Law Schedule of Classes

NOTE: Course offerings change. Classes offered this semester may not be offered in future semesters.


255.5 sec. 001 - Securities Regulation (Fall 2020)

Instructor: Abraham Cable  (view instructor's teaching evaluations - degree students only | profile)
View all teaching evaluations for this course - degree students only

Units: 3

Due to COVID-19, this class is remote for Fall 2020.

Meeting:

    W 3:35 PM - 6:15 PM
    Location: Internet/Online
    From August 19, 2020
    To November 24, 2020

Course Start: August 19, 2020
Course End: November 24, 2020
Class Number: 32599

Enrollment info:
Enrolled: 44
Waitlisted: 0
Enroll Limit: 73
As of: 09/26 11:58 PM


This course provides an overview of the regulation of securities offerings and trading under the Securities Act of 1933 and the Securities Exchange Act of 1934. The course explores the elaborate disclosure obligations that this country imposes on the distribution and trading of investment securities as well as the role of the Securities Exchange Commission and private plaintiffs in shaping and enforcing these disclosure obligations. Topics to be covered include: public offerings of securities and the registration process under the Securities Act of 1933, exemptions from these registration requirements and the role of exemptions in the financing of private and public firms, and the disclosure obligations of publicly-traded issuers. The course will also examine the role of anti-fraud rules in the issuance and trading of securities as well as liability for insider trading.

Prerequisites:
Business Associations (recommended)

Exam Notes: (TH) Take-home examination
Course Category: Business Law

If you are the instructor or their FSU, you may add a file like a syllabus or a first assignment to this page.

Readers:
No reader.

Books:
Required Books are in blue

  • Securities Regulation Statutory Supplement 2020
    Choi
    Edition: 2020
    ISBN: 9781642429183
    e-Book Available: Yes
    e-Book procurement note: https://www.westacademic.com/Choi-and-Pritchards-Securities-Regulation-Statutory-Supplement-2020-Edition-9781647081720
    Copyright Date: To Be Determined
    Price: $47.00
    Price Source: user provided
  • Securities Regulation, Cases & Analysis
    Choi
    Edition: 5th 2019
    ISBN: 9781640209718
    e-Book Available: Yes
    e-Book procurement note: https://www.westacademic.com/Securities-Regulation-Cases-and-Analysis-2
    Copyright Date: To Be Determined
    Price: 239.00
    Price Source: user provided

Go to Course Search

Notice – Latest updates on COVID-19 policies and resources for the UC Berkeley campus community. — View Details