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Disasters & the Law

UC Berkeley School of Law

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+108th Congress, National Earthquake Hazards Reduction Program Reauthorization Act of 2004, P.L. 108-360 (PDF — 101KB)

Title I of the Act addresses earthquake hazards reduction; Title II "[e]stablishes the National Windstorm Impact Reduction Program to achieve major measurable reductions in losses of life and property from windstorms."-CRS Summary.

+109th Congress, Tsunami Warning and Education Act, P.L. 109-424 (PDF — 43K)

"To authorize and strengthen the tsunami detection, forecast, warning, and mitigation program of the National Oceanic and Atmospheric Administration, to be carried out by the National Weather Service, and for other purposes."-Purpose.

+AIR Worldwide, Publications List

"AIR Worldwide (AIR) is the scientific leader and most respected provider of risk modeling software and consulting services.  AIR founded the catastrophe modeling industry in 1987 and today models the risk from natural catastrophes and terrorism in more than 50 countries.  More than 400 insurance, reinsurance, financial, corporate and government clients rely on AIR software and services for catastrophe risk management, insurance-linked securities, site-specific wind and seismic engineering analyses, agricultural risk management, and property replacement cost valuation." — About AIR (from website)

+American Red Cross, Bringing Help, Bringing Hope: The American Red Cross Response to Hurricanes Katrina, Rita and Wilma (2010) (PDF — 1.8M)

A five-year retrospective of the response and results of the Red Cross to the hurricanes of 2005. Includes a timeline, accounts of accomplishments of the organization and its volunteers, and lessons learned to prepare for future disasters.

+American University, School of Public Affairs, Criminal Courts Technical Assistance Project & United States Department of Justice, Bureau of Justice Assistance, Guidelines for Pandemic Emergency Preparedness Planning: A Road Map for Courts (March 2007) (PDF — 677K)

"Regardless of the organization of the court system in each state, judicial leadership at both the local and state levels will be critical in developing policies and guidance for pandemic emergency planning by local courts. In court systems with administrative unification, the Chief Justice and the State Court Administrator may be able to develop statewide guidelines for pandemic planning responses that may include the capability for shifting personnel and resources from low-incidence areas to heavily impacted areas. In court systems with less administrative unification, the state court administrative office may still be able to develop general guidelines for pandemic planning that local courts can adopt or adapt, as necessary. In both of these scenarios, close coordination with local and state health departments will be essential, and the possibilities for developing mutual aid agreements to address a wide range of functions will need to be considered."—The Nature of the Challenge.

+Analytic Services, Inc., Homeland Security Institute

The Homeland Security Institute (HSI) is a Studies and Analysis Federally Funded Research and Development Center established pursuant to Section 312 of the Homeland Security Act of 20021. HSI delivers independent and objective analyses and advises in core areas important to its sponsor in support of policy development, decision-making, analysis of alternative approaches, and evaluation of new ideas on issues of significance.

+Aon Benfield; Impact Forecasting, Annual Global Climate and Catastrophe Report: Impact Forecasting 2009 (PDF — 1.10 MB)

"With our annual report, Impact Forecasting and Aon Benfield are helping to redefine the way in which our clients interpret and view natural catastrophe events and the potential impacts to their business. Insights in this year’s report include a recap of 2009’s top natural catastrophe events, a monthly tabular look at 2009’s events, as well as climate reviews and forecasts for the first five months of 2010 -including the initial forecasts for the 2010 Atlantic Hurricane Season. By presenting catastrophe, meteorological, climatological and insurance data with a meaningful method, we are redefining the way in which information can be accessed and the value in which it is delivered to our clients." — Executive Summary 

+Ballen, Debra; The Institute for Business & Home Safety (IBHS), Vulnerable Populations March 2009 (PDF — 132 KB)

"Disaster-related  loss prevention encompasses a wide  range of
activities  that should be undertaken  to  increase  the  likelihood
that homes, workplaces, and essential public buildings can sur-
vive a natural or human-induced catastrophe.  Improving this ca-
pability must be a national priority, public health objective, eco-
nomic imperative and humanitarian obligation.  Nowhere is this
more important than in addressing the needs and challenges of
vulnerable populations—the poor, elderly, disabled, and others
needing special assistance in high-risk areas." — Vulnerable Populations

+Bootsma , Martin C. J. & Neil M. Ferguson, The Effect of Public Health Measures on the 1918 Influenza Pandemic in U.S. Cities (Proceedings of the National Academy of Sciences in the United States of America) (April 6, 2007)

"During the 1918 influenza pandemic, the U.S., unlike Europe, put considerable effort into public health interventions. There was also more geographic variation in the autumn wave of the pandemic in the U.S. compared with Europe, with some cities seeing only a single large peak in mortality and others seeing double-peaked epidemics. Here we examine whether differences in the public health measures adopted by different cities can explain the variation in epidemic patterns and overall mortality observed. We show that city-specific per-capita excess mortality in 1918 was significantly correlated with 1917 per-capita mortality, indicating some intrinsic variation in overall mortality, perhaps related to sociodemographic factors. In the subset of 23 cities for which we had partial data on the timing of interventions, an even stronger correlation was found between excess mortality and how early in the epidemic interventions were introduced. We then fitted an epidemic model to weekly mortality in 16 cities with nearly complete intervention-timing data and estimated the impact of interventions. The model reproduced the observed epidemic patterns well. In line with theoretical arguments, we found the time-limited interventions used reduced total mortality only moderately (perhaps 10-30%), and that the impact was often very limited because of interventions being introduced too late and lifted too early. San Francisco, St. Louis, Milwaukee, and Kansas City had the most effective interventions, reducing transmission rates by up to 30-50%. Our analysis also suggests that individuals reactively reduced their contact rates in response to high levels of mortality during the pandemic."—Abstract.

+Bourne, Joel K., Jr., Gone with the Water

An eerie hypothetical report on "the worst natural disaster in the history of the United States. When did this calamity happen? It hasn't—yet. But the doomsday scenario is not far-fetched. The Federal Emergency Management Agency lists a hurricane strike on New Orleans as one of the most dire threats to the nation, up there with a large earthquake in California or a terrorist attack on New York City." —Gone with the Water

+Bourne, Jr., Joel K., New Orleans: A Perilous Future National Geographic (August 2007)

"With seas rising, storms getting stronger, and ground subsiding, another disaster like Katrina seems inevitable. Yet some residents would rather run that risk than leave the place they call home.

"Hurricane Katrina, the costliest natural disaster in United States history, was also a warning shot. Right after the tragedy, many people expressed a defiant resolve to rebuild the city. But among engineers and experts, that resolve is giving way to a growing awareness that another such disaster is inevitable, and nothing short of a massive and endless national commitment can prevent it."

+Bush, George W., The White House, National Strategy for Pandemic Influenza Implementation Plan One Year Summary (July 17, 2007) (PDF — 1.87M)

Report of U.S. government efforts to prepare for a pandemic influenza epidemic one year after adoption of National Strategy for Pandemic Influenza Implementation Plan.

+California Bay-Delta Program, Levee System Integrity Program

A California state government site linking to plans, policies, and video presentations relating to Bay-Delta levee issues, flood risks, funding, and other water policy issues.

+California Center for Environmental Law & Policy (CCELP), Disaster Law and the Legal Academy: Curriculum, Research and Law Reform (Report on a Workshop Held at U.C. Berkeley Law School, June 25, 2007) (September 2007) (PDF — 204K)

"The legal system ostensibly plays a central role in disaster prevention, response, and management. Attorneys, members of the judiciary, and decision-makers at every level of government must anticipate and respond to disasters in a coordinated manner. It is increasingly clear, however, that the law is woefully unprepared to handle disasters. A growing community of academics recognizes this problem, and is formulating solutions under the rubric of disaster law. This emerging legal academic field encompasses a wide-ranging, intra- and inter-disciplinary body of thought, research and dialogue which seeks to inform and improve disaster-related decision-making.

"On June 25th, 2007, eighteen law professors and legal practitioners who count disasters among their primary research interests, gathered at U.C. Berkeley Law School to chart disaster law's course for the immediate and long-term future. Appendix A, Workshop Participants and Agenda. Over the course of the day, participants highlighted a wide variety of important intellectual concerns and potential problem-solving strategies regarding disaster management.

"In a series of productive discussions, participants first addressed central normative issues of disaster law, including terminology and the role of the legal academy. The group then addressed four sub-areas of disaster law: international collaboration, social justice, compensation and insurance, and prevention and response. Participants' recommendations for action included the creation of an annual disaster law conference, the integration of disaster law into law teaching, and an increased internet presence.

"This white paper, a record of the milestone June 25th workshop, is intended as a tool for use by disaster law practitioners and academics in mapping the direction and future of the field."—Executive Summary.

+California Floodplain Management Task Force, Final Recommendations Report (December 12, 2002)

The Report, available as three component PDF files from this site, sets out the recommendations of the Task Force convened in February 2000. "The newly formed Task Force sought to recommend floodplain management strategies designed to reduce flood losses and maximize the benefits of floodplains. The Task Force found that existing programs are inadequate to accomplish these goals and that time is of the essence."—Executive Summary.

+Carlson, Ann E., Heat Waves, Global Warming & Mitigation (provided by: SSRN) (UCLA School of Law Research Paper No. 07-20) (Issues in Legal Scholarship, No. 7, 2007)

"Why do heat waves, which annually cause far more death, on average, than any other natural disaster, provoke little public reaction? Heat waves will become more common place and heat wave deaths more frequent as temperatures increase from climate change. Models predict that annual heat wave deaths in the U.S. by 2050 will easily surpass the death toll from Hurricane Katrina. This Article analyzes extensive data about heat waves, evaluates why heat waves seem not to raise widespread public concern and suggests that mechanisms already exist - though widely ignored - to mitigate the worst effects of excess heat. These mechanisms include careful emergency planning, the provision of air conditioning availability and funding, and larger structural changes in the delivery of electricity, energy efficiency and land use planning. Yet the nature of the victims of heat waves combined with cognitive mechanisms that cause individuals to systematically underestimate risk from heat waves and the fact that heat waves cause little property damage all contribute to a failure by many jurisdictions to adopt policies and programs that can mitigate heat wave deaths." —Abstract.

+Cart, Jean-Paul, Congressional Reassessment of the Mississippi River Gulf Outlet and the Potential Impacts on Wetlands Restoration and Flood Prevention (UC Berkeley School of Law, Law 224.9, Disasters & the Law, Spring 2007) (PDF — 104K)

"After several decades of supporting the Mississippi River Gulf Outlet despite its economic inefficiency and negative environmental impacts, the United States Army Corps.of Engineers has been charged with the task of assessing various proposals to deauthorize the passage to deep-draft navigation. In reality the passage has been closed to deep-draft travel since Hurricane Katrina destroyed many of the levees bordering the MRGO and dumped a tremendous amount of material into the channel. Whereas continuing to dredge the channel in the past simply maintained the status quo, it would now be a very large undertaking with little legitimate justification considering that the MRGO's negative impact on the region was made perfectly clear by Hurricane Katrina. The Army Corps of Engineers is currently in the process of exploring various plans of action regarding the MRGO. The focus of this assessment is flood control, seen both as a product of wetland protection and direct storm surge channeling. Though the importance of wetland preservation in protecting the region from flooding may finally be afforded appropriate weight during this process, the correct policy must still be funneled through the politics of both Congress and the Corps. To a large extent, the politics of water projects have prevented the development of a comprehensive policy for flood prevention in the region and though Hurricane Katrina may have heightened Congress' sense of urgency in reevaluating the MRGO, it certainly did not alter the pitfalls inherent to the legislative process."—Abstract.

+Center for Catastrophic Risk Managment (University of California, Berkeley), Center for Catastrophic Risk Managment (University of California, Berkeley)

"The Center for Catastrophic Risk Management (CCRM) is part of the University's response to recent disasters—and our efforts to anticipate future ones.... Their goal: to improve the safety and resilience of physical and social infrastructure in the face of disaster. Their mission: through multidisciplinary research, teaching and outreach, to help societies cope better with catastrophic hazards including hurricane, tornado, flood, tsunami, earthquake, volcano, landslide, wildfire, pandemic, industrial accident, chemical spill, blackout and terrorism attack. Preparations for catastrophic events come in many forms: disaster prevention and preparedness; urban infrastructure renewal and resilience; emergency decision-making; public health crisis management; recovery of impacted communities; domestic security; environmental management after crisis."—About CCRM.

+Center for Disease Control and Prevention (CDC), Emergency Preparedness and Response

Emergency Preparedness and Response resources.

+Center for the Advancement of Collaborative Strategies in Health, Redefining Readiness: Terrorism Planning Through the Eyes of the Public (September 13, 2007)

"The Redefining Readiness study was designed to answer the question: Is the public's current role in emergency preparedness appropriate, or is their limited and passive involvement something that we should be concerned about?"—Overview of the Study (includes links to pdfs of study (714K), appendix (194K), and bibliography (86K))

+Climate and Disaster Governance, Climate and Disaster Governance

"CDG is a new initiative launched by the Institute of Development Studies and Christian Aid investigating climate adaptation and disaster risk reduction governance at a national and sub-national level.

"CDG is currently focusing on four research themes. Each theme is a potential governance arena for linking climate change adaptation and disaster risk reduction policy processes, institutional development, finance flows and policy implementation: (1) Citizen engagement and accountability in policy processes; (2) The role of established social protection policy instruments applied to differentiated vulnerability analysis; (3) Opportunities for building institutions for CCA, DRR and humanitarian assistance in fragile states; (4) Implications of international policy frameworks on national and sub-national responses to climate change and disasters.

"CDG will contribute to a better understanding of the extent to which international policies inhibit or support national and sub-national responses to climate change's research agenda by addressing critical gaps.

"In particular, CDG is examining the implications of international agreements reached under the UN Framework Convention on Climate Change (UNFCCC) in the current and upcoming development phase of a post-Kyoto agreement." —About CDG.

+Committee on FEMA Flood Maps; Board on Earth Sciences and Resources/Mapping Science Committee; National Research Council, Mapping the Zone, Improving Flood Map Accuracy, Report in Brief (National Academies Press ) (January 2009) (PDF — 1.1M)

"Significant loss of life, destroyed property and businesses, and repairs to infrastructure could be avoided by replacing Federal Emergency Management Agency flood maps with ones that contain high-accuracy and high-resolution land surface elevation data, says a new report from the National Research Council. The benefits of more accurate flood maps will outweigh the costs, mainly because insurance premiums and building restrictions would better match actual flood risks."—News Release to Report in Brief

+Comptroller General of the United States, Cost, Schedule and Performance Problems of the Lake Pontchartrain and Vicinity, Louisiana, Hurricane Protection Project (Corps of Engineers [Civil Functions], Department of the Army) (August 31, 1976) (PDF — 1.73M)

"The cost of the Lake Pontchartrain and Vicinity, Louisiana, Hurricane project has quadrupled since 1965 primarily because of inflation. Scheduled completion has been delayed 13 years. In addition, project objectives may not be attained if key elements are not completed as planned."—Cover.

+Cooper, Christopher & Robert Block, Disaster: Hurricane Katrina and the Failure of Homeland Security

"Drawing on exclusive interviews with federal, state, and local officials, Cooper and Block take readers inside the Federal Emergency Management Agency and the Department of Homeland Security to reveal the inexcusable mismanagement during Hurricane Katrina—the bad decisions that were made, the facts that were ignored, the individuals who saw that the system was broken but were unable to fix it." — Book Description, Amazon.com

+Copeland, Claudia, Specialist in Resource and Environmental Policy, Resources, Science, and Industry Division, Conrgessional Research Service (CRS), Terrorism and Security Issues Facing the Water Infrastructure Sector CRS Report for Congress, RL 32189) (Updated July 28, 2008) (PDF — 147K)

"Damage to or destruction of the nation's water supply and water quality infrastructure by terrorist attack or natural disaster could disrupt the delivery of vital human services in this country, threatening public health and the environment, or possibly causing loss of life. Interest in such problems has increased greatly since the September 11, 2001, terrorist attacks in the United States.

"Across the country, water infrastructure systems extend over vast areas, and ownership and operation responsibility are both public and private, but are overwhelmingly non-federal. Since the attacks, federal dam operators and local water and wastewater utilities have been under heightened security conditions and are evaluating security plans and measures. There are no federal standards or agreed upon industry practices within the water infrastructure sector to govern readiness, response to security incidents, and recovery. Efforts to develop protocols and tools are ongoing since the 2001 terrorist attacks. This report presents an overview of this large and diverse sector, describes security-related actions by the government and private sector since September 11, and discusses additional policy issues and responses, including congressional interest.

"Policymakers have been considering a number of initiatives, including enhanced physical security, better communication and coordination, and research. A key issue is how additional protections and resources directed at public and private sector priorities will be funded. In response, Congress has provided $794 million in appropriations for security at water infrastructure facilities (to assess and protectfederal facilities and support security assessment and risk reduction activities by nonfederal facilities) and passed a bill requiring drinking water utilities to conduct security vulnerability assessments (P.L. 107-188). When Congress created the Department of Homeland Security (DHS) in 2002 (P.L. 107-297), it gave DHS responsibilities to coordinate information to secure the nation's critical infrastructure, including the water sector. Under Homeland Security Presidential Directive-7, the Environmental Protection Agency (EPA) is the lead federal agency for protecting drinking water and wastewater utility systems.

"Recent congressional interest has focused on two legislative issues: (1) security of wastewater utilities, and (2) whether to include water utilities in chemical security regulations implemented by DHS. In the 109th Congress, the Senate Environment and Public Works Committee approved legislation to encourage wastewater treatment works to conduct vulnerability assessments and develop site security plans(S. 2781), but there was no further action on this bill. Similar legislation has been introduced in the 110th Congress (S. 1968). Also in the 110th Congress, bills to extend DHS's Chemical Facilities Anti-Terrorism Standards are being considered. One bill (H.R. 5533) would preserve an existing exemption for water utilities, while another (H.R. 5577) would include them in the scope of DHS security rules. Continuing attention to these issues is possible, along with interest in how the federal government coordinates its own activities and communicates policies and information to the water infrastructure sector."

—Summary.

+Council of State and Territorial Epidemiologists, 2006 National Assessment of Epidemiologic Capacity: Findings and Recommendations (December 2006) (PDF — 820K)

"The changing environment and the focus of public health toward emergency response and preparedness for intentional release of biologic agents, naturally occurring outbreaks, and behavior-related health issues brings new challenges to the U.S. public health system. These challenges require a durable public health system and a well-rounded workforce. Key measures of public health workforce capacity include both the number of people working in specific programs and their level of education and competence to effectively address these emerging health threats."—Executive Summary.

+Davis, Lois M., Louis T. Mariano, Jennifer E. Pace, Sarah K. Cotton & Paul Steinberg, RAND National Defense Research Institute, Combating Terrorism: How Prepared Are State and Local Response Organizations? (2006) (PDF — 1.2M)

"In light of the catastrophic impact of hurricanes Katrina and Rita, controversy has arisen over whether state and local organizations have overemphasized preparedness for terrorism at the expense of emergency preparedness for natural disasters. Our survey results suggest that the events of 9/11 spurred response organizations not only to undertake preparedness activities for terrorism-related incidents—e.g., updating response plans to address chemical, biological, radiological/ nuclear, and explosives (CBRNE) incidents—but also to make general improvements in emergency response, including updating mutual-aid agreements and participating in joint preparedness activities with other organizations. All these activities support overall preparedness for any catastrophic event."—Summary.

+Department for International Development, United Kingdom (DFID), Publications Theme: Humanitarian Disasters

"DFID produces many publications, such as white papers, reports and policy documents on the ways we fight poverty. Find what you need here." — Website

+Department of Homeland Security (DHS), Office of the Inspector General, Richard L. Skinner, FEMA's Disaster Assistance Improvement Plan (PDF — 1.25 MB)

"This report addresses the results of the [Department of Homeland Security, Office of the Inspector General's] audit of the Federal Emergency Management Agency's implementation of its Disaster Assistance Improvement Plan. It is based on interviews with employees and officials of relevant agencies and institutions, direct observations, and a review of applicable documents." - Introduction letter by DHS Inspector General, Richard L. Skinner

+Economics of Climate Adaptation Working Group, Shaping Climate-Resilient Development: A framework for decision-making (PDF — 5.96 MB)

"The aim of this report is to provide decision-makers with a systematic way of answering these questions. Focusing specifically on the economic aspects of adaptation, it outlines a fact-based risk management approach that national and local leaders can use to understand the impact of climate on their economies - and identify actions to minimize that impact at the lowest cost to society.

 The report is based on the initial findings of a study by the Economics of Climate Adaptation Working Group, a partnership between the Global Environment Facility, McKinsey & Company, Swiss Re, The Rockefeller Foundation, Climate Works Foundation, the European Commission, and Standard Chartered Bank." — Executive Summary

+Elsea, Jennifer K., Legislative Attorney, American Law Division, Congressional Research Service (CRS), The Protection of Classified Information: The Legal Framework (CRS Report for Congress, Order Code RS21900) (December 21, 2006) (PDF — 77.8K)

"Recent incidents involving 'leaks' of classified information have heightened interest in the legal framework that governs security classification, access to classified information, and penalties for improper disclosure. Classification authority has generally rested with the executive branch, although Congress has enacted legislation regarding the protection of certain sensitive information. While the Supreme Court has stated that the President has inherent constitutional authority to control access to sensitive information relating to the national defense or to foreign affairs, no court has found that Congress is without authority to legislate in this area. This report provides an overview of the relationship between executive and legislative authority over national security information, and summarizes the current laws and regulations that form the legal framework protecting classified information."—Summary. A number of documents related to documents, such as response plans, have been classifed.

+Emergency Information Infrastructure Project (EIIP), Emergency Management Forum (EMF)

"The Emergency Information Infrastructure Project is a non-profit educational organization, dedicated to enhancing the practice of emergency management, and thereby public safety, through offering professional development opportunities to practitioners and other interested persons. The principal way we work to achieve this goal is through presentation in the 'Virtual Forum' of timely, disaster-related topics by experts in their fields, by means of Internet-based 'Live Chat' (text) technology. There is no charge to participants, and all are welcome."—Website.

Site includes transcripts and podcasts of discussions among experts on disaster response and prevention issues.

+Environmental Law Institute, Recovering from Katrina and Rita: Environmental Governance Lessons Learned and Applied (October 17, 2005)

"The discussion considered what lessons we can learn about environmental governance and how we can apply those lessons moving forward. We also considered land use and planning post-Katrina and post-Rita; how recovery should work across federal, state, local, private, and non-profit organizations. Our discussants suggested energetic, heartfelt, and intelligent approaches to rebuilding our Gulf Coast in a sensible, environmentally sound manner." Includes links to a RealAudio file of the ELI discussion, a PowerPoint presentation (PDF), and a compilation of governmental responses (PDF).

+Executive Office of the President, Office of Management and Budget, Office of Federal Procurement Policy, Emergency Acquisitions (May 2007) (PDF — 192K)

"This guide is designed to help ensure the acquisition workforce is prepared for emergencies. Each emergency evolves differently. Contractors play a critical role in providing supplies and services to our citizens during an emergency. Viable readiness plans and personnel trained in emergency contracting procedures will help to optimize the government's responsiveness during an emergency situation. This document highlights policies and practices to improve the agility of the acquisition workforce during these critical situations. It reflects a number of management and operational best practices that agencies have developed in response to Hurricane Katrina, the Iraqi reconstruction effort, and other emergency situations. It also reflects a number of lessons documented by the Special Inspector General for Iraq Reconstruction (SIGIR) and the Government Accountability Office (GAO)."—Introduction.

+Farber, Daniel A., Robert G. Bea, Karlene Roberts, Edward Wenk & Kofi Inkabi, Reinventing Flood Control Tulane Law Review (PDF — 161K)

"[The] record suggests that we are doomed to a future in which increasingly complex organizations fail, causing unnecessary death and injury, large scale economic disruption, political haggling, and years of rebuilding. Hurricane Katrina exemplified this failure to learn from the past, and the odds are good that the future will provide yet more tragic examples of this syndrome. We may be doomed to repeat these failures, even though preventing disasters is cheaper than recovery. We may be doomed to this future—despite the fact that we know that technological failures virtually always occur within the context of management failures, and despite the growing body of literature that describes management concepts that could reduce large scale failure. But planning for disaster seems to challenge our organizational capacities.

"We are doomed—unless. This article deals with 'unless.' The investigation of the New Orleans levee failure in which all of us participated revealed that the destruction of New Orleans was a manmade disaster, caused by the organizational structures that designed, built, and maintained the New Orleans flood control system. Levees failed, not because of the unavailability of the information needed to build them properly, but because of organizational inability to act on that information. Our focus here, however, is not on what went wrong: it is on how to make things go better in the future."—Introduction.

+Federal Emergency Management Agency (FEMA), Action Plan for Performance-Based Seismic Design (FEMA-349) (April 2000) (PDF — 4.5M)

"One of the primary goals of the Federal Emergency Management Agency (FEMA) is the prevention, or mitigation, of this country's losses from natural hazards. To achieve this goal, we as a nation need to ask what level of performance do we expect from our buildings during an event such as an earthquake. In order to answer this question, FEMA is exploring the possible development of "performance-based seismic design" criteria. Such criteria could be voluntarily used by this nation's engineers and designers to improve the performance of critical classes of buildings that are currently only designed to a "lifesafety" level to avoid collapse, but would infact probably still suffer significant damage in a design event.

"FEMA contracted with the Earthquake Engineering Research Institute (EERI) (contract number EMW-92-K-3955, Task 13) to solicit the input of the nation's leading seismic professionals in developing an action plan that could be used to develop performance- based seismic design criteria. This project and the resulting action plan have gone a long way in identifying key issues that will need to be addressed in this process.

"This action plan builds upon a similar effort that FEMA funded in 1993 with the Earthquake Engineering Research Center, now the Pacific Earthquake Engineering Research Center (PEER). The end product of that study was a similar plan, "Performance Based Seismic Design of Buildings" (FEMA-283), published by FEMA in September 1996. The material in that plan had an emphasis on the research that would be required, and has in fact been used by PEER inthe last several years as the basis for their research work inthis arena. While this action plan does an excellent job of describing the requirements that would be needed to successfully develop performance based seismic design criteria, FEMA does has some concerns, such as the proposed budget, which exceeds what FEMA is capable of devoting within the recomended time frame. FEMA is planning to identify some of the key elements of the plan and to begin to address them through a series of projects under its Problem Focused Studies program. However, without additional specific funding for this plan, it will be very difficult to accomplish the entire plan. To avoid further delay, FEMA has decided to publish this document as a "final draft for informational purposes only. Publication of this document in no way obligates this or any other Federal agency to any portion of plan contained herein. The information and opinions contained in this document are solely those of EERI and the project participants and do not necessarily represent the views of FEMA.

"In closing, FEMA sincerely wishes to express its, gratitude to all who were involved in this project. The results of their hard work will play an important role as this country moves forward towards performance-based seismic design and reducing the losses suffered by this nation's citizens after the next earthquake."—Foreward.

+Federal Emergency Management Agency (FEMA), An Assessment of the Consequences and Preparations for a Catastrophic California Earthquake: Findings and Actions Taken (November 1980)

"After viewing the destruction wrought by the eruption of Mt. St. Helens in Washington State in May 1980, President Carter became concerned about the impacts of a similar event of low probability but high damage potential, namely a catastrophic earthquake in California, and the state of readiness to cope with the impacts of such an event.

"As a result of the President's concern, an ad hoc committee of the National Security Council was formed to conduct a government review of the consequences of, and preparation for such an event. In addition to the FEMA, the Committee included representatives from the Office of Science and Technology Policy, the United States Geological Survey of the Dept. of the Interior, the Dept. of Defense, the Dept. of Transportation, and the National Communications System, at the Federal level; State of California agencies and California local governments at the State and local levels; and consultants from the private sector." —Executive Summary.

+Federal Emergency Management Agency (FEMA), Hazard Mitigation Assistance Program Guidance: Pre-Disaster Mitigation, Flood Mitigation Assistance, Repetitive Flood Claims, Severe Repetitive Loss (June 2008) (FY 2009 HMA Guidance) (PDF — 1219K)

"The Department of Homeland Security (DHS) Federal Emergency Management Agency (FEMA) Hazard Mitigation Assistance (HMA) grant programs present a critical opportunity to protect individuals and property from natural hazards while simultaneously reducing reliance on Federal disaster funds. The HMA programs provide pre-disaster mitigation grants annually to States, Territories, Tribes, and local communities. The statutory origins of the programs differ, but all share the common goal of reducing the loss of life and property due to natural hazards.

"The Pre-Disaster Mitigation (PDM) program is authorized by the Robert T. Stafford Disaster Assistance and Emergency Relief Act (Stafford Act) and focuses on mitigation project andplanning activities that address multiple natural hazards, although these activities may also address hazards caused by manmade events. The Flood Mitigation Assistance (FMA) program, Repetitive Flood Claims (RFC) program, and Severe Repetitive Loss (SRL) program are authorized by the National Flood Insurance Act (NFIA), and focus on reducing claims against the National Flood Insurance Program (NFIP).

"For the current application cycles, FEMA's Mitigation Directorate is unifying the multi-hazard PDM program with the FMA, RFC, and SRL programs into a unified HMA program application cycle. The intent of this alignment is to enhance the quality and efficiency of grant awards on an allocation and competitive basis to State, Territory, Tribal, and local entities for worthwhile, cost-beneficial activities designed to reduce the risks of future damage in hazard-prone areas. Best practices from the programs will be identified and adopted as the standard for all programs throughout this unification process. In addition, a unified process achieves economies of scale and portfolio management for Federal, State, and local officials by allowing resources to be dedicated to program training and technical assistance as needed. At the same time, unification streamlines FEMA's program delivery and review processes, which offer new opportunities and additional resources to expand national outreach for all types of mitigation." —Introduction.

+Federal Emergency Management Agency (FEMA), Katrina/Rita: The 5th Commemoration, August 29, 2010; September 24, 2010

"Throughout this post-Katrina period, FEMA has remained dedicated to helping Louisiana families and communities recover. To date, in partnership with and in support of the state of Louisiana, we have provided more than $15.2 billion in assistance. We maintain our steadfast commitment to the resilient survivors of Louisiana as they continue along the path to full recovery.

"So, on the 5th anniversary of this unprecedented event, we can say that a lot has been accomplished, but we an also say that a lot remains to be done. FEMA is committed to being here for as long as it takes to fully recover, and we’re working to do so in a way that builds, sustains and improves south Louisiana’s capability to protect against future hazards."—Mike Karl, EMA Louisiana Recovery Office Interim Director, "Unprecedented Disaster, Unprecedented Recovery."

+Federal Emergency Management Agency (FEMA), Mitigation Planning Laws, Regulations, and Guidance

This webpage contains links to resources regarding laws, regulations, and guidance for mitigation planning.

+Federal Emergency Management Agency (FEMA), National Flood Insurance Program

"The U.S. Congress established the National Flood Insurance Program (NFIP) with the passage of the National Flood Insurance Act of 1968. The NFIP is a Federal program enabling property owners in participating communities to purchase insurance as a protection against flood losses in exchange for State and community floodplain management regulations that reduce future flood damages. Participation in the NFIP is based on an agreement between communities and the Federal Government. If a community adopts and enforces a floodplain management ordinance to reduce future flood risk to new construction in floodplains, the Federal Government will make flood insurance available within the community as a financial protection against flood losses. This insurance is designed to provide an insurance alternative to disaster assistance to reduce the escalating costs of repairing damage to buildings and their contents caused by floods."—NFIP Program Description.

+FireWise Communities, Firewise Communities/ USA Sites

"The national Firewise Communities program is intended to serve as a resource for agencies, tribes, organizations, fire departments, and communities across the U.S. who are working toward a common goal: reduce loss of lives, property, and resources to wildland fire by building and maintaining communities in a way that is compatible with our natural surroundings." — About Firewise

+Fischbach, Jordan R.; Rand Corporation, Managing New Orleans Flood Risk in an Uncertain Future Using Non-Structural Risk Mitigation

"This dissertation addresses one of New Orleans' most critical challenges: how to make the city more resilient and less vulnerable to future flood damages. The author considers proposals to augment the existing protection system with “nonstructural” risk mitigation programs focused on single-family homes, including incentives for elevating existing or new structures, revised building codes, incentives for relocation to lower-risk areas, and land use restrictions designed to curtail future growth in the floodplain. "— Abstract

+Florida International University, International Hurricane Research Center

"The IHRC is an interdisciplinary research center focused on the mitigation of hurricane damage to people, the economy, and the built and natural environments."—About Us: IHRC.

+Gostin, Lawrence O., Pandemic Influenza: Public Health Preparedness for the Next Global Health Emergency (provided by: Westlaw) Journal of Law, Medicine and Ethics, v.32, pp.565-72 (Winter 2004)

"This article examines the principal therapeutic and non-therapeutic public health interventions for preventing or ameliorating pandemic influenza.... In each case, the hard, yet inevitable, legal and ethical questions are explored. Thereafter, the article provides several ethical values that can help evaluate public health interventions in anticipation of the next global health emergency."

+Gurr??a, Angel, Secretary General, Organisation for Economic Co-operation and Development (OECD), Remarks, Inaugural Meeting of the High Level Advisory Board, OECD International Network on Financial Management of Large-Scale Catastrophes (PDF — 22.4K)

"The series of recent large-scale catastrophes casts doubt on the ability of the private insurance and reinsurance markets alone to absorb losses resulting from large-scale disasters in the future. And 'mega-risks' are beyond the capacity of the insurance industry or even governments to insure and clearly call for privatepublic partnership and international co-operation.

"Preparing to deal effectively with the hugely complex threats of the 21st century and their financial consequences is a major challenge for decision makers in government and the private sector alike, and one that needs to be addressed as a matter of urgency."—The issues at stake.

+Harris Interactive, Majorities Say They Are Prepared for Certain Unexpected Events, But Less than Half Have Actually Done Certain Preparedness Actions (The Harris Poll? #54) (June 12, 2007)

"Americans say they are prepared to face unexpected events. Nine in ten (91%) say they are prepared to take someone to the hospital closest to their home in an emergency and 84 percent are prepared to put out a small cooking fire on the stove. Three-quarters are prepared to live for a few days with the supplies they have on hand if there was a catastrophic disaster and they could not get to the store. Sixty-two percent of U.S. adults are prepared to turn off the electricity, gas and water in their home."

+Harvard School of Public Health, Project on the Public and Biologic Security, Survey of Hurricane Preparedness Finds One-Third on High-Risk Coast Will Refuse Evacuation Order (Press Release) (July 24, 2007)

"According to a new survey of people in high-risk hurricane areas conducted by the Harvard School of Public Health Project on the Public and Biological Security, one-third (31%) of residents said if government officials said they had to evacuate due to a major hurricane this season, they would not leave. This is an increase from 2006 when 23% said they would not evacuate."—Press Release (includes links to word documents of full survey)

+Hayes, Brian, Natural and Unnatural Disasters: Reflections on a City Made Possible and Made Vulnerable by Reliance on Technology (provided by: UCB institutional license) American Scientist Online, v.93, no.6 (November-December 2005) p.496

A brief history of the infrastructural components of New Orleans and their relation to disasters.

+Henjum, Matt, The Clarksburg Old Sugar Mill Project: Proposed Residential Development in the Delta's Primary Zone (UC Berkeley School of Law, Law 224.9, Disasters & the Law, Spring 2007) (PDF — 100K)

"The vulnerability of California's Delta region to massive flooding stands as one of the state's most urgent policy issues. One of the state's few tools in place to curb urbanization in the Delta is the Delta Protection Act. Adopted in 1992, the Act created the Delta Protection Commission as the regulatory body charged with overseeing development in the Delta. Reflecting a spirit of political compromise, however, the Act limits the jurisdiction of the Commission to the Delta's primary zone while development in the secondary zone goes unregulated. The Delta Protection Commission was called into action for the first time in the fall of 2006 when the Yolo County Board of Supervisors approved a plan for residential development on land presumed to be within the primary zone. In February of 2007 the Commission voted to officially reject the development as a violation of the Delta Protection Act. The primary basis for the Commission's decision was that the Old Sugar Mill Project would 'expose the public to increased flood hazards.' The Commission's decision is, however, appealable in court, and, reflecting the Commission's grossly insufficient regulatory authority, it is uncertain whether the decision will withstand a legal challenge.

"Even if the Delta Protection Commission's decision is ultimately upheld in court, however, the Clarksburg situation demonstrates the irrationality, and unacceptability, of California's Delta land-use regulatory scheme. At present, developments that pose a clear risk to public safety and the long run health of both the Delta and state economy go unchallenged simply because certain land is designated as the secondary zone and, thus, falls within the exclusive jurisdiction of local governments. In order to alleviate this untenable situation California must create a dominant regulatory body with the authority to strictly oversee land-use throughout the Delta region."—Abstract.

+The Henry L. Stimson Center, New Information and Intelligence Needs in the 21st Century Threat Environment (PDF — 1.2M)

"This study examines some key issues about information support to policymakers that have arisen in the information age. The challenge of providing the right information to the right people has been compounded by the challenge of terrorism and shifts in governments' priorities and in governmental organization that deal with various threats to national and human security. This problem set is not unique to the United States, and the study looks at the European Union and selected EU member states as an important point of comparison, and as a critical partner for information sharing and problem solving.

"The Stimson Center, in collaboration with the Swedish Emergency Management Agency (SEMA)and the Department of Homeland Security's Office of Intelligence and Analysis, embarked on a year-long exploration of three distinct information cultures ??? terrorism, public health, and natural hazards ??? to illuminate problems within and between those distinct expert communities in providing information to key decision-makers and crisis managers. We are grateful to SEMA and to DHS for their financial support, and for their expert participation in a series of workshops and conversations that contributed to this report. Several dozen people of diverse expertise, in government and out, agreed to be interviewed for this study, and we are indebted to them for the insights and information they provided.

"The Stimson team included: Julie Fischer, Senior Associate and director of our work on global health security, Jesper Gronvall, former representative of the Swedish Institute for International Affairs resident at Stimson, Aditi Hate, Research Associate, Rebecca Bornstein, Scoville Fellow, summer interns Amanda Greenland and Anita Ravishankar, and Peter Roman, former Senior Associate responsible for homeland security analysis." —Preface.

+Hodge, James G. Jr, Lance Gable, & Stephanie H. Calves, The Legal Framework for Meeting Surge Capacity Through the Use of Volunteer Health Professionals During Public Health Emergencies and Other Disasters (provided by: SSRN) (Wayne State University Law School Research Paper 08-06) (PDF — 399K)

"Recent events such as Hurricane Katrina and the global SARS outbreak underscore the importance of having public health and medical systems that are prepared to increase surge capacity in a variety of emergency scenarios. A core component to increasing surge capacity is the availability of skilled health professionals to supplement the existing health workforce.

"This article examines the legal context volunteer health professional find themselves in during public health emergencies and disasters. In addition, the article makes several recommendations about how to refine the law to increase the availability of volunteer health professionals during public health emergencies and disasters. First, states should incorporate advance registration systems and protections for volunteers into laws that authorize emergency preparedness and response efforts. These laws should explicitly define the powers of state government during emergencies and clarify the legal provisions applicable to VHPs and the entities or organizations that may rely on them. Second, a floor of legal protections for volunteers is essential to achieve a minimum level of uniformity among the states and facilitate multi-jurisdictional cooperation in emergency response. Third, the scope and breadth of state based volunteer registries must be expanded to ensure comprehensive and coordinated emergency response efforts among states. Fourth, laws must ensure balanced civil liability protections for VHPs and their host entities by creating responsible immunity protections and alternative mechanism to compensate injured patients. Fifth, states are encouraged to enact laws and regulations providing for license portability during emergencies. Sixth, VHPs should be vested with workers' compensation protections for injuries, disabilities, or deaths experienced while carrying out their duties. Finally, state and federal laws should confer robust privacy protections on volunteer registries, implement fair information practices to allow VHPs and patients to access and verify registry data, and simultaneously ensure responsible access to and use of registry information to mount an effective response." —Abstract.

+Holmberg, Scott D., Christine M. Layton, George S. Ghneim & Diane K. Wagener, Research Triangle Institute International, State Plans for Containment of Pandemic Influenza (Policy Review) Emerging Infectious Diseases, v.12, no.9 (September 2006)

"This review assesses differences and similarities of the states in planning for pandemic influenza. We reviewed the recently posted plans of 49 states for vaccination, early epidemic surveillance and detection, and intraepidemic plans for containment of pandemic influenza. All states generally follow vaccination priorities set by the Advisory Committee on Immunization Practices. They all also depend on National Sentinel Physician Surveillance and other passive surveillance systems to alert them to incipient epidemic influenza, but these systems may not detect local epidemics until they are well established. Because of a lack of epidemiologic data, few states explicitly discuss implementing nonpharmaceutical community interventions: voluntary self-isolation (17 states [35%]), school or other institutional closing (18 [37%]), institutional or household quarantine (15 [31%]), or contact vaccination or chemoprophylaxis (12 [25%]). This review indicates the need for central planning for pandemic influenza and for epidemiologic studies regarding containment strategies in the community."—Abstract.

+Holt, Mark & Anthony Andrews, Specialists in Energy Policy, Resources, Science, and Industry Division, Congressional Research Service (CRS), Nuclear Power Plant Security and Vulnerabilities (CRS Report for Congess, Order Code RL34331) (January 18, 2008) (PDF — 96K)

"The physical security of nuclear power plants and their vulnerability to deliberate acts of terrorism was elevated to a national security concern following the events of September 11, 2001.

"Title VI of the Energy Policy Act of 2005 regarding nuclear security amended the Atomic Energy Act with the addition of new provisions for security evaluations and rulemaking to revise the 'Design Basis Threat.' The act included provisions for fingerprinting and criminal background checks of security personnel, their use of firearms, and the unauthorized introduction of dangerous weapons. The designation of facilities subject to enforcement of penalties for sabotage expanded to include treatment and disposal facilities.

"As part of security response evaluations, the act requires the Nuclear Regulatory Commission (NRC) to conduct 'force-on-force' security exercises at nuclear power plants at least once every three years, and revise the 'design-basis threat' to consider a wider variety of potential attacks.

"The NRC has strengthened its regulations on nuclear power plant security, but critics contend that implementation by the industry has been too slow and that further measures are needed. Vulnerability to a deliberate aircraft crash remains an outstanding issue, as the latest NRC rulemaking addresses only newly designed plants. Shortcomings in the performance of security contractors has drawn the attention of Congress.

"This report will be updated as events warrant."—Summary.

+Inomata, Tadanori, Joint Inspection Unit, United Nations, Towards a United Nations Humanitarian Assistance Programme for Disaster Response and Reduction: Lessons Learned from the Indian Ocean Tsunami Disaster (A/61/699-E/2007/8) (JIU/REP/2006/5) (2006)

"Objective: To strengthen the capacity of the United Nations system to coordinate and support humanitarian assistance for disaster reduction and response through:
  • Integration of programme, resource management and coordination, and
  • Streamlining and standardization of operational, administrative and financial practices related to disaster reduction and response."
—Executive Summary.

+Institute for Business & Home Safety (IBHS), Hurricane Ike: Nature's Force vs. Structural Strength (PDF — 2.65 MB)

"IBHS puts forth key fndings and recommendations for reducing future property losses in all hurricane-exposed areas. The three key fndings and recommendations are based on both post-Ike IBHS feld research on the Bolivar Peninsula and a thorough review of building code requirements – and laid out in much more detail in the full research report.


A Texas-specifc hurricane retroft guide based on the research fndings following Hurricane Ike can be found in this report. Geographically specifc hurricane retroft solutions for property owners and residents in other states along the Gulf and Atlantic coasts are in development and will be published by IBHS in 2010." — Executive Summary

+Isaacson, Ruth B., Bridging Disasters (UC Berkeley School of Law, Law 224.9, Disasters & the Law, Spring 2007) (PDF — 156K)

"This paper examines the human and organizational failures that have plagued the design and construction of the new east span of the San Francisco-Oakland Bay Bridge, drawing comparisons to the failures of the New Orleans Flood Defense System before and during Hurricane Katrina. It also suggests what lessons can be learned from the successes of 'high reliability organizations,' so that more integrity and reliability can be built into the leadership and decision-making processes of future projects of this magnitude."

+Issues in Legal Scholarship, Berkeley Electronic Press (bePress), Catastrophic Risks: Prevention, Compensation, and Recovery

"This symposium provides a forum for scholars to begin conceptualizing a new field of legal scholarship devoted to catastrophic risks. It is hard to think of anything equally important that has received so little sustained attention from lawyers and law professors. Hurricane Katrina involved over a thousand deaths and $100 billion in losses. There is no reason to consider Katrina the 'worst case scenario.' Yet, scholars have not yet systematically addressed the legal and policy issues posed by major disasters. Ultimately, the goal should be assembling the best portfolio of social policies, institutions, and legal rules to deal with catastrophic risks—a portfolio that includes prevention measures, mitigation incentives, emergency response strategies, liability rules, insurance, and reconstruction planning. In this symposium, papers by legal scholars and policy analysts will address these as well as other issues relating to this critically important subject."—Dan Farber, Editor, Introduction. Access to this bepress journal requires a subscription.

+Jenkins, William O., Director, Homeland Security and Justice Issues, United States Government Accountability Office (GAO), Homeland Security: Observations on DHS and FEMA Efforts to Prepare for and Respond to Major and Catastrophic Disasters and Address Related Recommendations and Legislation (Testimony Before the Committee on Oversight and Government Reform, House of Representatives, GAO-07-1142T) (July 31, 2007) (PDF — 380K)

"The Comptroller General has suggested one area for fundamental reform and oversight is ensuring a strategic and integrated approach to prepare for, respond to, recover, and rebuild after catastrophic events. FEMA enters the peak of the 2007 hurricane season as an organization in transition working simultaneously to implement the reorganization required by the Post-Katrina Reform Act and moving forward on initiatives to address the deficiencies identified by the post-Katrina reviews. This is an enormous challenge. In the short-term, Congress may wish to consider several specific areas for immediate oversight. These include (1) evaluating the development and implementation of the National Preparedness System, including preparedness for natural disasters, terrorist incidents, and an influenza pandemic; (2) assessing state and local capabilities and the use of federal grants to enhance those capabilities; (3) examining regional and multi-state planning and preparation; (4) determining the status and use of preparedness exercises; and (5) examining DHS polices regarding oversight assistance."—What GAO Found.

+Kahan, James P., Mengjie Wu, Sara Hajiamiri & Debra Knopman, RAND Gulf States Policy Insitute, From Flood Control to Integrated Water Resource Management: Lessons for the Gulf Coast from Flooding in Other Places in the Last Sixty Years (2006)

"The loss of life and devastation in the Gulf coast region of the United States following the hurricane season of 2005 has led to considerable debate about what should be done and not done in recovering from the damage and mitigating the consequences of future floods. This document reports the experiences of four major floods since 1948 (two in the United States, one in the Netherlands, and one in China), to draw lessons for the Gulf coast restoration effort. The authors conclude that (1) attending to history leads to mitigating the potential damage of floods even when major floods are few and far between; (2) the critical concept of integrated water resource management policy—particularly its implication that flood damage control includes conceding land to the water from time to time—is necessary but may be difficult to accept; (3) delineating roles and responsibilities clearly in advance produces better outcomes; and (4) out of disaster can come improvements to the social and physical infrastructure that go beyond flood protection."

+Kousky, Carolyn, Erzo F.P. Luttmer & Richard Zeckhauser, Private Investment and Government Protection (Harvard University, John F. Kennedy School of Government, Faculty Research Working Papers Series, RWP06-017) (May 1, 2006) (PDF — 374K)

"The devastation wrought by hurricane Katrina along the Gulf Coast has once again reminded citizens, policymakers, and academics of the difficulties of making decisions regarding development in risk-prone locations. This paper has highlighted that government does not face a simple decision of how much protection to offer investments, nor do private entities face a simple decision of how much to invest in an area with a given risk level. Instead, government and investors respond to each other, with investment increasing when protection levels are raised, and government raising protection when investment in a risky location grows. When the marginal value of protection increases with the level of protection provided, the game may have multiple equilibria. Thus, given an ill-behaved benefits function, a local optimum may not be the global optimum, which complicates policy decisions, as does the uncertainty regarding the level of investment that will follow a given level of protection."—Conclusion.

+Kutz, Gregory, Managing Director, Forensic Audits and Special Investigations, United States Government Accountability Office (GAO), Hurricanes Katrina and Rita Disaster Relief: Prevention is the Key to Minimizing Fraud, Waste, and Abuse in Recovery Efforts (Testimony Before the Committee on Homeland Security and Governmental Affairs, U.S. Senate) (January 29, 2007) (PDF — 267K)

"Prior GAO audit and investigative work on FEMA's controls over IHP [Individuals and Households Program] payments and DHS's controls over purchase cards emphasizes one fundamental concept—that fraud prevention is the most effective and efficient means of minimizing fraud, waste, and abuse. GAO estimates that FEMA made about 16 percent or almost $1 billion dollars in improper and potentially fraudulent IHP payments to registrants who applied using invalid information, illustrating what can happen when fraud prevention controls are ineffective. For example, GAO found that FEMA made payments based on bogus damaged addresses, false identities, and identities belonging to federal and state prisoners. These findings highlight the need for effective controls over all types of recovery disbursements. With effective planning, relief agencies should not have to make a choice between speedy delivery of disaster recovery assistance and effective fraud prevention."—What GAO Found.

+Kwok, David, Regulatory Compliance and the Structure of Individual Property Rights in High Risk Areas (UC Berkeley School of Law, Law 224.9, Disasters & the Law, Spring 2007) (PDF — 60K)

"Communities facing a substantial risk of natural disaster require individual landowner cooperation with detailed building codes to ensure safety. Beyond increasing public expenditures on enforcement action, I propose that limitations on personal property ownership through increases in minimum parcel sizes and restrictive covenants can also facilitate individual compliance with regulation. Deployment of such solutions in existing residential property will require substantial use of eminent domain and political will, most likely available in the immediate aftermath of a natural disaster."—Abstract.

+Kysar, Douglas A. & Thomas Owen McGarity, Did NEPA Drown New Orleans? The Levees, the Blame Game, and the Hazards of Hindsight (provided by: SSRN) (Duke Law Journal - 36th Annual Administrative Law Symposium, Vol. 56, 2006) (Cornell Legal Studies Research Paper No. 06-024) (U of Texas Law, Public Law Research Paper No. 106)

"This Article highlights the hazards of hindsight analysis of the causes of catastrophic events, focusing on theories of why the New Orleans levees failed during Hurricane Katrina in 2005 and particularly on the theory that the levee failures were 'caused' by a 1977 National Environmental Policy Act (NEPA) lawsuit that resulted in a temporary injunction against the Army Corps of Engineers' hurricane protection project for New Orleans. The Article provides a detailed historical reconstruction of the decision process that eventuated in the New Orleans storm surge protection system, focusing both on the political and legal factors involved and on the 'standard project hurricane' risk assessment model that lay at the heart of the Army Corps of Engineers' decisionmaking process. The Article then offers a detailed analysis of how and why Hurricane Katrina overcame the New Orleans levee system. As this analysis demonstrates, the argument that the NEPA lawsuit played a meaningful causal role in the Katrina disaster is not a serious one. Parallels lessons are then drawn for forward-looking disaster policy: The same problems of uncertainty and complexity that confound the attempt through hindsight to attribute causal responsibility for a disaster, also confound the attempt to predict through foresight the variety of outcomes, including potentially disastrous ones, that may flow from policy choices. Focusing narrowly on any single parameter of complex natural and human systems is likely to dramatically distort environmental, health, and safety decisionmaking - whether the parameter is a 'standard project hurricane' when we are planning a hurricane protection plan, or the equally mythical 'lawsuit that sunk New Orleans' when we are attempting to allocate responsibility for the plan's failure some forty years later." —Abstract.

+Landrieu, Mary L., United States Senator (D-Louisiana), Sen. Landrieu's Statement on the Establishment of an 8/29 Commission to Investigate Katrina Levee Failures (Press release) (August 9, 2007)

"Since the early days following Hurricane Katrina, I have joined with Levees.org in calling for a comprehensive, independent 8/29 commission to take a targeted look at the collapse of the levee system and examine the steps we must to take to prevent another storm from drowning us."

+Levin, Alan & Pete Eisler, Many Decisions Led to Failed Levees

"The broken levees that flooded New Orleans after Hurricane Katrina have their roots in decades of decisions like the one to abandon the floodgates. The decisions reach all the way to Washington, where Congress in 1992 ordered the Army Corps to abandon the gates and instead build the network of flood walls that failed...." Includes links to a related story and a graphic depicting levee failure.

+Lister, Sarah A. & Holly Stockdale, Congressional Research Service (CRS), Pandemic Influenza: An Analysis of State Preparedness Plans (CRS Report for Congress, Order Code RL34190) (September 24, 2007)) (PDF — 187K)

"This report, which will not be updated, describes an approach to an analysis of state pandemic plans, and presents the findings of that analysis." Summary

+Mathew, Ann Bessie & Kimiko Kelly, Disaster Preparedness in Urban Immigrant Communities: Lessons Learned from Recent Catastrophic Events and Their Relevance to Latino and Asian Communties in Southern California (Tomas Riveral Policy Institute and Asian Pacific American Legal Center of Southern California) (June 2008) (PDF — 3.2M)

"Southern California is at high risk for a major natural disaster. Yet, few assessments have been made to discover how communities with large populations of Limited English Proficient (LEP) immigrants would fare in such an event. It has also not been established whether LEP immigrants who may be poor and have low levels of education have the information necessary to prepare for and survive a disaster, or whether the social networks, formats, and language in which they can successfully receive and respond to emergency information are in place.

"To address these issues, examine past efforts, and build policy recommendations for the future, the Tom?s Rivera Policy Institute (TRPI) and the Asian Pacific American Legal Center of Southern California (APALC) undertook a joint project that examined several LEP immigrant communities in Southern California. After conducting interviews with emergency service personnel, both in local governments and in nonprofit organizations, and holding focus groups with LEP community members in their native languages, we are able to provide the following findings about this important issue." —Executive Summary.

+Miller, Jeffrey G., Remedying Our Fragmented Governmental Structures to Deal With Our Nation-on-Edge Problems (Environmental Law Reporter, Volume 38, Issue 3, Page 10187) (March 2008) (PDF — 316K)

"The argument against crafting federal regulations for problems stemming from development in disaster-prone areas (nation-on-edge problems) assumes that these types of problems are essentially local problems requiring unique local solutions. In this Article, Jeffrey G. Miller challenges this assumption, reasoning that a flexible framework of federal regulations would indeed be effective at remedying these problems. He suggests that such a framework could be modeled after the Clean Water Act's (CWA's) point source pollution control regime. A permitting system similar to that set out in the CWA would promote best management practices while still allowing local entities the freedom to determine which particular practices are most effective for them. He recommends that we reexamine our conception of federalism before abandoning hope of federal solutions to nation-on-edge problems." —Executive Summary.

+Mittal, Anu K., U.S. Army Corps of Engineers' Procurement of Pumping Systems for the New Orleans Drainage Canals (Letter to the Honorable Mary L. Landrieu, Chairman, Ad Hoc Subcommittee on Disaster Recovery, Committee on Homeland Security and Governmental Affairs, United States Senate) (May 23, 2007) (PDF — 1.85M)

"The Corps' decisions to acquire the 34 hydraulic pumping systems were focused on satisfying its commitment to have pumping capacity on the drainage canals in place by June 1, 2006—the start of the 2006 hurricane season. In order to increase the likelihood that pumping capacity would be in place when needed, the Corps utilized several tools to expedite and streamline the acquisition process. The Corps appears to have had a valid reason for each of the iterative decisions it made at each stage of the procurement process. The cumulative effect of these decisions resulted in one supplier—Moving Water Industries Corporation—being in the strongest competitive position to receive the contract for the pumping systems."—Summary.

+National Association of State Chief Information Officers (NASCIO), IT Disaster Recovery and Business Continuity Tool-kit: Planning for the Next Disaster (2007) (PDF — 192K)

"The tool-kit is comprised of six checklists in three categories that address specific contingency planning recommendations to follow Before, During and After a disruption or crisis situation occurs. The Planning Phase, Before the disaster, describes the process of preparing plans and procedures and testing those plans to prepare for a possible network failure. The Execution Phase, During the disaster, describes a coordinated strategy involving system reconstitution and outlines actions that can be taken to return the IT environment to normal operating conditions. The Final Phase, After the disaster, describes the transitions and gap analysis that takes place after the disaster has been mitigated. The tool-kit also provides an accompanying group activity worksheet, 'Thinking Sideways,' to assist in disaster recovery planning sessions with critical staff."—How to Use the Tool-kit.

+National Emergency Management Association (NEMA), Recommendations for an Effective National Mitigation Effort (PDF — 5.48 MB)

"This White Paper offers strategic themes and elements of a national mitigation strategy, identifies some initial steps for the near term, and asserts that the concept of mitigation must be a part of any dialogue where the notion of protecting the communities of the United States and reducing the costs of disasters is discussed. This paper is not intended to suggest specific or programmatic actions. Its purpose is to set the desired strategic contect from which will follow future policy and program recommendations." — Introduction

+National Governors Association (NGA), A Governor's Guide to Homeland Security (NGA Center for Best Practices) (2007) (PDF — 1.65M)

"In today's world, emergencies and disasters take many forms, including natural disasters, technological and infrastructure failures, terrorist attacks, and health emergencies such as pandemic disease outbreaks. An effective crisis-management program will encompass five critical components: an assessment of the threats facing the state; development of a plan to mitigate those threats; development of a strategy to prepare for all hazards; a comprehensive and well-tested response plan; and a plan for short- and long-term recovery. This document focuses primarily on the preparedness and response components of a state's crisis-management program."—Executive Summary.

+National Oceanic and Atmospheric Administration (NOAA), How Does the Tsunami Warning System Work?

A basic description of the Pacific Northwest tsunami warning system and related resources.

+National Wildlife Federation (NWF), Hurricane Katrina Report Card (August 2007) (PDF — 215K)

"Two years after Hurricane Katrina much has become clear. We know that the devastation in New Orleans and surrounding areas was less a natural than a man-made disaster. Katrina's surge into New Orleans was the direct result of poorly constructed levees, an ill-conceived navigation channel, and the destruction of millions of acres of coastal wetlands. Furthermore, the storm's intensity itself was fueled by unusually warm waters in the tropical Atlantic due, in part, to global warming pollution.

"How have Congress and the Administration responded to these lessons of Katrina and addressed the chief causes of its tragic aftermath? A report card is due on the federal government's response to global warming, reforming the Army Corps of Engineers and the Federal Emergency Management Agency (FEMA), and restoring the wetlands along the Gulf Coast that act as a natural buffer to storms."

—Introduction

+National Wildlife Federation (NWF), Increased Flooding Risk: Global Warming's Wakeup Call for Riverfront Communities (2009) (PDF — 2.19 MB)

"Global warming has caused more heavy rainfall events in the United States over the last few decades along with an increased likelihood of devastating floods. While no single storm or flood can be attributed directly to global warming, changing climate conditions are at least partly responsible for past trends. Because warmer air can hold more moisture, heavier precipitation is expected in the years to come. At the same time, shifts in snowfall patterns, the onset of spring, and river-ice melting may all exacerbate flooding risks." — Cover Page

+Natural Hazards Review, Natural Hazards Review

"The Natural Hazards Review stands on the realization that natural disaster losses result from interactions between the physical world, the constructed environment, and the character of the societies and people who occupy them. The journal is dedicated to bringing together the physical, social, and behavioral sciences; engineering; and the regulatory and policy environments to provide a forum for cutting edge, holistic, and cross-disciplinary approaches to natural hazards loss and cost reduction.... Social and behavioral sciences topics addressed include a range of issues related to hazard mitigation and human response as well as significant issues related to the built environment such as land use, building standards, and the role of financial markets and insurance."—Aim and Scope.

+Naval Postgraduate School Center for Homeland Defense and Security, Homeland Security Digital Library, Hurricane Katrina: Five Years Later

A collection of five-year anniversary accounts by various organizations, including the Institute for Southern Studies, Unity of Greater New Orleasn, the American Red Cross, the Institute for Business & Home Safety (on the inadequacy of municipal building codes), and others.

+Newmark, Robin, Michael Hanemann & Daniel Farber, California Levee Risk, Now and in the Future: Identifying Research and Tool Development Needs (Lawrence Livermore National Laboratory, UCRL-TR-226504) (November 28, 2006) (PDF — 765K)

Report from a workshop held September 28 and 29, 2006.

"California depends on a complex system of engineering structures—dams, aqueducts, and levees—for both its water supply and flood protection. The Sacramento-San Joaquin Delta system is the hub for California's water supply as well, providing water for twenty-three million Californians and three million acres of agricultural land, and sustaining a $400 billion economy; it is also a unique environmental asset. Because of an aging and deteriorating levee system, the city of Sacramento itself faces a greater risk of flooding than any other major city in the United States, including New Orleans. In addition, substantial seismic risks in Northern California threaten both the water supply infrastructure in the Delta and the levees that protect valuable agricultural and, increasingly, urban property throughout the Central Valley....

"The goal is not merely to develop improved scientific knowledge for its own sake, but to deliver usable and timely information to the officials who are charged with making critical decisions about the Delta. Fulfilling this goal requires the development of a new institutional structure in which policymakers and scientists can interact, so as to ensure that the scientists are asking the right questions and the policymakers are getting the most reliable and objective research findings. The Workshop participants strongly suggested that a consortium approach is needed to engage, provide products to and get feedback from policy and decision makers. What is required is an umbrella that supports the broad set of technical and policy-relevant disciplines that need to be applied. We strongly urge the creation of such an institutional structure by the State of California."—Executive Summary.

+Nolon, John, Losing Ground: A Nation on Edge (Island Press) (2007)

"America builds on the edge of disaster prone areas: on moveable barrier islands, fragile coastal ecosystems, shorelines subject to inundation, and next to flammable forests. Ferocious storm events focus local and national attention in the tragic moment and during short-term recovery efforts; then, too often, we return to business as usual, continuing to build and rebuild on the edge. 'Losing Ground' provides effective perspectives and prescriptions for longer-term disaster mitigation planning and action. Authors from a variety of disciplines (including law, history, geography, environmental science, and urban planning) review past policies and practices, the lessons learned from previous disasters, current approaches to disaster planning and recovery, an assessment of the proper roles and responsibilities of various levels of government in the federal system, new legal and technological tools, and a review of innovations in disaster mitigation.

"Oliver A. Houck, a renowned professor of law from Tulane University, provides a preface from the perspective of a post-Katrina New Orleans: 'Perhaps, the most striking aspect of the post-Katrina Gulf Coast, from Alabama to Texas, is the rush to rebuild in exactly the same places, a few feet back, a few feet higher, more high priced investment than ever before. Two lane bridges are replaced by six lane bridges. Modest beach homes are replaced by condominiums. The hurricane has led to a construction boom. As the Gross National Product measures these things, the hurricanes were a huge success. What is wrong with this picture?.' "—Publisher's Description.

+Occupational Safety and Health Administration (OSHA), United States Department of Labor, Pandemic Influenza Preparedness and Response Guidance for Healthcare Workers and Healthcare Employers (OSHA 3328-05) (2007) (PDF — 408K)

"A comprehensive resource for healthcare planners and practitioners, the new guidance offers information and tools to assist the industry in preparing for and responding to an influenza pandemic. It includes technical information on infection control and industrial hygiene practices to reduce the risk of infection in healthcare settings; workplace preparations and planning issues; and OSHA standards that have special importance to pandemic preparedness planners and responders in the industry."—OSHA News Release (May 21, 2007)

+Oklahoma City National Memorial & Museum, A Network of Hope: A Resource to Help

"During the balance of 2006 and early 2007, the Memorial staff invested hundreds of hours in studying the rebuilding process after other incidents, both man-made and natural disasters. In addition, we hosted a second Collective Reflection. The study included New York City after the World Trade Center terrorist attack, Hurricanes Hugo in Charleston (SC) and Andrew in Homestead (FL) and Miami (FL), earthquakes in Northridge (CA) and Kobe (Japan), floods in Des Moines (IA), and, finally, Hurricane Katrina in New Orleans (LA).

"What has resulted is a collection of documents covering Municipality, Business, General Public, Non-Government Response Organizations, Faith Community, Media, and Memorializing, with some assistance for resources regarding Preparedness. During 2007, the materials were reviewed by cities and organizations in multiple states that had experienced disasters and the challenges of rebuilding and healing.

"During the research, we learned that the concept of best practices may vary with the circumstances. Thus, we have identified some universals ? needs that appear to hold true regardless of the circumstances of either the source of the incident or the magnitude. Beyond these universals, the value or need of the materials may depend on the type, magnitude and circumstance of the incident and community resources."—Website.

+Organisation for Economic Co-operation and Development (OECD), Large-scale Disasters: Lessons Learned (provided by: SourceOECD)

"This book is based on a report prepared between May and July 2003 by a multi-disciplinary team of experts from inside and outside of the OECD. It examines the economic and social impacts of past large-scale disasters, and draws a number of key lessons for the future. Its focus is on better prevention of disasters, and on restoring trust and securing recovery in their aftermath."—Abstract.

+Orice, William, Director, Financial Markets and Community Investments, United States Government Accountability Office (GAO), Federal Emergency Management Agency (FEMA) : Ongoing Challenges Facing the National Flood Insurance Program (GAO-08-118T) (October 2, 2007)(Testimony before the Committee on Banking, Housing and Urban Affairs, U.S. Senate) (PDF — 286K)

"This testimony updates past work and provides information about ongoing GAO work on issues including (1) [National Flood Insurance Program's] (NFIP)financial structure, (2) the extent of compliance with mandatory requirements, (3) the status of map modernization efforts, and (4) FEMA's oversight of the NFIP."—Why GAO Did This Study

+Parfomak, Paul W., Specialist in Science and Technology, Resources, Science, and Industry Division, Congressional Research Service (CRS), Vulnerability of Concentrated Critical Infrastructure: Background and Policy Options (CRS Report for Congress, Order Code RL33206) (January 26, 2007) (PDF — 172K)

"'Critical infrastructure' consists of systems and assets so vital to the United States that their incapacity would harm the nation's physical security, economic security, or public health. Critical infrastructure is often geographically concentrated, so it may be distinctly vulnerable to events like natural disasters, epidemics, and certain kinds of terrorist attacks. Disruption of concentrated infrastructure could have greatly disproportionate effects, with costs potentially running into billions of dollars and spreading far beyond the immediate area of disturbance. Hurricanes Katrina and Rita demonstrated this kind of geographic vulnerability by disrupting a substantial part of the U.S. energy and chemical sectors in 2005."—Summary.

+Parmet, Wendy E., Terri and Katrina: A Population-Based Perspective on the Constitutional Right to Reject Treatment (provided by: SSRN) (Northeastern University School of Law Research Paper No. 01-2006) (May 2006) (PDF — 112K)

"In 2005, two events garnered great national attention: the controversy over the death of Terri Schiavo and the destruction of New Orleans by Hurricane Katrina. Although each event was compelling and even tragic, only the former, which focused on whether a single individual would be removed from life support, was widely understood as implicating constitutional questions. Using a population-based perspective that is influenced by the discipline of epidemiology and focuses attention on both the interests of and the impact of law on populations, this Article analyzes why a controversy concerning the life and death of one woman was understood as raising questions of constitutional law while the failure to protect thousands was not viewed as such. The Article begins reviewing the courts' embrace of an individualistic right-to-reject treatment in cases such as Cruzan v. Director, Missouri Department of Health and contrasting that embrace with the Supreme Court's rejection, in cases such as DeShaney v. Winnebago County Department of Social Services, of any broad right to care and protection. Taken together, these cases demonstrate that contemporary constitutional law fails to appreciate the interdependency of risk and the social and population context in which health threats, and treatment decisions, arise. As a result, the rights vindicated in cases such as Cruzan and Schiavo are particularly shallow as they cannot provide either individuals or populations (such as that in New Orleans) with the opportunity to make meaningful risk-reducing choices. In addition, because of the influence of constitutional discourse in our society, the shallowness of constitutional rights spills over to influence political and legislative priorities. Hence, the fact that the population of New Orleans had no legally recognizable constitutional right to protection against hurricanes may have abetted the government's failure to protect the city's residents. Likewise, a constitutional discourse that focuses on the plight of a single woman while overlooking the multitude of problems faced by large populations may reinforce the political system's failure to protect populations from other potential natural disasters, such as a potential influenza pandemic."—Abstract.

+Peek, Lori (Editor), Children, Youth and Environments Center for Research and Design, Special Issue: Children and Disasters Children, Youth and Environments Journal, v. 18, no.1 (2008)

This special issue includes a collection of 20 papers from around the world, 4 book reviews, a media review and and an annotated compilation of resources focusing on children and youth before, during and after disasters occur.

+Platt, Rutherford H., Learning From Disasters: The Synergy of Law and Geography (Environmental Law Reporter, Volume 38, Issue 3, Page 10150) (March 2008) (PDF — 403K)

"Historically, regulatory approaches to natural disaster mitigation have been created in the aftermath of specific disasters. For instance, the world's first city building code was created in the wake of the Great Fire of London, and the U.S. Congress enacted flood control rules for the Lower Mississippi after the Great Mississippi River Flood of 1927. In this Article, Rutherford H. Platt discusses how natural disasters have informed society's understanding of natural resource management and land use planning over the last several centuries. He examines the evolution of single use policies into multiple use management, deconstructs federal disaster policies, and advocates for ecological cities. He concludes with a reminder to address natural disaster mitigation—indeed, all of modern urban planning—with comprehensive policies addressing the full range of urban needs."—Editors' Summary.

+Posner, Richard A., Catastrophe: Risk and Response

"Catastrophes, whether natural or man-made, that could destroy the human race are often dismissed as alarmist or fanciful, the stuff of science fiction. In fact the risk of such disasters is real, and growing. A collision with an asteroid that might kill a quarter of humanity in 24 hours and the rest soon after; irreversible global warming that might flip, precipitating "snowball earth;" voraciously replicating nanomachines; a catastrophic accident in a particle accelerator that might reduce the earth to a hyperdense sphere 100 meters across; a pandemic of gene-spliced smallpox launched by bioterrorists; even conquest by superintelligent robots-all these potential extinction events, and others, are within the realm of the possible and warrant serious thought about assessment and prevention. They are attracting the concern of reputable scientists-but not of the general public or the nation's policymakers. How should the nation and the world respond to disaster possibilities that, for a variety of psychological and cultural reasons, people find it hard to wrap their minds around? Richard Posner shows that what is needed is a fresh, thoroughly interdisciplinary perspective that will meld the insights of lawyers, economists, psychologists, and other social scientists with those of the physical sciences. Responsibility for averting catastrophe cannot be left either to scientists or to politicians and other policymakers ignorant of science. As in many of his previous books, Posner brings law and the social sciences to bear on a contemporary problem--in this case one of particular urgency. Weighing the risk and the possible responses in each case, Posner shows us what to worry about and what to dismiss, and discusses concrete ways of minimizing the most dangerous risks. Must we yield a degree of national sovereignty in order to deal effectively with global warming? Are limitations on our civil liberties a necessary and proper response to the danger of bioterror attacks? Would investing more heavily in detection and interception systems for menacing asteroids be money well-spent? How far can we press cost-benefit analysis in the design of responses to world-threatening events? Should the institutional framework of science policy be altered? Do we need educational reform? Is the interface of law and science awry? These are but a few of the issues canvassed in this fascinating, disturbing, and necessary book." -Product Description

+President George W. Bush, The White House, Homeland Security Presidential Directive—HSPD-8 (December 17, 2003)

"This directive establishes policies to strengthen the preparedness of the United States to prevent and respond to threatened or actual domestic terrorist attacks, major disasters, and other emergencies by requiring a national domestic all-hazards preparedness goal, establishing mechanisms for improved delivery of Federal preparedness assistance to State and local governments, and outlining actions to strengthen preparedness capabilities of Federal, State, and local entities."—Purpose.

+President's Council on Integrity and Efficiency (PCIE), Homeland Security Roundtable, Compendium of OIG Hurricane Oversight in the Gulf States (December 12, 2005) (PDF — 3.77M)

"The purpose of this compendium is to summarize the ongoing and planned activities of the Inspectors General community in their oversight of response and recovery efforts related to Hurricane Katrina. The compendium includes the activities of those OIGs whose Departments were part of the initial response phase or have received significant mission assignments from FEMA."—Introduction and Background.

+Salkin, Patricia E., Sustainability at the Edge: The Opportunity and Responsibility of Local Governments to Most Effectively Plan for Natural Disaster Mitigation (Environmental Law Reporter, Volume 38, Issue 3, Page 10158) (March 2008) (PDF — 429K)

"The traditional link between disaster mitigation and local land use planning was highlighted by the Disaster Mitigation Act (DMA) of 2000, which emphasizes the need for mitigation coordination among state and local entities. In this Article, Patricia E. Salkin looks at the role of local governments in natural disaster mitigation, specifically, how local governments may use traditional land use powers, such as the police power, to protect against disasters. She cites DMA provisions that offer financial incentives to states that work with local governments to plan for growth and disasters; she also sets forth case studies to illustrate how states can create vertical links among federal, state, and local entities to coordinate disaster mitigation strategies."—Editors' Summary.

+Savonis, Michael J., Virginia R. Burkett and Joanne R. Potter (Lead Authors), United States Department of Transportation and the United States Climate Change Science Program, Impacts of Climate Change and Variabilityon Transportation Systems andInfrastructure: Gulf Coast Study, Phase I, Report by U.S. Climate Change Science Program And the Subcommittee on Global Change Research (March 2008) (PDF — 10.1M)

This report "analyzes how Gulf Coast roads and highways, transit services, oil and gas pipelines, freight handling ports, transcontinental railroad networks, waterway systems, and airports are likely to be harmed by heat waves, extreme precipitation events, sea level rise, increased hurricane intensity, and storm surge damage associated with climate change. The report outlines why changes must be incorporated in transportation planning now in order to avoid serious future problems."—Docuticker Summary

+Schleifstein, Mark, The Times-Picayune, Harnessing the River (October 14, 2007)

"Environmental groups offer their own vision to protect Louisiana -- a coastal plan that focuses less on levees and more on using the Mississippi River to restore natural lines of protection."—Article Lead-in

+Schwab, Anna K. & David J. Brower, Increasing Resilience to Natural Hazards: Obstacles and Opportunities for Local Governments Under the Disaster Mitigation Act of 2000 (Environmental Law Reporter, Volume 38, Issue 3, Page 10171) (March 2008) (PDF — 463K)

"The term natural disaster is a misnomer. As Anna K. Schwab and David J. Brower note in this Article, disasters do not occur naturally, they occur only where humans have placed themselves in the way of natural hazard events. Therefore, decisions about the way human environments are initially constructed can mitigate the effects of natural hazard events. They distinguish between resistance and resilience, explaining that attempts to resist forces of nature by trying to contain or control nature itself have largely been unsuccessful. By contrast, resilience efforts, such as hazard avoidance, environmental preservation, and education and outreach, reduce vulnerability to natural hazard events. The authors explain a range of resilience techniques and discuss hazard mitigation planning under the Disaster Mitigation Act of 2000."—Executive Summary.

+Scovell, Calvin L. III, Inspector General, United States Department of Transportation, Federal Highway Administration's Oversight of Structurally Deficient Bridges (CC-2007-95) (September 5, 2007) (Statement before the Committee on Transportation and Infrastructure, United States House of Representatives) (PDF — 232K)

"My testimony today is based on work carried out by our audit and engineering staff concerning bridge safety over the past 3 years."—Introduction

+Seed, Raymond B., et al., Preliminary Report on the Performance of the New Orleans Levee Systems in Hurricane Katrina on August 29, 2005 (November 17, 2005) (PDF — 16.5M)

"Preliminary findings from field investigations and associated studies performed by teams from the University of California at Berkeley and the American Society of Civil Engineers, as well as a number of cooperating engineers and scientists, shortly after the hurricane."—Cover.

+Seed, Raymond B., Hurricane Katrina: Performance of the Flood Control System (Testimony of Raymond B. Seed, Ph.D., professor of civil and environmental engineering, University of California, Berkeley, on behalf of the NSF-sponsored Levee Investigation Team, before the Committee on Homeland Security and Government Affairs, U.S. Sen

"The storm surges produced by Hurricane Katrina resulted in numerous breaches, and consequent flooding of approximately 75 percent of the metropolitan areas of New Orleans. Most of the levee and floodwall failures were caused by overtopping, as the storm surge rose over the tops of the levees and their floodwalls and produced erosion that subsequently led to failures and breaches."—Pt.II, Why Did the Levees and Floodwalls Fail?

+State of California, Department of Water Resources, Flood Warnings: Responding to California's Flood Crisis (January 2005) (PDF — 1.4M)

"This Flood Management White Paper presents an overview of the current condition of flood management in the Central Valley and outlines a plan to reduce flood risks through an integrated approach for better planning, new investments, improved management of our infrastructure and closer collaboration between water agencies and users."—Executive Summary.

+State of California, Department of Water Resources, Floodplain Management

Links to state and federal information resources.

+State of California, Department of Water Resources, Flood & Safety Topics

Includes weather forecasts, river conditions and forecasts, floodplain studies, flood protection and flood emergency information, and other data regarding California flood conditions.

+State of California, Governor's Office of Emergency Services (OES), State Hazard Mitigation Plan (SHMP) (2007)

"The Draft 2007 SHMP includes new content on emerging subjects brought to public attention by recent events. In the revised Draft 2007 SHMP, OES is addressing a variety of new conditions, laws, and programs which have emerged since the current plan was published in 2004. These include: climate change, tsunami mitigation and preparedness, San Francisco Bay-San Joaquin Delta regional levee failure, and deadly landslides such as that which occurred in La Conchita in 2005." The Draft has been approved by FEMA, as indicated in a letter of October 12, 2007 (PDF, 68K), to Henry R. Renteria, Director of OES, from FEMA. The SHMP site will shortly reflect the updated status of the document.

+State of California, Little Hoover Commission, Safeguarding the Golden State: Preparing for Catastrophic Events (Report No. 184) (April 2006) (PDF — 1.59M)

The Report covers the work of the Legislature's Office of Emergency Service and makes suggestions for what OES should be doing to improve California's ability to respond to a catastrophic event. It criticizes the lack of integration and unity of emergency response services among state, local, and private providers. More hopefully, the Report describes that funding is available from the federal government to help the state move forward and suggests ways to better target funding. Finally, the Report concludes by stressing the need for greater accountability for both the planning and effectiveness of programs.

+Steinhardt, Bernice, Director, Strategic Issues, United States Government Accountability Office (GAO), Influenza Pandemic: Federal Executive Boards' Ability to Contribute to Pandemic Preparedness (Testimony to Congressional Committee) (GAO-07-1259T) (September 28, 2007) (PDF — 240K)

"This testimony addresses the [federal executive boards']emergency support roles and responsibilities, their potential role in pandemic influenza preparedness, and some of the key challenges they face in providing emergency support services."—Why GAO Did This Study

+Steinhardt, Bernice, Director, Strategic Issues, United States Government Accountability Office (GAO), Influenza Pandemic: Opportunities Exisit to Clarify Federal Leadership Roles and Improve Pandemic Planning (Testimony to Congressional Committee) (GAO-07-1257T) (September 26, 2007) (PDF — 231K)

"This testimony addresses (1)federal leadership roles and responsibilities for preparing for and responding to a pandemic, (2) our assessment of the Strategy and Plan, and (3)opportunities to increase clarity of federal leadership roles and responsibilities and improve pandemic planning."&mdash:Why GAO Did This Study

+Steinhardt, Bernice; United States Government Accountability Office (GAO), Influenza Pandemic: Continued Focus on the Nation???s Planning and Preparedness Efforts Remains Essential

"As the recent outbreak of the H1N1 (swine flu) virus underscores, an influenza pandemic remains a real threat to our nation and to the world. Over the past 3 years, GAO has conducted a body of work to help the nation better prepare for a possible pandemic. In a February 2009 report, GAO synthesized the results of this work, pointing out that while the previous administration had taken a number of actions to plan for a pandemic, including developing a national strategy and implementation plan, much more needs to be done, and many gaps in preparedness and planning still remain. This statement is based on the February 2009 report which synthesized the results of 11 reports and two testimonies covering six thematic areas: (1) leadership, authority, and coordination; (2) detecting threats and managing risks; (3) planning, training, and exercising, (4) capacity to respond and recover; (5) information sharing and communication; and (6) performance and accountability." — Summary

+Stolton, Sue, Nigel Dudley & Jonathan Randall (World Wildlife Federation (WWF) & Equilibrium), National Security: Protected Areas & Hazards Mitigation World Wildlife Federation Arguments for Protection Series (2008) (PDF — 5.28M)

"The International Strategy for Disaster Reduction (ISDR) welcomes this report as a concrete response to its call for work to promote understanding that: protection of vital ecosystem services is fundamental to reducing vulnerability to disasters and strengthening community resilience.

"Although there is a growing recognition that natural habitats can help to mitigate disasters caused by vulnerability to hazards, we still have a great deal to learn about how to maximise the potential benefits and about what this means in terms of landscape-scale management approaches. Clear evidence linking habitat degradation to a series of so-called 'natural' disasters have added urgency to the need for further research and monitoring efforts. These problems are likely to increase as a result of the disturbance caused by climate change. Research shows that the poorest members of society consistently fare worst when disaster strikes.

"At the same time, natural ecosystems continue to be degraded at an alarming rate, so that in many countries we can no longer assume they exist in good enough condition to provide the environmental services upon which many people depend. In response, governments and local communities are setting aside and where necessary restoring natural habitats deliberately for their protective role. Although protected areas such as national parks and nature reserves are primarily designed to conserve biodiversity, most also supply important environmental services, including disaster mitigation. Whilst this is understood and acted upon by many protected area managers, it has never been systematically assessed and the current report makes a first attempt to provide a global overview.

"By focusing the case studies on major disasters in the new millennium, the authors have deliberately chosen a fairly narrow data set rather than choosing 'best case' examples. They have found cases where protected areas clearly play a major role in disaster mitigation and cases where the links are not so clear cut or where changes in management approaches within protected areas are needed. One clear result of this study is a need for specialists in disaster risk reduction, environmental management and protected areas to work together far more closely than they have in the past. There is already much that could be done through better collaboration to increase the role of natural habitats in disaster mitigation and these opportunities will continue to increase as we learn more. We call on both communities to develop talks and to take the necessary steps to ensure that natural safety measures are maintained and enhanced."—Foreword.

+Sunstein, Cass, Worst-Case Scenarios

"Nuclear bombs in suitcases, anthrax bacilli in ventilators, tsunamis and meteors, avian flu, scorchingly hot temperatures: nightmares that were once the plot of Hollywood movies are now frighteningly real possibilities. How can we steer a path between willful inaction and reckless overreaction?

"Cass Sunstein explores these and other worst-case scenarios and how we might best prevent them in this vivid, illuminating, and highly original analysis. Singling out the problems of terrorism and climate change, Sunstein explores our susceptibility to two opposite and unhelpful reactions: panic and utter neglect. He shows how private individuals and public officials might best respond to low-probability risks of disaster--emphasizing the need to know what we will lose from precautions as well as from inaction. Finally, he offers an understanding of the uses and limits of cost-benefit analysis, especially when current generations are imposing risks on future generations.

"Throughout, Sunstein uses climate change as a defining case, because it dramatically illustrates the underlying principles. But he also discusses terrorism, depletion of the ozone layer, genetic modification of food, hurricanes, and worst-case scenarios faced in our ordinary lives. Sunstein concludes that if we can avoid the twin dangers of over-reaction and apathy, we will be able to ameliorate if not avoid future catastrophes, retaining our sanity as well as scarce resources that can be devoted to more constructive ends." —Publisher's Description.

+Sutter, Daniel, Building a Safe Port in the Storm: Private vs. Public Choices in Hurricane Mitigation (Hurricane Katrina - Gulf Coast Recovery, Gulf Coast Recovery Project, Mercatus Policy Series, Mercatus) (August 1, 2008) (PDF — 532K)

"This Policy Comment analyzes the connection between hurricane mitigation and insurance. As many people fail to purchase government-subsidized flood and earthquake insurance, some researchers argue that market failure explains the lack of mitigation. But empirical evidence shows that markets do value natural hazards risks, including hurricane mitigation, and thus the case for market failure has been overstated."—Abstract.

+Sutter, Daniel, Insurance and Societal Vulnerability to Hurricanes (Gulf Coast Recovery Project, Working Papers, Mercatus Working Paper No. 08-11) (April 7, 2008) (PDF — 120K)

"Katrina demonstrated the growing vulnerability of the United States to major hurricanes. This paper analyzes the sources of growing hurricane vulnerability, due to the increasing number of people and property in the U.S. Atlantic and Gulf counties since 1950. The analysis specifically focuses on policy interventions in insurance markets, or states with "hurricane pool" residual market mechanisms. Regressions show that coastal county growth increased after establishment of a pool by 16,000 to 22,000 persons and 4,000 to 6,000 housing units per decade. But hurricane pools do not affect the percentage growth rates of population or housing units. Direct election of insurance commissioners may have contributed to growth as well, but this increase fails to attain statistical significance. Together these results indicate a possibly significant role for insurance subsidies as driving coastal population growth. A land-falling hurricane did not slow growth during a decade, but counties with greater hurricane risk also grew significantly faster, which may be evidence that people ignore hurricane risk in making location decisions."—Abstract.

+Sutter, Daniel, The Market for Hurricane Mitigation: Regulatory or Market Failure? (Gulf Coast Recovery Project, Working Papers, Mercatus Working Paper No. 08-05) (April 3, 2008) (PDF — 118K)

"Losses from hurricane catastrophes have accelerated in recent years, with seven of the top nine hurricanes ranked by insured losses occurring during 2004 and 2005. Hurricane losses have affected the availability of insurance in coastal states and contributed to enormous growth in state residual wind markets. Of particular policy concern is the possibility that homeowners, businesses and insurance companies are not investing in the efficient amount of mitigation to reduce hurricane losses.

"This paper examines some of the potential barriers to the adoption of efficient mitigation and reviews specific state insurance regulation and legislation that impedes and encourages mitigation. Premium discounts and hurricane deductibles, which are waived if property owners invest in mitigation, provide incentives for mitigation, but mitigation discounts mandated by legislators potentially could represent disguised insurance subsidies. Irrationalities in decision-making such as low-probability event bias, myopia, and inertia might make it difficult for insurers to convince property owners to invest in mitigation. But this is not different in type from the problem entrepreneurs face in general in making consumers aware of the value of products. Restrictions on contractual mechanisms insurance companies can use to encourage mitigation, like requiring mitigation as a condition for renewal of coverage or funding mitigation after a disaster through long term loans or contracts, could prevent insurers from using effective incentives for mitigation, and could reduce the supply of insurance in coastal areas."—Abstract.

+Sutter, Daniel, Quality Assurance by the Public Sector: An Analysis of Building Code Enforcement (Gulf Coast Recovery Project, Working Paper No. 08-08) (April 2008) (PDF — 99K)

"Building codes have been stressed as a measure to reduce vulnerability to hurricanes and other natural disasters. Almost all U.S. states have adopted a building code, but building codes do not enforce themselves. In this paper, Professor Sutter explores the determinants of building code enforcement across states using ratings from Insurance Services Office. Overall enforcement is not outstanding, as only five communities have the best rating of 1 and less than 7% have one of the three top ratings. Although proposed as a means to reduce damage from natural hazards, enforcement is not on average better in states vulnerable to hurricanes and earthquakes; enforcement is actually lower in states vulnerable to earthquakes. Enforcement generally improves with a larger state and local government, while political corruption reduces enforcement for personal insurance lines. Building codes are better enforced in more urban states, consistent with beneficial competition between local governments, although this result might be an effect of income. Greater inequality does not affect enforcement."—Abstract.

+The University of Florida/Institute of Food and Agricultural Services (UF/IFAS), Trees and Hurricanes

"The main goal of the program is to foster a healthy urban forest that is more wind resistant. The program is aimed at citizens and communities who seek to rebuild and set better management practices so that future storms are less devastating." — Webpage

+Thompson, Martha & Izaskun Gaviria, Oxfam America, Cuba - Weathering the Storm: Lessons in Risk Reduction from Cuba (PDF — 917K)

"This report hopes to present a comprehensive overview of the Cuban model of risk reduction in disaster mitigation, preparedness, response and recovery and explore what may be adapted from this model in other countries."—Executive Summary.

+Tibbetts, John, Louisiana's Wetlands: A Lesson in Nature Appreciation Environmental Health Perspectives, v.114, no.1 (January 2006), pp.A40-A43 (Spheres of Influence) (PDF — 2.4M)

"Hurricane Katrina's disastrous flooding of the Gulf Coast confirmed three decades of warnings by scientists. Most of New Orleans is below sea level, and South Louisiana's coastal wetlands, which once helped buffer the city from giant storms, have been disappearing at a spectacularly swift pace. Now some researchers are calling for restoration of wetlands and barrier islands to help protect New Orleans the next time a hurricane strikes."

+Tierney. Kathleen; Christine Bevc; Erica Kuligowski, Metaphors Matter: Disaster Myths, Media Frames, and Their Consequences in Hurricane Katrina The ANNALS of the American Academy of Political and Social Science 2006; 604; 57 (PDF — 116 KB)

This article "concerns the promulgation of disaster myths by the media during and following Hurricane Katrina. Because analyses on data collected in Katrina’s aftermath are still ongoing, the article contains only preliminary observations, presented primarily in the form of examples from major press outlets that illustrate key points." — Introduction

+Trust for America's Health, Ready or Not?: Protecting the Public's Health from Disease, Disasters, and Bioterrorism (Issue Report) (December 2007) (PDF — 1041K)

"This report finds that on some measures, significant progress has been made in the nation's preparedness. There are important areas, however, where continued, concerted action is needed. From assuring an adequate stockpile of pandemic influenza countermeasures to having a public health workforce large enough and trained enough to respond to an emergency, federal and state policies still fall short of their stated goals.

"Almost half the states do not provide sufficient legal protection from liability for health care volunteers who respond to the nation's call for assistance in an emergency. In many other areas, a lack of transparency makes it hard for the American people and their elected representatives to know whether their government is protecting them. The variation in preparedness among the states, while not as great as in past years, does mean that where one lives still determines how well one is protected. Until all states measure up, the United States is not safe.

+United Nations International Strategy for Disaster Reduction (ISDR), United Nations International Strategy for Disaster Reduction (ISDR)

"The ISDR aims at building disaster resilient communities by promoting increased awareness of the importance of disaster reduction as an integral component of sustainable development, with the goal of reducing human, social, economic and environmental losses due to natural hazards and related technological and environmental disasters."—Mission.

+United Nations, Global Survey of Early Warning Systems: An Assessment of Capacities, Gaps and Opportunities Towards Building a Comprehensive Global Early Warning System for All Natural Hazards (September 2006) (PDF — 913K)

"To be effective, early warning systems must be people-centred and must integrate four elements—(i) knowledge of the risks faced; (ii) technical monitoring and warning service; (iii) dissemination of meaningful warnings to those at risk; and (iv) public awareness and preparedness to act. Failure in any one of these elements can mean failure of the whole early warning system."—Executive Summary.

+United States Army Corps of Engineers, Interagency Performance Evaluation Task Force (IPET), IPET Risk & Reliability Report (June 2007)

"Hurricane Katrina made Gulf Coast landfall on August 29, 2005, and changed what we thought we knew about hurricanes and the Southeast Louisiana hurricane protection system. The U.S. Army Corps of Engineers commissioned an independent team of more than 150 international and national experts from more than 50 different government organizations, universities, and private industry soon after Hurricane Katrina to analyze how the system performed during the hurricane. This team is 'IPET,' the Interagency Performance Evaluation Task Force.

"This site is designed to share what we have learned about hurricane risks in the Greater New Orleans area with you, so that you can make risk-informed decisions about your future. IPET has developed a state-of-the-art prototype risk assessment model to characterize current annual flood risk in the area. This prototype version of the risk assessment has been used to develop the Google Earth maps that are described below. The risk assessment method will continue to be improved upon and will be used in the near future to determine the risk associated with the hurricane protection system at its 100-year elevation level and, in the longer-term, as part of Louisiana Coastal Protection and Restoration study, known as LaCPR."—Welcome.

The site includes v.VIII of the IPET report, dealing with risk and reliability.

+United States Army Corps of Engineers, Interagency Performance Evaluation Task Force (IPET), Performance Evaluation of the New Orleans and Southeast Louisiana Hurricane Protection System: Draft Final Report of the Interagency Performance Evaluation Task Force (Final Draft, Subject to Revision) (June 1, 2006)

"There are nine volumes in the final report, designed to provide a detailed documentation of the technical analyses conducted and their associated findings. They are organized around major technical tasks that together provided an in-depth, system-wide assessment of the behavior of the hurricane protection system and lessons learned that have been incorporated into the immediate repairs and are integrated into the continuing efforts to improve the system and assessing approaches for higher levels of protection. The volumes and their individual focus areas are as follows:
  • Volume I: Executive Summary and Overview ? Summary of findings and lessons learned. Overview of performance evaluation activities and reports.
  • Volume II: Geodetic Vertical and Water Level Datums ? Update of geodetic and water level references for the region and determining accurate elevations for all critical structures.
  • Volume III: The Hurricane Protection System ? Documentation of the character of the hurricane protection system, including the design assumptions and criteria, as built and maintained condition.
  • Volume IV: The Storm ? Determining the surge and wave environments created by Katrina and the time history and nature of the forces experienced by protection structures during the storm.
  • Volume V: The Performance ? Levees and Floodwalls ? Understanding the behavior of individual damaged structures and development of criteria for evaluation of undamaged sections. Providing input to repairs and ongoing design and planning efforts.
  • Volume VI: The Performance ? Interior Drainage and Pumping ? Understanding the performance of the interior drainage and pumping systems with regard to extent and duration of flooding. Examination of scenarios to understand system-wide performance.
  • Volume VII: The Consequences ? Determination of the economic, human safety and health, environmental, and social and cultural losses due to Katrina. Examination of scenarios to understand implications of losses and possible recovery paths on future risk.
  • Volume VIII: Risk and Reliability ? Determination of the inherent risk for all parts of the system prior to and following Katrina. Provision of capability for risk-based decision support for continuing improvement and development of hurricane protection.
  • Volume IX: Supporting Appendices ? Documentation of information resources and management, program management, and communications."
—Preface.

+United States Army Corps of Engineers, New Orleans, 100-Year Level of Protection

"One hundred year level of protection actually means reducing risk from a storm surge that has a 1% chance of being equaled or exceeded in any given year.

The 1% chance is based on the combined chances of a storm of a certain size and intensity (pressure) following a certain track. Different combinations of size, intensity and track can result in a 100-year surge event." — What is a 100-year level of protection? (from website)

+United States Army Corps of Engineers, Levees of Maintenance Concern (February 7, 2009) (PDF — 11.8K)

"After completing its notification of levee owners, the U.S. Army Corps of Engineers today released the locations of the levee units nationwide with unacceptable maintenance inspection ratings.

"An unacceptable maintenance rating means a levee has one or more deficient conditions that can reasonably be foreseen to prevent the project from functioning as designed. Examples of maintenance deficiencies include: animal burrows, erosion, tree growth, movement of floodwalls or faulty culvert conditions."

—US Army Corps of Engineers News Release, February 1, 2007.

+United States Army Corps of Engineers, Louisiana Coastal Protection and Restoration

"[T]he U.S. Congress has directed the Secretary of the Army, through the Chief of the U.S. Army Corps of Engineers to 'conduct a comprehensive hurricane protection analysis and design...to develop and present a full range of flood control, coastal restoration, and hurricane protection measures...[and] the Secretary shall consider providing protection for a storm surge equivalent to a Category 5 hurricane...[and] the analysis shall be conducted in close coordination with the State of Louisiana.'"&mdashPreliminary Technical Report to United States Congress (July 2006). The site includes links to the entire Preliminary Technical Report, as well as files of Army Corps reports dating back to 1977.

+United States Conference of Mayors, Homeland Security Monitoring Center, Five Years Post 9/11, One Year Post Katrina: The State of America's Readiness, a 183-City Survey (2006 Survey on Homeland Security and Emergency Preparedness) (July 26, 2006) (PDF — 218K)

"Mayors acknowledge that more must be done at every level of government to make sure that cities, and the nation, are able to respond to the growing challenges of homeland security and emergency response. 'This new survey shows that we must further strengthen our partnership with the federal government to make sure that our domestic "first preventers" and "first responders" have the resources and training they need to succeed, and that all necessary federal support is ready in the event of a major disaster,' [Conference of Mayors President, Dearborn Mayor Michael] Guido said."—Press Release.

+United States Congress, Select Bipartisan Committee to Investigate the Preparation for and Response to Hurricane Katrina, A Failure of Initiative: Final Report of the Select Bipartisan Committee to Investigate the Preparation for and Response to Hurricane Katrina (February 15, 2006)

"The failure of local, state, and federal governments to respond more effectively to Katrina ? which had been predicted in theory for many years, and forecast with startling accuracy for five days ? demonstrates that whatever improvements have been made to our capacity to respond to natural or man-made disasters, four and half years after 9/11, we are still not fully prepared. Local first responders were largely overwhelmed and unable to perform their duties, and the National Response Plan did not adequately provide a way for federal assets to quickly supplement or, if necessary, supplant first responders."

+United States Department of Energy, Office of Inspector General, Office of Audit Services, Special Report: The Department of Energy's Response to Hurricanes Katrina and Rita (DOE/IG-0707) (November 2005)

"The Office of Inspector General conducted a review to identify the actions taken by the Department of Energy (Department) in response to Hurricanes Katrina and Rita, specifically to assess whether these actions fulfilled the Department's obligations as outlined in the Department of Homeland Security's National Response Plan under its current organization. In our judgment, under very difficult circumstances, the Department deserves high marks for its timely and responsive actions. While the actions were commendable, we identified certain additional approaches which we believe could improve the Department's response to future Emergency Support Function-12 (ESF-12) missions. These are discussed in the body of the report."&mdashMemorandum for the Secretary.

+United States Department of Health and Human Services (HHS), Centers for Disease Control and Prevention (CDC), Public Health Law Materials

"Law is a traditional public health tool for disease prevention and health promotion. For many traditional public health problems, both acute and chronic, the role of law has been crucial in attaining public health goals, even rivaling the roles of epidemiology and laboratory science. Many of the greatest successes claimed by public health, such as high childhood immunization rates, improved motor vehicle safety, safer workplaces, and reduced tooth decay, have relied heavily on law. In the past few years, law has played an important role in the control of emerging health problems such as SARS and the threat of pandemic influenza.

"In 2000, CDC formally recognized the important role of law in public health by establishing the CDC Public Health Law Program. We are located in the Office of the Chief of Public Health Practice in the CDC Office of the Director. Our mission is to improve the health of the public through law. Our strategic goals are to: develop the legal preparedness of the public health system to address terrorism and other national public health priorities; improve the understanding and use of law as a public health tool; and establish robust partnerships to join public health practitioners with partners in key law-related sectors, such as elected officials and the legal and law enforcement communities.

"The program works to: strengthen the competencies of public health professionals, attorneys, and other practitioners to apply law to public health and increase the number of attorneys active in public health; support and conduct applied research in public health law and translate findings into practice; provide consultation and analysis in public health law to CDC programs and extramural constituents; establish partnerships among CDC and other organizations active in public health law and assist in strengthening their public health law capacity and expertise; and develop and disseminate authoritative information on public health law to the public health practice, policy, research, and education communities."—Website.

+United States Department of Homeland Security (DHS), Office of Inspector General, Better Management Needed for the National Bio-Surveillance Integration System Program (OIG-07-61) (July 2007) (PDF — 2.12M)

"The ability to recognize quickly the signs of an intentional biological attack or naturally occurring outbreak is crucial to protecting the American public. Recognizing a gap in national biological threat analysis, in 2004, the President directed the Department of Homeland Security (DHS) to consolidate federal agency bio-surveillance data in one system. In response, DHS began efforts to develop the National Bio-Surveillance Integration System (NBIS), the nation's first system capable of providing comprehensive and integrated bio-surveillance and situational awareness....

"Since 2001, federal agencies collectively have spent an estimated $32 billion on electronic surveillance systems and various other IT initiatives to address bio-defense. Bio-defense is defined as procedures involved in taking defensive measures against attacks using biological agents. Defensive measures include research on vaccines and medications, hospital preparedness, and protection of water supplies.... Although these individual programs have helped in gathering and reviewing sector-specific data, the federal government has had no single system for consolidating and examining bio-surveillance across federal, state, and local lines."—Executive Summary.

+United States Department of Homeland Security (DHS), Office of Inspector General, FEMA's Preparedness for the Next Catastrophic Disaster (OIG 08-34) (March 2008) (PDF — 1.66M)

"The primary objectives of our assessment were to identify key areas for preparing for a catastrophic disaster, and determine the progress FEMA has made in the key areas since Hurricane Katrina struck in August 2005. We reviewed pertinent reports, including those of our office and the Government Accountability Office (GAO), as well as congressional testimony. We identified nine key areas critical to successful catastrophic preparedness efforts. We collaborated with FEMA officials to identify two to five critical components within each key area. We interviewed FEMA officials and evaluated documents provided by them. We assessed FEMA's progress in each of the areas using a four-tiered scale: substantial progress, moderate progress, modest progress, and limited or no progress.

"Given the scope and limitations of our review, we did not perform an in-depth assessment of each of the nine key preparedness areas. We used the critical components within each area, as well as our broader knowledge of the key preparedness areas, to gauge FEMA's overall progress in those areas."—Executive Summary.

+United States Department of Homeland Security (DHS),, The 2nd Annual Department of Homeland Security University Network Summit (March 19-20, 2008)

"The Office of University Programs, Science and Technology Directorate is sponsoring a summit to showcase key research and education priorities of the Department of Homeland Security Centers of Excellence, the Science and Technology Directorate and the Department of Homeland Security at large. The Summit highlights the efforts of the Office of University Programs as it continues to rise to the challenges associated with helping to protect the Nation. Subject matter experts from academia, industry, government and the international community will address the latest homeland security research and education issues in the following areas: Risk and Economic Analysis of Terrorism Events; Security of Agriculture and the Food System; Studies of Terrorism and Responses to Terrorism; Preparedness and Catastrophic Event Response; Chemical and Biological Threats and Countermeasures; Emerging Threats; University Programs Homeland Security Education Initiatives; International Homeland Security Research Challenges."—Website.

This website includes pdf files of speakers' presentations and facts sheets produced in conjunction with the conference.

+United States Department of Homeland Security (DHS), The Federal Preparedness Report (January 13, 2009) (PDF — 3891K)

"The Federal Preparedness Report (FPR) provides a snapshot of the state of preparedness in the United States at the end of Fiscal Year 2007. This Report is the first comprehensive review of the combined preparedness efforts of Federal, State, local, tribal, and territorial homeland security partners over the past five years. As directed by Section 652(a) of the Post- Katrina Emergency Management Reform Act of 2006 (PKEMRA), Public Law 109-295 —the goal of this Report is to provide a review of national preparedness."—Executive Summary

+United States Department of Homeland Security (DHS), Homeland Security Presidential Directive 8 Annex 1 (September 2008)

"This annex formally establishes a standard and comprehensive approach to national planning. It is meant to provide guidance for conducting planning in accordance with the Homeland Security Management System in the National Strategy for Homeland Security of 2007. Planning is one of the eight national priorities set forth in the National Preparedness Guidelines and it is a target capability is across all homeland security mission areas."—Abstract

+United States Department of Homeland Security (DHS), The Integrated Planning System (January 2009) (PDF — 373K)

"The purpose of the Integrated Planning System (IPS) is to further enhance the preparedness of the United States1 by formally establishing a standard and comprehensive approach to national planning. It is meant to provide guidance for conducting planning in accordance with the Homeland Security Management System (HSMS), described in the National Strategy for Homeland Security of 2007."—Foreword

+United States Department of Homeland Security (DHS), Management Advisory Report: FEMA's Housing Strategy for Future Disasters (PDF — 308 KB)

"This memorandum presents our findings and recommendations based on our review of the Federal Emergency Management Agency’s (FEMA) housing strategy for future disasters. Our objective was to determine the efficacy of FEMA’s strategic plans for providing emergency housing to future disaster survivors.

We based our findings and recommendations on discussions with FEMA staff and reviews of the National Disaster Housing Strategy, FEMA’s 2009 Disaster Housing Plan, and other FEMA and congressional reports. We also reviewed FEMA’s disaster housing response activities following Hurricane Ike in 2008 and other housing-related requirements of the Post-Katrina Emergency Management Reform Act of 2006 (Post-Katrina Reform Act)." — Introductory letter

+United States Department of Homeland Security (DHS), National Infrastructure Protection Plan (NIPP) (2009) (PDF — 4.53M)

"The NIPP meets the requirements that the President set forth in Homeland Security Presidential Directive 7 (HSPD-7), Critical Infrastructure Identifcation, Prioritization, and Protection, and provides the overarching approach for integrating the Nation’s many CIKR protection initiatives into a single national effort. It sets forth a comprehensive risk management framework and clearly defined roles and responsibilities for the Department of Homeland Security; Federal Sector-Specifc Agencies; and other Federal, State, regional, local, tribal, territorial, and private sector partners implementing the NIPP.


The 2009 NIPP captures the evolution and maturation of the processes and programs frst outlined in 2006 and was developed collaboratively with CIKR partners at all levels of government and the private sector. Participation in the implementation of the NIPP provides the government and the private sector with the opportunity to use collective expertise and experience to more clearly define CIKR protection issues and practical solutions and to ensure that existing CIKR protection planning efforts, including business continuity and resiliency planning, are recognized." — Preface

+United States Department of Homeland Security (DHS), National Preparedness Guidelines (September 2007)

"On December 17, 2003, the President issued HSPD-8. HSPD-8 established national policies to strengthen the preparedness of the United States to prevent, protect against, respond to, and recover from threatened or actual terrorist attacks, major disasters, and other emergencies within the United States. HSPD-8 directed the Secretary of Homeland Security to develop a national domestic all-hazards preparedness goal in coordination with the heads of other appropriate Federal departments and agencies and in consultation with State, local, tribal, and territorial governments. The National Preparedness Guidelines (Guidelines) finalize development of the national preparedness goal and its related preparedness tools.

"The purposes of the Guidelines are to:

  • Organize and synchronize national (including Federal, State, local, tribal, and territorial) efforts to strengthen national preparedness;
  • Guide national investments in national preparedness;
  • Incorporate lessons learned from past disasters into national preparedness priorities;
  • Facilitate a capability-based and risk-based investment planning process; and
  • Establish readiness metrics to measure progress and a system for assessing the Nation's overall preparedness capability to respond to major events, especially those involving acts of terrorism."—Introduction.

+United States Department of Homeland Security (DHS), U.S. Department of Homeland Security Strategic Plan Fiscal Years 2008 - 2013 (PDF — 926K)

"We seek continually to improve the operations of the Department, to discharge our duty of safeguarding the home front. This includes:

1. Clarifying, defining, and communicating leadership roles, responsibilities, and lines of authority at all government levels;

 

2. Strengthening accountability systems that balance the need for fast, flexible response with the need to prevent waste, fraud, and abuse;

3. Consolidating efforts to integrate the Department's critical mission of preparedness; and

4. Enhancing our capabilities to respond to major disasters and emergencies, including catastrophic events, particularly in terms of situational assessment and awareness, emergency communications, evacuations, search and rescue, logistics, and mass care and sheltering." —Letter from the Secretary.

+United States Department of Homeland Security, Office of Inspector General, Challenges in FEMA's Flood Map Modernization Program (PDF — 3411K)

"This report provides an assessment of the Federal Emergency Management Agency's (FEMA) Multi-Hazard Flood Map Modernization Program. It addresses FEMA's program management approach, coordination with stakeholders, and acquisition as well as use of information technology (IT) to meet map modernization goals. The report is based on interviews with DHS and other federal, state, local, and contracting officials nationwide; direct observations; and, a review of applicable documents."—Preface. For a summary, see Rep. Henry A. Waxman's Fact Sheet: DHS Inspector General Finds That FEMA's Flood Map Program Is Underfunded and Inadequate (October 18, 2005) 34K

+United States Department of Homeland Security, Office of Inspector General, FEMA's Preparedness for the Next Catastrophic Disaster (OIG-08-34) (March 2008) (PDF — 1.66K)

"This report addresses FEMA's preparedness for the next catastrophic disaster. It is based on interviews with employees and officials of relevant agencies and institutions, direct observations, and a review of applicable documents. It is our hope that this report will result in more effective, efficient, and economical operations."—Preface

+United States Department of Transportation, Federal Highway Administration (FHWA), 2006 Status of the Nation's Highways, Bridges, and Transit: Conditions and Performance (Report to Congress) (2007)

"This document is intended to provide decision makers with an objective appraisal of the physical conditions, operational performance, and financing mechanisms of highways, bridges, and transit systems based both on the current state of these systems and on the projected future state of these systems under a set of alternative future investment scenarios. This report offers a comprehensive, factual background to support the development and evaluation of legislative, program, and budget options at all levels of government. It also serves as a primary source of information for national and international news media, transportation associations, and industry."—Introduction | Report Purpose.

+United States Department of Transportation, in cooperation with the United States Department of Homeland Security, Report to Congress on Catastrophic Hurricane Evacuation Plan Evaluation (June 1, 2006) (PDF — 6.45M)

An extensive report of assessments of Federal and State evacuation plans, including findings and recommendations relating to decision making and management, planning, public communication and preparedness, evacuation of people with special needs, evacuation operations, sheltering, and training and exercises.

+United States Environmental Protection Agency (EPA), Office of Inspector General, EPA Plans for Managing Counter Terrorism/ Emergency Response Equipment and Protecting Critical Assets Not Fully Implemented (Report no. 09-P-0087) (January 27, 2009) (PDF — 42K)

"The Office of Inspector General (OIG) sought to determine whether the U.S. Environmental Protection Agency (EPA) effectively implemented corrective actions to address findings and recommendations in our previous report, EPA Needs to Better Implement Plan for Protecting Critical Infrastructure and Key Resources Used to Respond to Terrorist Attacks and Disasters, issued in April 2006."—Why We Did This Review

+United States Environmental Protection Agency, Good Neighbor Environmental Board, National Disasters and the Environment Along the U.S. - Mexico Border ( Eleventh Report of the Good Neighbor Environmental Board) (March 2008) (PDF — 5.9M)

This report focuses on the environmental effects of natural disasters that occur on the U.S.-Mexico border.

+United States Federal Emergency Management Agency (FEMA), Multi-Hazard Mitigation Planning

"Mitigation Plans form the foundation for a community's long-term strategy to reduce disaster losses and break the cycle of disaster damage, reconstruction, and repeated damage. The planning process is as important as the plan itself. It creates a framework for risk-based decision making to reduce damages to lives, property, and the economy from future disasters. Hazard mitigation is sustained action taken to reduce or eliminate long-term risk to people and their property from hazards." — Website

+United States Federal Emergency Management Agency (FEMA), Vision for New FEMA: The Nation's Preeminent Emergency Management Agency (December 12, 2006) (PDF — 246K)

Proposes nine "core competencies" on which FEMA plans to build a "Business Approach to Achieving Desired Results":
  1. Incident Management
  2. Operational Planning
  3. Disaster Logistics
  4. Emergency Communications
  5. Service to Disaster Victims
  6. Continuity Programs
  7. Public Disaster Communications
  8. Integrated Preparedness
  9. Hazard Mitigation
—Overview.

+United States Fire Administration (USFA); United States Department of Homeland Security (DHS), Federal Emergency Management Agency (FEMA); and National Volunteer Fire Council (NVFC), Retention and Recruitment for the Volunteer Emergency Services: Challenges and Solutions (FA-310) (May 2007) (PDF — 3.34M)

"As indicated in the earlier research, there is no single reason for the decline in volunteers in most departments. However, there is a universal consensus that skilled department leadership is a key to resolving the problems. Retention and recruitment problems usually can be traced to several underlying factors: more demands on people's time in a hectic modern society; more stringent training requirements; population shifts from smaller towns to urban centers; changes in the nature of small town industry and farming; internal leadership problems; and a decline in the sense of civic responsibility, among other factors. Although some regions are more affected than others, and the problems and solutions vary across regions, even within States and counties, volunteer retention and recruitment is a problem nationwide. Specifically, it is a local issue and must be dealt with locally.

"Can the trend in declining volunteerism be reversed? Information collected reveals that departments that have taken steps to deal with the problems have seen a resurgence in volunteerism. This indicates that many of the problems can be mitigated or eliminated if proper attention and resources are given to them. This text will attempt to identify and share the ideas and practices that are successful in recruitment and retention. Departments that have failed to address the problems and challenges of volunteering in today's world have been forced to hire career firefighters, consolidate, or even close their doors."—Introduction.

+United States Fire Adminstration & National Fire Data Center, Fire in the United States: 1995-2004 14th ed. (FA-311) (August 2007) (PDF — 4.14M)

"This fourteenth edition of Fire in the United States covers the 10-year period from 1995 to 2004 and focuses on the national fire problem and provides as well an overview of the fire problem in structures, vehicles and other mobile properties, and outside and other properties. The purpose of the report is to aid the fire service, media, and general public with fire loss information that can be used to set priorities, establish and evaluate specific fire programs, and serve as a guide for fire data analyses at the State and local levels."—Press release (August 28, 2007)

+United States General Accountability Office (GAO), National Disaster Response: FEMA Should Take Action to Improve Capacity and Coordination (PDF — 1024K)

"Using lessons from the 2005 Gulf Coast hurricanes, the federal government released the National Response Framework (NRF) in January 2008. This report examines (1) why the primary role for mass care in the NRF shifted from the Red Cross to the Federal Emergency Management Agency (FEMA), and potential issues with implementation, (2) whether National Voluntary Organizations Active in Disasters (NVOAD)—an umbrella organization of 49 voluntary agencies—is equipped to fulfill its NRF role, (3) the extent to which FEMA has addressed issues with mass care for the disabled since the hurricanes, (4) the extent to which major voluntary agencies have prepared to better serve the disabled since the hurricanes, and (5) the extent to which FEMA has addressed issues voluntary agencies faced in receiving Public Assistance reimbursement. To analyze these issues, GAO reviewed the NRF and other documents, and interviewed officials from FEMA, voluntary agencies, and state and local governments."—Why GAO Did This Study

+United States General Accounting [now, Government Accountability] Office (GAO), Improved Planning Needed by the Corps of Engineers to Resolve Environmental, Technical and Financial Issues on the Lake Pontchartrain Hurricane Protection Project (Report to the Secretary of the Army) (August 17, 1982) (PDF — 1.61M)

"The Corps of Engineers has not resolved environmental, technical, and financial issues associated with the Lake Pontchartrain Hurricane Protection Project. Although the Corps considers this project a high priority, its progress has not kept pace with earlier completed plans. Also, estimated project costs have grown from about $85 million to $924 million. GAO recommends that the Secretary of the Army require the Chief of Engineers to take specific steps to resolve the issues associated with this major project.



"GAO recommends that the Secretary of the Army require the Chief of Engineers to take specific steps to resolve the issues associated with this major project."—Cover.

+United States Government Accountability Office (GAO), Avian Influenza: USDA Has Taken Important Steps to Prepare for Outbreaks, but Better Planning Could Improve Response (Report to Congressional Committees, GAO-07-652) (June 2007) (PDF — 3.2M)

"While USDA has made important strides, incomplete planning at the federal and state levels, as well as several unresolved issues, could slow response. First, USDA is not planning for the lead coordinating role that DHS would assume if an outbreak among poultry occurred that is sufficient in scope to warrant various federal disaster declarations. GAO's prior work has shown that roles and responsibilities must be clearly defined and understood to facilitate rapid and effective decision making. Moreover, USDA response plans do not identify the capabilities needed to carry out the critical tasks associated with an outbreak scenario—that is, the entities responsible for carrying them out, the resources needed, and the provider of those resources. Furthermore, some state plans lack important components that could facilitate rapid AI containment, which is problematic because states typically lead initial response efforts. Finally, there are several unresolved issues that, absent advance consideration, could hinder response. For example, controlling an outbreak among birds raised in backyards, such as for hobby, remains particularly difficult because federal and state officials generally do not know the numbers and locations of these birds. In addition, USDA has not estimated the amount of antiviral medication that it would need during an outbreak or resolved how to provide such supplies in a timely manner. According to federal guidance, poultry workers responding to an outbreak of highly pathogenic AI should take antiviral medication to protect them from infection."—What GAO Found.

+United States Government Accountability Office (GAO), GAO Reports and Testimonies Related to Disaster Preparedness, Response and Reconstruction

Topics covered include charities; Coast Guard & seaports; energy supply; environment & natural resources; flood control; infrastructure; insurance; military's role, including National Guard & Reserves; preparedness; public health; response; and recovery.

+United States Government Accountability Office (GAO), Influenza Pandemic: Efforts to Forestall Onset Are Under Way; Identifying Countries at Greatest Risk Entails Challenges (Report to Congressional Requesters, GAO-07-604) (June 2007) (PDF — 3.48M)

"The United States has played a prominent role in global efforts to improve avian and pandemic influenza preparedness, committing the greatest share of funds and creating a framework for managing its efforts. Through 2006, the United States had committed about $377 million, 27 percent of the $1.4 billion committed by all donors. USAID and the Department of Health and Human Services have provided most of these funds for a range of efforts, including stockpiles of protective equipment and training foreign health professionals in outbreak response. The State Department coordinates international efforts and the Homeland Security Council monitors progress. More than a third of U.S. and overall donor commitments have gone to individual countries, with more than 70 percent of those going to U.S. priority countries. The U.S. National Strategy for Pandemic Influenza Implementation Plan provides a framework for U.S. international efforts, assigning agencies specific action items and specifying performance measures and time frames for completion. The Homeland Security Council reported in December 2006 that all international actions due to be completed by November had been completed, and provided evidence of timely completion for the majority of those items."—What GAO Found.

+United States Government Accountability Office (GAO), Influenza Pandemic: Efforts Under Way to Address Constraints on Using Antivirals and Vaccines to Forestall a Pandemic (Report to Congressional Requesters, GAO-08-92) (December 2007) (PDF — 1098K)

"GAO was asked to examine (1) constraints upon the use of antivirals and vaccines to forestall a pandemic and (2) efforts under way to overcome these constraints. GAO reviewed documents and consulted with officials of the Departments of State and Health and Human Services (HHS), international organizations, and pharmaceutical manufacturers.

"The use of antivirals and vaccines, two elements of the international strategy to forestall a pandemic, could be constrained by their uncertain effectiveness and limited availability. To use antivirals effectively, health authorities must be able to detect a pandemic influenza strain quickly through surveillance and diagnostic efforts and use this information to administer antivirals. ... Unlike antivirals, vaccines are formulated to target a specific influenza strain in advance of infection. The effectiveness of vaccines in forestalling a pandemic could be limited because such a targeted pandemic vaccine cannot be developed until that strain has been identified.

"The United States, its international partners, and the pharmaceutical industry are investing substantial resources to address constraints on the availability and effectiveness of antivirals and vaccines."—What GAO Found.

+United States Government Accountability Office (GAO), Influenza Pandemic: Sustaining Focus on the Nation's Planning and Preparedness Efforts (PDF — 576K)

"[This report synthesizes] the results from our pandemic work over the past few years by the six key themes in our pandemic strategy, as follows:

  • Leadership roles and responsibilities need to be clarified and
    tested, and coordination mechanisms could be better utilized.
  • Efforts are underway to improve the surveillance and detection of pandemic-related threats in humans and animals, but targeting assistance to countries at the greatest risk has been based on incomplete information.
  • Pandemic planning and exercising has occurred in the United
    States and other countries, but planning gaps remain.
  • Further actions are needed to address the capacity to respond to and recover from an influenza pandemic. 
  • Federal agencies have provided considerable guidance and
    pandemic-related information, but could augment their efforts. 
  • Performance monitoring and accountability for pandemic
    preparedness needs strengthening." — Introduction

+United States Government Accountability Office (GAO), Natural Hazard Mitigation: Various Mitigation Efforts Exist, but Federal Efforts Do Not Provide a Comprehensive Strategic Framework (Report to the Ranking Member, Committee on Financial Services, House of Representatives) (GAO-07-403) (August 2007) (PDF — 3M)

"GAO was asked to examine (1) natural hazards that present a risk to life and property in the United States, areas that are most susceptible to them, and mitigation activities that reduce losses, (2) methods for encouraging and impediments to implementing mitigation activities, and (3) collaborative efforts of federal agencies and other stakeholders to promote mitigation."—Why GAO Did This Study

+United States House of Representatives, Committee on Oversight and Government Reform, Hearing on FEMA Preparedness in 2007 and Beyond (July 31, 2007)

The hearing will focus on "the changes FEMA has undergone and not undergone in order to ensure that the federal government is prepared for and ready to respond to the next catastrophic disaster. The hearing will also examine the disaster preparedness roles for other relevant agencies within federal, state, and local government." Links to testimony of individual witnesses are included.

+United States Nuclear Regulatory Commission (NRC), Severe Accident Risks: An Assessment for Five U.S. Nuclear Power Plants (NUREG-1150, Vol. 1) (December 1990)

"This report summarizes an assessment of the risks from severe accidents in five commercial nuclear power plants in the United States. These risks are measured in a number of ways, including: the estimated frequencies of core damage accidents from internally initiated accidents and externally initiated accidents for two of the plants; the performance of containment structures under severe accident loadings; the potential magnitude of radionuclide releases and offsite consequences of such accidents; and the overall risk (the product of accident frequencies and consequences). Supporting this summary report are a large number of reports written under contract to NRC that provide the detailed discussion of the methods used and results obtained in these risk studies.

"This report was first published in February 1987 as a draft for public comment. Extensive peer review and public comment were received. As a result, both the underlying technical analyses and the report itself were substantially changed. A second version of the report was published in June 1989 as a draft for peer review. Two peer reviews of the second version were performed. One was sponsored by NRC; its results are published as the NRC report NUREG-1420. A second was sponsored by the American Nuclear Society (ANS); its report has also been completed and is available from the ANS. The comments by both groups were generally positive and recommended that a final version of the report be published as soon as practical and without performing any major reanalysis. With this direction, the NRC proceeded to generate this final version of the report.

"Volume I of this report has three parts. Part I provides the background and objectives of the assessment and summarizes the methods used to perform the risk studies. Part II provides a summary of results obtained for each of the five plants studied. Part III provides perspectives on the results and discusses the role of this work in the larger context of the NRC staff's work."—Abstract

+United States Postal Service, Office of Inspector General, Audit Report: Postal Service Actions to Locate and Track Employees After Hurricane Katrina (Report no. HM-AR006-005) (August 28, 2006) (PDF — 568K)

"This report presents the results of our self-initiated audit of the U.S. Postal Service's actions to locate and track employees after Hurricane Katrina (Katrina) (Project Number 06YG020HM000). Our overall objective was to determine the effectiveness of the actions to account for all employees based on whether the Postal Service (1) located employees in the days after Katrina and (2) tracked employees' locations as they changed addresses in the days and months following the hurricane. We also determined what, if any, responsibility employees had to inform the Postal Service of their locations as they moved about the country. We reviewed the facilities in the Southeast Area's Mississippi District and the Louisiana District's New Orleans Processing and Distribution Center (P&DC) located in the Southwest Area."

+United States Senate, Committee on Homeland Security and Governmental Affairs, Hurricane Katrina: A Nation Still Unprepared (May 2006) (PDF — 61.3M)

"Despite the understanding of the Gulf Coast's particular vulnerability to hurricane devastation, officials braced for Katrina with full awareness of critical deficiencies in their plans and gaping holes in their resources. While Katrina's destructive force could not be denied, state and local officials did not marshal enough of the resources at their disposal."—Executive Summary.

+University of California, Berkeley, Department of Landscape Architecture & Environmental Planning, Institute of Urban and Regional Development, The Delta Initiative: Re-envisioning the Heart of California

"The Delta Initiative is a multi-year research and planning effort at the University of California - Berkeley dealing with the Sacramento-San Joaquin Delta region of California. The fate of the Delta is crucial to California's future—it is the hub of the state's water supply system, is irreplaceable habitat for migrating birds and fish, and is the route through which critical infrastructure powers the Bay Area's dynamic economy. The Delta is also home to more than half a million people and a large agriculture industry, and is facing dramatic urbanization pressure from the Bay Area, Central Valley and Sacramento housing markets.

"The Delta is also at extraordinary risk of disaster. Much of the land in the region has subsided below sea level, and is protected only by an aging system of levees. River floods, earthquakes, and climate change all pose grave threats to the levees, the land, and the state's freshwater supply. A mass failure of the levee system (similar to that which struck New Orleans) could have immense consequences for the economy of the entire state, and even the nation.

"The Delta Initiative seeks to understand these pressures and risks, and to explore alternative futures for the Delta that would improve public safety, secure water supply and infrastructure systems, reduce state taxpayer liability, and provide habitat, open-space and recreation benefits."

See this site for reports on the Initiative's vision for the Delta and related documents and activities.

+University of Pennsylvania, Congressional Quarterly, and The Communications Institute (sponsors), Lessons from Hurricane Katrina: National Symposium on Risk and Disasters (December 1, 2005) (conference website)

"Hurricane Katrina not only devastated a large area of the Gulf Coast, it also raised fundamental questions about how the nation can-and should-deal with the fundamental problems of risk and responsibility.

"Nearly 300 leaders from government, business, and nonprofit organizations and journalists from throughout the nation attended the National Symposium in the Cannon House Office Building on Capitol Hill December 1, 2005, sponsored by the University of Pennsylvania, Congressional Quarterly, and The Communications Institute.

"Symposium Goals - The Symposium objectively examined the aftermath of Hurricane Katrina on nearly every sector of society and involving leading experts from many of the nation's leading academic and research institutions as well as leaders from government and business and senior journalists.

"The National Symposium reviewed critical questions that must be addressed in coping with future risks and disasters: How can we best assess and prepare for the events we are most likely to face?;How can we develop the best strategies for reducing their costs and improving our response?;Who should do what-what partnerships can we build among the public, private, and nonprofit sectors, and what glue can we provide to make those partnerships stick?; How should we, as a society, weigh the question of who bears the costs?; How do we deal with the important issues of equity and fairness, and how can we create mechanisms to resolve these issues as efficiently as possible?"— Conference Website.

Website contains related publications.

+Weeks, Elizabeth A., After the Catastrophe: Disaster Relief for Hospitals (provided by: Westlaw) North Carolina Law Review v.85 pp. 223-300 (December 2006)

"Disaster planning for health care providers following the September 11, 2001, terrorist attacks and, more recently, Hurricane Katrina, focuses on preparing hospitals and other emergency services to respond to victims' medical needs. But little attention has been paid to the challenges that providers would face resuming normal operations after the catastrophe. A large-scale disaster could create unprecedented demand for health care and emergency services. Hospitals already struggle to meet the high demand for and high costs of emergency care, and they would face additional challenges in the aftermath of a catastrophic event. Strained capacity and financial reserves may force hospitals to close, just as occurred with the two largest public hospitals in New Orleans following Katrina. To prevent the initial terrorist-related or natural disaster from spiraling into a lasting access-to-care crisis, this Article proposes a government disaster relief plan to stabilize the health care industry before the next catastrophe and prevent interruption of services during the recovery." —Abstract.

+Weeks, Elizabeth A., Lessons from Katrina: Response Recovery and the Public Health Infrastructure (provided by: SSRN) (Journal of Health Care Law, Vol. 10, 2007)

"This paper was presented at DePaul University in March 2006, as part of a Symposium on Shaping a New Direction for Law and Medicine: An International Debate on Culture, Disaster, Biotechnology & Public Health. Following the catastrophic events of 2005, including Hurricane Katrina, Pakistani Earthquakes, bird flu transmission to human populations, and the real threat of bioterrorism, government struggled in the aftermath to make sense of the devastation and human displacement. Medical teams, try as they might, are not always prepared and alerted as to how best investigate and quickly render assistance. The Symposium addressed the role of government, policy-makers, community organizations, the World Health Organization and other key players in properly situating and providing relief to respond to these issues. My paper describes both the immediate and lasting impact of Hurricane Katrina on the Gulf Region's health care infrastructure and recommends approaches to prevent similar devastating effects in future disasters." —Abstract.

+Wharton Risk Management and Decision Processes Center, Wharton Risk Management and Decision Processes Center

"The mission of the Wharton Risk Management and Decision Processes Center is to carry out a program of basic and applied research to promote effective policies and programs for low-probability events with potentially catastrophic consequences. The Center is especially concerned with natural and technological hazards and with the integration of industrial risk management policies with insurance. The Center is also concerned with promoting a dialogue among industry, government, interest groups and academics through its research and policy publications and through sponsored workshops, roundtables and forums."

+The White House Homeland Security Council, Planning Guidance for Response to a Nuclear Detonation (PDF — 869.21K)

"The purpose of this guidance is to provide emergency planners with nuclear-detonation specific response recommendations to maximize the preservation of life in the event of an urban nuclear detonation."—Introduction

+Wilkinson Jr., James M.; Derek Estes; Amy Sebring, New Madrid Seismic Zone: Catastrophic Planning Initiative

"The New Madrid Seismic Zone has always been one of the top challenges from an Emergency Management planning standpoint in that the scale of a potential New Madrid earthquake based on the 1811-1812 occurrences would be so large over eight states, 4 federal regions, and would effect the nation, not just from a response perspective, but from a secondary and tertiary cascading of events to the infrastructure—it would be so large that we have to look at this nationally, knowing that we’re supporting the eight states through CUSEC individually.

What we’ve done, is we started this in 2006. It’s been ongoing for over 2 ½ years and the planning process will culminate in the 2011 national level exercise, which is also the 200th anniversary of the 1811-1812 earthquakes. We’ve just now gone beyond the states. We finished the state plans and we’re going on to the regional plans.

This is bottom-up scenario based planning. We started at the local level, just like a response would occur. We brought it up from the local level to the state, and we’re now at the regional level. Our intentions are in the coming months, once we get beyond the regions, we will bring this to the national level. When we get the national level, we will basically take a look at all the plans, the role of these plans, and start to integrate them and understand what is going to occur from the ground up, so that at the national level we can start building in solutions to address the catastrophic nature of this." — from the Virtual Forum Presentation

+World Conference on Disaster Reduction (18-22 January 2005, Kobe, Hyogo, Japan), Hyogo Framework for Action 2005-2015: Building the Resilience of Nations and Communities to Disasters (Extract from the final report of the World Conference on Disaster Reduction (A/CONF.206/6)) (PDF — 408K)

"There is now international acknowledgement that efforts to reduce disaster risks must be systematically integrated into policies, plans and programmes for sustainable development and poverty reduction, and supported through bilateral, regional and international cooperation, including partnerships. Sustainable development, poverty reduction, good governance and disaster risk reduction are mutually supportive objectives, and in order to meet the challenges ahead, accelerated efforts must be made to build the necessary capacities at the community and national levels to manage and reduce risk. Such an approach is to be recognized as an important element for the achievement of internationally agreed development goals, including those contained in the Millennium Declaration."—Preamble.

+Wyndham Partners Consulting, Hurricane Charley 2004 Damage Survey (PDF — 1.37 MB)

"Immediately after Hurricane Charley’s landfall, representatives of Wyndham Partners Consulting, Limited (WPC) spent 3 days with the Institute for Business & Home Safety (IBHS) damage survey teams assessing the damage caused by Hurricane Charley. In our survey, we saw many examples of seemingly similar constructions experiencing the same local wind field but performing at two ends of the damage spectrum. We attribute this differential primarily to new Florida Building Code (since 2002) and the improvements they have brought to construction. Ultimately, the new code specifications were observed to perform as intended." — Executive Summary 

+Young, Michael; Risk Management Solutions (RMS), Analyzing the Effects of the My Safe Florida Home Program on Florida Insurance Risk (PDF — 0.98 MB)

"By  request  of  the  Department  of  Financial  Services  of  the  State  of  Florida,  Risk  Management  Solutions (RMS)  has conducted  an  impact  analysis  of  the  My  Safe  Florida  Home  (MSFH)  program.  The  RMS®  U.S. Hurricane Model was  used  to  analyze  the  impact  of  the  program  on  individual  structures  retrofitted with MSFH  grant  money.  Unlike  other  studies  that  focus  on  the  benefits  to  individual  structures,  this  study explores  the  benefits  on  a  statewide  basis.  The  results  of  the  study  found  that  the  MSFH  program  has reduced the statewide economic liability and the risk carried by the homeowners in Florida." — Executive Summary