Apart from their assigned mod courses, 1L students may only enroll in courses offered as 1L electives. A complete list of these courses can be found on the 1L Elective Listings page. 1L students must use the 1L class number listed on the course description when enrolling.
255.5 sec. 001 - Securities Regulation (Spring 2022)
Instructor: Reza Dibadj (view instructor's teaching evaluations - degree students only | profile)
View all teaching evaluations for this course - degree students only
Units: 3
Grading Designation: Graded
Mode of Instruction: In-Person
Meeting:
W 6:25 PM - 9:30 PM
Location: Law 110
From January 12, 2022
To April 22, 2022
Course End: April 22, 2022
Class Number: 31496
Enrollment info:
Enrolled: 57
Waitlisted: 0
Enroll Limit: 100
As of: 07/19 11:58 AM
The course is an introduction to the Securities Act of 1933 and the Securities and Exchange Act of 1934 and consists of three main parts. Part One is an introduction to securities regulation and mandatory disclosure. Part Two discusses mandatory disclosure in greater depth, beginning with public offerings - including the traditional registration process, gun jumping, alternative registration procedures, and liability rules. Next, the boundaries of the 1933 Act are explored, with a focus on exempt securities, exempt transactions, and secondary distributions. Financial reporting is also discussed. Finally, Part Three explores securities litigation.
Prerequisites:
Law 250 Business Associations is strongly recommended.
Exam Notes: (TH) Take-home examination
Exam Length: 3 hours
Course Category: Business Law
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Readers:
No reader.
Books:
Required Books are in blue
- Securities Regulation: Cases and Materials
James D. Cox, Robert W. Hillman, Donald C. Langevoort
Edition: 9th ed., 2020
Publisher: Aspen Publishers
ISBN: 9781543810646
e-Book Available: Yes
e-Book procurement note: https://www.vitalsource.com/products/securities-regulation-james-d-cox-robert-w-v9781543816846
Copyright Date: To Be Determined
Price: $298.00
Price Source: user provided - Securities Regulation: Selected Statutes, Rules, and Forms, 2020 Edition
James D. Cox, Donald C. Langevoort
Edition: 2020
Publisher: Aspen Publishers
ISBN: 9781543820331
e-Book Available: No
Copyright Date: To Be Determined
Price: 67.00
Price Source: user provided