* Visiting Professor, Boalt Hall School of Law, University of California at Berkeley, USA. Doctor of Law, Senior Research Fellow at the Institute of State and Law, Academy of Sciences, Moscow, USSR. This article is an expanded version of a paper published in 5 SPACE POLICY 321-329 (1989). It is printed here with the kind permission of the original publisher. The author would like to express his appreciation to the editors of the HIGH TECHNOLOGY LAW JOURNAL: Maureen Dorney, Jennelle Hall, Robert Benson and Helen Shin, for their constructive advice and many helpful suggestions.
1 REVIEW OF THE MULTILATERAL TREATY-MAKING PROCESS, U.N. Doc. ST LEG SER.B 21, U.N. Sales No. E F.83.V.8 (1985).
2 Treaty on Principles Governing the Activities of States in the Exploration and Use of Outer Space, Including the Moon and Other Celestial Bodies, Jan. 27, 1967, 18 U.S.T. 2410, T.I.A.S. No. 6347, 610 U.N.T.S. 205 [hereinafter Outer Space Treaty].
3 art. I.
5 art. II
6 art. IV.
7 art. V.
8 art. VI.
9 art. VII.
100 art. XI.
111 17 J. SPACE L. 98-102 (1989); M. BOWMAN & D. HARRIS, MULTILATERAL TREATIES: INDEX AND CURRENT STATUS (1984 & Supp.).
122 Agreement on the Rescue of Astronauts, the Return of Astronauts and the Return of Objects Launched Into Outer Space, Apr. 22, 1968, 19 U.S.T. 7570, T.I.A.S. No. 6599, 672 U.N.T.S. 119 [hereinafter Agreement on the Rescue of Astronauts].
133 Convention on International Liability for Damage Caused by Space Objects, Mar. 29, 1972, 24 U.S.T. 2389, T.I.A.S. No. 7762, 961 U.N.T.S. 187.
144 Convention on Registration of Objects Launched into Outer Space, Nov. 12, 1974, 28 U.S.T. 695, T.I.A.S. No. 8480, 1023 U.N.T.S. 15.
155 Agreement Governing the Activities of States on the Moon and Other Celestial Bodies, Dec. 5, 1979, G.A. Res. 34 68, 34 U.N. GAOR Supp. (No. 46) at 77, U.N. Doc. A 34 46 (1979) [hereinafter Moon Treaty].
166 art. 11.
177 art. 11, para. 5.
188 Treaty Banning Nuclear Weapon Tests in the Atmosphere, in Outer Space and Under Water, Aug. 5, 1963, 14 U.S.T. 1313, T.I.A.S. No. 5433, 480 U.N.T.S. 43 [hereinafter Partial Nuclear Test Ban Treaty].
199 Convention on the Prohibition of Military or Any Other Hostile Use of Environmental Modification Techniques, Dec. 10, 1976, 31 U.S.T. 333, T.I.A.S. No. 9614, 1108 U.N.T.S. 151.
200 International Telecommunication Union, (1982) [hereinafter ITU Convention].
211 U.N. Doc. A AC.105 430 at 4 (1989). Not all states believe, however, that there is a need for the legal definition of the boundary between air space and outer space. In particular, the U.S. has traditionally expressed the view that the absence of a definition or delimitation of outer space has not created and will not create practical problems for the progress in the exploration of outer space. The U.S. representatives urge the UNCOPUOS to drop this matter from the agenda of its Legal Sub-Committee. U.N. Doc. A AC.105 PV.332 at 17-18 (1989) (statement of the U.S. representative in the outer space committee). For a presentation of this approach on the doctrinal level, see, e.g., Hosenball & Hofgard, 57 U. COLO. L. REV. 885-893 (1986).
222 U.N. Doc. A AC.105 430 at 4 (1989).
233 For expressions of concern over the environmental effects of space activities on the part of the international scientific community, see U.N. Doc. A AC.105 420 (1988) (submitted by the Committee on Space Research and the International Astronautical Federation). During the discussions in the UNCOPUOS on the issues relating to the use of nuclear power sources in outer space, it was proposed that special provisions on the prevention of "space pollution" be included into the relevant Draft Articles under discussion. U.N. Doc. A AC.105 430 at 21 (1989). There is also a growing number of official statements calling for the study and discussion of space environmental problems, especially of issues relating to space debris. In 1989 Austria, Belgium, Canada, F.R.G., the Netherlands, Nigeria and Sweden proposed that the issue of space debris be put on the agenda of the Scientific and Technical Sub-Committee of the UNCOPUOS. U.N. Doc. A AC.105 L.179 (1989) (U.N. documents denoted "L." are issued in restricted distribution. These documents are only available at the U.N. libraries in New York City, New York and Geneva, Switzerland.). U.N. Doc. A AC.105 PV.322 at 33 (1989) (statement in the UNCOPUOS by the representative of the Soviet Union: "[T]he Soviet delegation shares the disquiet over the state of space environment voiced by a large number of Committee members. We are prepared to discuss that problem."); U.N. Doc. A AC.105 PV.323 at 67-68 (1989) (statement in the UNCOPUOS by the representative of Brazil: "We strongly recommend that the Committee deals, on a priority basis, with questions relating to the threats posed to the Earth's environment by space activities and to the preservation of space's environment itself.").
244 For a comprehensive discussion of relevant problems, see MAINTAINING OUTER SPACE FOR PEACEFUL USES (N. Jasentuliyana ed. 1984).
255 On the growing economic advantages of space activities, see SPACE ACTIVITIES AND EMERGING INTERNATIONAL LAW 39-50 (N.M. Matte ed. 1984); J. GOODRICH, THE COMMERCIALIZATION OF OUTER SPACE: OPPORTUNITIES AND OBSTACLES FOR AMERICAN BUSINESS (1989).
266 For details, see Böckstiegel, 12 ANNALS AIR & SPACE L. 175 (1987).
277 On the role of the UN General Assembly resolutions in the development of space law, see Kopal, 16 J. SPACE L. 5 (1988).
288 G.A. Res. 37 92, 37 U.N. GAOR Supp. (No. 51) at 98, U.N. Doc. A 37 51 (1982).
299 G.A. Res. 41 65, 41 U.N. GAOR Supp. (No. 53) at 115, U.N. Doc. A 41 53 (1986).
300 After the adoption of the 1982 Principles Governing Direct Television Broadcasting by the UN General Assembly, different opinions were expressed on the need for further legislative action. Thus, the Soviet representative in the UNCOPUOS expressed the view that "the Legal Sub-Committee should as quickly as possible proceed to draft a convention on international direct television broadcasting on the basis of the declaration of principles." U.N. Doc. A AC.105 PV.247 at 16 (1983). By contrast, the representative of Italy stated: The text of principles may be reviewed in due course so as to meet with general acceptance and to make implementation of these principles more likely. This leads us to think that for the time being the wisest course could possibly consist of letting a certain period of time pass before re-examining the issue in the light of further development. U.N. Doc. A AC.105 PV.249 at 16 (1983). The U.S. representative, for his part, clearly rejected the idea of considering the 1982 Principles "as the basis for negotiating a treaty on the subject." at 34-35.
Similarly, as regards the 1986 Principles Relating to Remote Sensing, the Soviet representative expressed the opinion that the approval of the Principles by the UN General Assembly "should be followed by the formulation of an appropriate international agreement." 25 U.N. GAOR Comm. on the Peaceful Uses of Outer Space (449th mtg.) at 3, U.N. Doc. A AC.105 C.2 SR.449 at 3 (1986). 41 U.N. GAOR Special Political Comm. (38th mtg.) at 5, U.N. Doc. A SPC 41 SR.38 (1986). This view is not shared, however, by other states. Thus, the representative of the U.S. stated that the embodiment of the Principles in "a new legal instrument was neither necessary nor desirable." at 4. at 3 (statement of the representative of Japan).
31 Moon Treaty, note 15, art. 11, para. 5.
32 art. 18.
33 Outer Space Treaty, note 2, Preamble.
34 notes 93-99 and accompanying text.
35 For background information on the UNCOPUOS and its Legal, and Scientific and Technical Sub-Committees, see REVIEW OF THE MULTILATERAL TREATY-MAKING PROCESS, note 1, at 341-348.
36 For details, see Galloway, 7 J. SPACE L. 3 (1979). For an excellent presentation of general problems relating to the notion and practice of consensus techniques in multilateral law-making, see Zemanek, in THE STRUCTURE AND PROCESS OF INTERNATIONAL LAW: ESSAYS IN LEGAL PHILOSOPHY, DOCTRINE AND THEORY 857, 871-80 (R. Macdonald, D. Johnston eds. 1983).
37 notes 2, 12-15 and accompanying text.
38 REVIEW OF THE MULTILATERAL TREATY-MAKING PROCESS, note 1, at 19 (statement of the UN Secretary General).
39 Jasentuliyana, 11 ANNALS AIR & SPACE L. 219, 223 (1986).
40 Lee, , in CONTEMPORARY PROBLEMS OF INTERNATIONAL LAW: ESSAYS IN HONOUR OF GEORGE SCHWARZENBERGER 157, 167 (1988). U.N. Doc. A AC.105 PV.203 at 21 (1979) (statement of the U.S. representative made in connection with the adoption of the text of the Moon Treaty: "Consensus may not be the speediest method of work, but it is a method which best ensures that the results achieved by the Outer Space Committee are meaningful and will be generally accepted.").
41 The predecessor of UNCOPUOS, the Committee on the Peaceful Uses of Outer Space, had eighteen members, G.A. Res. 1348, 13 U.N. GAOR Supp. (No. 18) at 5, U.N. Doc. A 4090 (1958), the first permanent UNCOPUOS had twenty-four members, G.A. Res. 1472, 14 U.N. GAOR Supp. (No. 16) at 5, U.N. Doc. A 4354 (1959), and the present UNCOPUOS has a membership of fifty-three nations, G.A. Res. 35 16, 35 U.N. GAOR Supp. (No. 48) at 88, U.N. Doc. A 35 48 (1980). At present the UNCOPUOS is composed of the following member states: Albania, Argentina, Australia, Austria, Belgium, Benin, Brazil, Bulgaria, Burkina Faso, Cameroon, Canada, Chad, Chile, China, Colombia, Czechoslovakia, Ecuador, Egypt, France, German Democratic Republic, Federal Republic of Germany, Greece, Hungary, India, Indonesia, Iran (Islamic Republic of), Iraq, Italy, Japan, Kenya, Lebanon, Mexico, Mongolia, Morocco, Netherlands, Niger, Nigeria, Pakistan, Philippines, Poland, Romania, Sierra Leone, Spain, Sudan, Sweden, Syrian Arab Republic, USSR, UK, USA, Uruguay, Venezuela, Viet Nam and Yugoslavia. 43 U.N. GAOR Supp. (No. 20) at 2, U.N. Doc. A 43 20 (1988).
42 For a more detailed discussion of relevant problems, see, e.g., Johnson, , 10 THESAURUS ACROASIUM, AIR & OUTER SPACE L. 379 (1981); Vicas, , in SPACE ACTIVITIES AND IMPLICATIONS: WHERE FROM AND WHERE TO AT THE THRESHOLD OF THE 80'S 293 (1981); Danilenko, in SPACE LAW: VIEWS OF THE FUTURE 100, 100-105 (1988).
43 During the negotiations on the legal regime for exploitation of lunar resources on the basis of the common heritage of mankind concept, a number of developing countries expressly stated that they regarded these negotiations as a important step in the establishment of a NIEO. U.N. Doc. A AC.105 PV.171 at 68 (1977) (statement of the representative of Venezuela), U.N. Doc. A AC.105 PV.172 at 26 (1977) (statement of the representative of Brazil); U.N. Doc. A AC.105 C.2 SR.291 at 6 (1978) (statement of the representative of Colombia).
44 note 29.
45 Thus, according to Principle XII, the sensed state shall have access to the available analyzed remote sensing information concerning the territory under its jurisdiction in the possession of any state participating in remote sensing activities on "reasonable cost terms" but "taking particularly into account the needs and interests of the developing countries." at 116. Principles II, IX, XIII.
46 It is significant to note that Art. 33 of the 1982 ITU Convention, note 20, provides that all countries should have equitable access to radio frequencies and the geostationary satellite orbit, "taking into account the special needs of the developing countries." This language is also used in different proposals relating to the definition of the notion of equitable access to the geostationary orbit currently under discussion in the UNCOPUOS. U.N. Doc. A AC.105 430 at 33-37 (1989).
47 43 U.N. GAOR Supp. (No. 20) at 16, U.N. Doc. A 43 20 (1988). The new item for the UNCOPUOS agenda deals with "[c]onsideration of the legal aspects related to the application of the principle that the exploration and utilization of outer space should be carried out for the benefit and in the interests of all states, taking into particular account the needs of developing countries."
48 U.N. Doc. A AC.105 430 at 11 (1989).
49 G.A. Res. 3201, __ U.N. GAOR Supp. (No. 1) at 3, U.N. Doc. A19559 (1974).
50 G.A. Res. 3281, 29 U.N. GAOR Supp. (No. 31) at 50, U.N. Doc. A19631 (1974).
51 note 15. According to art. 11, para. 1 of the Moon Treaty, "the Moon and its natural resources are the common heritage of mankind." Art. 11, para. 5 provides that "States Parties to this Agreement hereby undertake to establish an international règime, including appropriate procedures, to govern the exploitation of the natural resources of the Moon as such exploitation is about to become feasible." The radically opposed interpretations of these provisions indicate the absence of common intent. The major controversy relates to the question of whether art. 11 establishes a moratorium on lunar mining. During the negotiations on the Moon Treaty, a claim was put forward that the obligation to establish an international regime amounts to recognition of the moratorium. U.N. Doc. A AC.105 C.2 SR.249 at 8 (1976) (statement of the representative of Mexico). U.N. Doc. A AC.105 PV.123 at 6 (1973) (statement of the representative of India), U.N. Doc. A AC.105 C.2 SR.211 at 26 (1974) (statement of the representative of Iran). Later on this interpretation was supported by a number of writers from the developing countries. Rao, 21 INDIAN J. INT'L L. 275 (1981); Sehgal, 26 INDIAN J. INT'L L. 106, 112 (1986). This interpretation of art. 11 was rejected, however, by the space powers, particularly the U.S. U.N. Doc. A AC.105 PV.203 at 22 (1979) (statement of the representative of the U.S.). For conflicting interpretations of the relevant provisions of the Moon Treaty during the Senate hearings, see 96th Cong., 2nd Sess. (1980). For doctrinal discussions, see, e.g., Dula, 2 HOUSTON INT'L L.J. 3 (1979); Griffin, 46 J. AIR L. & COM. 729 (1981).
52 note 29. The statements of a number of delegations at the final stage of the negotiations on the 1986 Principles Relating to Remote Sensing clearly indicate that despite the fact that formal consensus was reached, serious differences remained in national approaches to a number of fundamental provisions. Thus, although the Principles do not require prior permission of sensed states for remote sensing of their territories, a number of countries continued to maintain that "[s]ensing states should notify and seek the permission of sensed states before undertaking such activities . . . . Carrying out remote sensing activities without permission [run] counter to the ideas of international co-operation." U.N. Doc. A AC.105 SR.290 at 6 (1986) (statement of the representative of Nigeria). 41 U.N. GAOR Special Political Comm. (37th mtg.) at 14, U.N. Doc. A SPC 41 SR.37 (1986) (statement of the representative of Venezuela), 41 U.N. GAOR Special Political Comm. (38th mtg.) at 2, U.N. Doc. A SPC 41 SR.38 (1986) (statement of the representative of Turkey); at 7 (statement of the representative of Algeria). Other states have joined the consensus with serious reservations. Thus, the representative of Yugoslavia stated that "Yugoslavia had joined the consensus, although it had certain reservations concerning the provisions of some principles, particularly those that could be construed as allowing for the possibility of limiting the sovereignty of countries over their natural resources." 41 U.N. GAOR Special Political Comm. (38th mtg.), at 10.
53 note 15.
54 By 1988 the Moon Treaty had been ratified by Australia, Austria, Chile, the Netherlands, Pakistan, the Philippines and Uruguay. , U.N. Doc. ST LEG SER.E 7 at 801 (1989).
55 notes 38-40 and accompanying text.
56 The developing countries initiated the consideration of a number of key agenda items of the UNCOPUOS. Thus, the first proposal relating to remote sensing was introduced by Argentina. U.N. Doc. A AC.105 C.2 L.73 (1970). Argentina was also the first country to raise the question of the common heritage of mankind as regards the moon in a 1970 proposal containing a "draft agreement on the principles governing activities in the use of the natural resources of the Moon and other celestial bodies." U.N. Doc. A AC.105 C.2 L.71 (1970). The new item on the agenda of the UNCOPUOS relating to the distribution of the benefits derived from space activities, note 47, was adopted on the basis of the proposal submitted by the Group of 77. U.N. Doc. A AC.105 C.2 L.162 (1987) (U.N. documents denoted "L." are issued in restricted distribution. These documents are only available at the U.N. libraries in New York City, New York and Geneva, Switzerland.).
57 The Principles Governing Direct Television Broadcasting, note 28, were adopted in the UN General Assembly by 107 votes to 13, with 13 abstentions. The U.S. and a number of other Western countries voted against the Principles. 37 U.N. GAOR (100th plen. mtg.) at 1661, U.N. Doc. A 37 PV.100 (1982).
58 Thus, in referring to the continued use of the consensus rule-making techniques by the UNCOPUOS, the representative of Pakistan stated that if there is no tangible progress in the disposal of the pending agenda items the UNCOPUOS may be forced to "consider revising its current working procedures." U.N. Doc. A AC.105 PV.225 at 6-7 (1981). During the 1989 session of the UNCOPUOS, the representative of Ecuador stated that Ecuador "deplores the fact that the principle of consensus has been turned into the equivalent of the veto." U.N. Doc. A AC.105 PV.335 at 18-20 (1989).
59 SPACE ACTIVITIES AND EMERGING INTERNATIONAL LAW, note 25, at 202. Jasentuliyana, note 39, at 224.
60 North Sea Continental Shelf (W. Ger. v. Den.; W. Ger. v. Neth.), 1969 I.C.J. 3, 42-43 (Feb. 20, 1969).
61 Smith, in SPACE LAW: VIEWS OF THE FUTURE