255.5 sec. 001 - Securities Regulation (Fall 2020)
Instructor: Abraham Cable (view instructor's teaching evaluations - degree students only | profile)
View all teaching evaluations for this course - degree students only
Units: 3
Grading Designation: Graded
Due to COVID-19, this class is remote for Fall 2020.
Mode of Instruction: Remote Instruction
Meeting:
W 3:35 PM - 6:15 PM
Location: Internet/Online
From August 19, 2020
To November 24, 2020
Course End: November 24, 2020
Class Number: 32599
Enrollment info:
Enrolled: 44
Waitlisted: 0
Enroll Limit: 73
As of: 12/07 09:41 AM
This course provides an overview of the regulation of securities offerings and trading under the Securities Act of 1933 and the Securities Exchange Act of 1934. The course explores the elaborate disclosure obligations that this country imposes on the distribution and trading of investment securities as well as the role of the Securities Exchange Commission and private plaintiffs in shaping and enforcing these disclosure obligations. Topics to be covered include: public offerings of securities and the registration process under the Securities Act of 1933, exemptions from these registration requirements and the role of exemptions in the financing of private and public firms, and the disclosure obligations of publicly-traded issuers. The course will also examine the role of anti-fraud rules in the issuance and trading of securities as well as liability for insider trading.
Prerequisites:
Business Associations (recommended)
Exam Notes: (TH) Take-home examination
Course Category: Business Law
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Readers:
No reader.
Books:
Required Books are in blue
- Securities Regulation Statutory Supplement 2020
Choi
Edition: 2020
ISBN: 9781642429183
e-Book Available: Yes
e-Book procurement note: https://www.westacademic.com/Choi-and-Pritchards-Securities-Regulation-Statutory-Supplement-2020-Edition-9781647081720
Copyright Date: To Be Determined
Price: $47.00
Price Source: user provided - Securities Regulation, Cases & Analysis
Choi
Edition: 5th 2019
ISBN: 9781640209718
e-Book Available: Yes
e-Book procurement note: https://www.westacademic.com/Securities-Regulation-Cases-and-Analysis-2
Copyright Date: To Be Determined
Price: 239.00
Price Source: user provided