Law Schedule of Classes

NOTE: Course offerings change. Classes offered this semester may not be offered in future semesters.

Apart from their assigned mod courses, 1L students may only enroll in courses offered as 1L electives. A complete list of these courses can be found on the 1L Elective Listings page. 1L students must use the 1L class number listed on the course description when enrolling.


255.5 sec. 001 - Securities Regulation (Spring 2023)

Instructor: Reza Dibadj  (view instructor's teaching evaluations - degree students only | profile)
View all teaching evaluations for this course - degree students only

Units: 3
Grading Designation: Graded
Mode of Instruction: In-Person

Meeting:

F 10:00 AM - 12:40 PM
Location: Law 110
From January 13, 2023
To April 21, 2023

Course Start: January 13, 2023
Course End: April 21, 2023
Class Number: 31944

Enrollment info:
Enrolled: 44
Waitlisted: 0
Enroll Limit: 100
As of: 03/31 05:03 AM


The course is an introduction to the Securities Act of 1933 and the Securities and Exchange Act of 1934 and consists of three main parts. Part One is an introduction to securities regulation, financial innovation, and mandatory disclosure. Part Two discusses mandatory disclosure in greater depth, beginning with public offerings”including the traditional registration process, gun jumping, alternative registration procedures, and liability rules. Next, the boundaries of the 1933 Act are explored, with a focus on exempt securities, exempt transactions, and secondary distributions. Financial reporting is also discussed. Finally, Part Three explores securities litigation.

Prerequisites:
Law 250 Business Associations

Submit teaching evaluations for this course between 10-APR-23 and 28-APR-23

Exam Notes: (TH) Take-home examination
Exam Length: 3 hours
Course Category: Business Law

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Readers:
No reader.

Books:
Required Books are in blue

  • Securities Regulation: Cases and Materials [Connected eBook]
    James D. Cox, Robert W. Hillman, Donald C. Langevoort, Ann M. Lipton
    Edition: 10th ed., 2021
    Publisher: Aspen
    ISBN: 9781543838473
    e-Book Available: Yes
    e-Book procurement note: https://www.aspenpublishing.com/cox-secreg10
    Copyright Date: To Be Determined
    Price: $313.00
    Price Source: user provided
  • Securities Regulation: Selected Statutes, Rules, and Forms, 2021 Edition
    James D. Cox, Donald C. Langevoort
    Publisher: Wolters Kluwer
    ISBN: 9781543847246
    e-Book Available: unknown
    Copyright Date: To Be Determined
    Price: To Be Determined

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