e-Book Available: unknown
Copyright Date: To Be Determined
Price: To Be Determined