255.5 sec. 001 - Securities Regulation (Spring 2020)
Instructor: Stavros Gadinis (view instructor's teaching evaluations - degree students only | profile)
View all teaching evaluations for this course - degree students only
Due to COVID-19, law school classes were graded as credit/no pass in spring 2020.
- MTuTh 10:00 AM - 11:10 AM
Location: Law 100
From January 13, 2020
To April 28, 2020
Course End: April 28, 2020
Class Number: 31513
Enroll Limit: 80
As of: 06/16 11:02 PM
This course provides an overview of the regulation of securities offerings and trading under the Securities Act of 1933 and the Securities Exchange Act of 1934. The course explores the elaborate disclosure obligations that this country imposes on the distribution and trading of investment securities as well as the role of the Securities Exchange Commission and private plaintiffs in shaping and enforcing these disclosure obligations. Topics to be covered include: public offerings of securities and the registration process under the Securities Act of 1933, exemptions from these registration requirements and the role of exemptions in the financing of private and public firms, and the disclosure obligations of publicly-traded issuers. The course will also examine the role of anti-fraud rules in the issuance and trading of securities as well as liability for insider trading.
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Required Books are in blue
- Securities Regulation: Cases and Materials
James D. Cox, Robert W. Hillman, Donald C. Langevoort
Edition: 8th edition 2017
Publisher: Wolters Kluwer
e-Book Available: unknown
Copyright Date: To Be Determined
Price: To Be Determined