Apart from their assigned mod courses, 1L students may only enroll in courses offered as 1L electives. A complete list of these courses can be found on the 1L Elective Listings page. 1L students must use the 1L class number listed on the course description when enrolling.
255.5 sec. 001 - Securities Regulation (Spring 2024)
Instructor: Reza Dibadj (view instructor's teaching evaluations - degree students only | profile)
View all teaching evaluations for this course - degree students only
Units: 4
Grading Designation: Graded
Mode of Instruction: In-Person
Meeting:
MWF 10:00 AM - 11:10 AM
Location: Law 110
From January 08, 2024
To April 23, 2024
Course End: April 23, 2024
Class Number: 32235
Enrollment info:
Enrolled: 98
Waitlisted: 0
Enroll Limit: 100
As of: 04/27 01:16 PM
The course is an introduction to the Securities Act of 1933 and the Securities and Exchange Act of 1934 and consists of three main parts. Part One is an introduction to securities regulation, financial innovation, and mandatory disclosure. Part Two discusses mandatory disclosure in greater depth, beginning with public offerings—including the traditional registration process, gun jumping, alternative registration procedures, and liability rules. Next, the boundaries of the 1933 Act are explored, with a focus on exempt securities, exempt transactions, and secondary distributions. Financial reporting is also discussed. Finally, Part Three explores securities litigation.
Prerequisites:
Business Associations
Exam Notes: (TH) Take-home examination
Exam Length: 3 hours
Course Category: Business Law
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Readers:
No reader.
Books:
Required Books are in blue
- Securities Regulation: Cases and Materials [Connected eBook]
James D. Cox, Robert W. Hillman, Donald C. Langevoort, Ann M. Lipton
Publisher: Wolters Kluwer
ISBN: 9781543838473
e-Book Available: unknown
Price: To Be Determined - Securities Regulation: Selected Statutes, Rules, and Forms 2023 Supplement
James D. Cox, Robert W. Hillman, Donald C. Langevoort, Ann M. Lipton
Publisher: Aspen Publishing
ISBN: 9798889061441
e-Book Available: unknown
Copyright Date: To Be Determined
Price: To Be Determined