University of Chicago Law Review
Spring, 1989
*643 POLITICAL LAW, LEGALISTIC POLITICS: A
RECENT HISTORY OF THE POLITICAL
QUESTION DOCTRINE
Robert F. Nagel [FNp]
Copyright 1989 by the University of Chicago;
Robert F. Nagel
The phrase "political question doctrine" seems
innocuous. This is partly because of familiarity. It is also because the three
words are lined up in a reassuring sequence. Although "political" has
unruly and unsavory connotations, it is followed by the tame "question."
The phrase is concerned, not with political power or political dilemmas or
political passions, but with those political issues that come rounded to an
intellectual point, that are shaped into questions. And the last word,
"doctrine," removes whatever sting remains. Suggestive of rules,
predictability, and stodgy formalism, "doctrine" assimilates the
political into the legal. In the brief space of three words, the phrase
"political question doctrine" funnels the noisy sounds of conflict
into a staid category of law; it collapses the wide world‑‑where
aspirations, hatreds, and interests are in collision‑‑into a small,
identifiable arena. The boundaries to this arena mark the limits of the
judicial function, but even as courts acknowledge the political, they
subordinate it. To have a doctrine that defines where political decision making
is appropriate, after all, is only to make an exception to a norm of judicial
sovereignty over the fundamental issues called "constitutional."
My theme is that the political question doctrine is not
innocuous. Like many dangerous things, it has been given a safe appearance and
name. But what looks like a slight crack is a fault line. This doctrine, so
frequently criticized and discounted, nevertheless has a tenacious hold on our
jurisprudence. After two hundred years of growth and consolidation, the
nation's judicial system is an imposing edifice built over a break that looks
small but does not go away. Indeed, it is worth tracing some of the ways that
jurists and scholars have minimized the "doctrine" of political
questions because that idea turns out to be more subversive even as it is
dismissed with greater certainty.
*664 I.
The distinction in constitutional law between political and legal
questions has been with us from the beginning. It was discussed in Marbury v
Madison [FN1] and was emphasized in numerous cases during the 19th century.
[FN2] At least one scholar has traced its antecedents into antiquity. [FN3] By
1924, Oliver Field could state simply, "It is elementary that the courts
will not decide political questions." [FN4] With the calm intensity of a
birdwatcher, Field observed the behavior of the courts and noted the results:
‑The date at which a war begins is a political question.
‑The courts will not decide on the wisdom of any
particular policy adopted by Congress regarding the control of aliens.
‑Whenever the political departments assert title to or
jurisdiction over territory, the courts must acquiesce in that assertion.
‑Whether a state constitution or amendments to the same
have been adopted in a proper manner will not be settled by the federal courts.
‑The federal courts will not inquire into the
constitutional powers of the representatives of foreign nations with whom the
United States negotiates treaties. [FN5]
And so on. For Field, the
political question doctrine, like any other legal doctrine, was a matter for
observation, description, and rationalization. Dozens of cases could be cited
to show that in discrete classes of constitutional issues, relevant rules were
lacking and that these issues were treated as at least partial exceptions to
the power of judicial review. [FN6] Categories of lawlessness could be listed
as easily as could the maxims of equity.
If Field's approach to political questions seems naive and old
fashioned, consider that it influenced the 1953 edition of Hart and Wechsler's
monumental The Federal Courts and the Federal System. [FN7] Here, too, scholars
could list areas in which the applicability of the political question doctrine
seemed reasonably settled. These *645 were:
(1) Republican form of government,
(2) Enactment of statutes,
(3) Constitutional enactment,
(4) Duration of state of war,
(5) International boundaries,
(6) Abrogation of treaties,
(7) Recognition of foreign governments, and
(8) Other matters affecting foreign policy. [FN8]
It is a sign of how far
attitudes have changed in a few decades that the main case under
"Political Questions" in the 1953 edition is Colegrove v Green, in
which the Court said matter‑of‑factly: "Of course no court can
affirmatively remap the Illinois districts.... At best we could only declare
the existing electoral system invalid." [FN9]
In 1953 there were, however, subtle signs of the coming disintegration
of a formally legalistic conception of political questions. Hart and Wechsler's
text emphasizes "the great variety of considerations" that might
contribute to the conclusion that an issue should be decided by a political
department. [FN10] Consistently with Field's descriptive analysis, some of
these considerations relate to the unavailability of principles on which cases
could be decided. But others depend upon the exercise of standardless,
political judgment by the courts themselves. There is a reference, for
instance, to the possibility that courts might not be able "to deal with
the possible consequences of decision." [FN11] Here is the telltale
influence of academic thinkers like Maurice Finkelstein, who proposed in
preliminary form many of the ideas that Alexander Bickel would later propound
with shattering effect. [FN12] Overall, however, in 1953 the political question
doctrine was still a small fissure‑‑an odd sort of legal doctrine
but a doctrine nonetheless.
By 1973, when the second edition of Hart and Wechsler's The
Federal Courts and the Federal System [FN13] was published, this older
conceptualization of political questions was transformed through the lens of
modern functionalism. The authors replaced both their *646 text, which
had itemized categories of political questions, and the excerpt from Colegrove
v Green, with its innocent assumptions about the nature of the judicial
function, with Baker v. Carr. [FN14] The Court's opinion in Baker listed
categories of political questions, but not for the purpose of naturalistic
description. A close look at each class of political question cases revealed a
moral, a purpose to be served by non‑justiciability. These functional
justifications, collected and summarized in handy form, were to be the "law"
of the political question doctrine:
It is apparent that several formulations which vary slightly
according to the settings in which the questions arise may describe a political
question, although each has one or more elements which identify it as essentially
a function of the separation of powers. Prominent on the surface of any case
held to involve a political question is found a textually demonstrable
constitutional commitment of the issue to a coordinate political department; or
a lack of judicially discoverable and manageable standards for resolving it; or
the impossibility of deciding without an initial policy determination of a kind
clearly for nonjudicial discretion; or the impossibility of a court's
undertaking independent resolution without expressing lack of the respect due
coordinate branches of government; or an unusual need for unquestioning
adherence to a political decision already made; or the potentiality of
embarrassment from multifarious pronouncements by various departments on one question.
Unless one of these formulations is inextricable from the case
at bar, there should be no dismissal for non‑justiciability .... [FN15]
The Court's rejection of
"semantic cataloguing" [FN16] made a pleasant sound in the modern
ear. Moreover, both the general tone of Baker and its specific holding
suggested that functional analysis would present no general threat to judicial
power. Indeed, the implicit understanding was that application of the Baker
"formulations" through "discriminating inquiry" would
narrow the scope of political question doctrine. [FN17]
In this respect, Baker replaced the old fashioned innocence of
*647 Colegrove with a modern
naivete. After the imaginative interpretations of constitutional text prior to
Baker, why assume that the search for a "textually demonstrable commitment
[to a nonjudicial branch]" would be containable? Or that "judicially
manageable standards" exist in any of the significant areas controlled by
constitutional doctrine? Or that judicial review does not often‑‑
or perhaps even always‑‑express "lack of respect" for the
other branches of government? Replacement of formal categories with functional
considerations was accompanied by a guileless belief that such realism would
not narrow or undermine the judicial function.
On the contrary, the notes following Baker v Carr in the second
edition of Hart and Wechsler suggest that functionalism might lead to an
expansion of the judiciary's role. This possibility was consistent, not only
with the Court's willingness to enter the political thicket of apportionment,
but also with its later decision in Powell v McCormack that a congressional
determination of the qualifications of a member under Article I, section 5
presented a justiciable controversy. [FN18] The editors of Hart and Wechsler
captured the common reaction to Powell by noting that simple textual analysis
could not have resolved the "textually demonstrable commitment" issue
and by questioning the adequacy of the Court's treatment of the other Baker criteria.
[FN19] The authors suggest what many thought after Baker and Powell‑‑that
it was the political question doctrine, not judicial power, that was in
jeopardy. [FN20] "Is there any constitutional issue," they ask,
"to which the Powell Court's reasoning would not apply?" [FN21]
The Baker "formulations," then, came clothed as law in
the modern fashion‑‑ multiple factors that in varying combinations
could be made to serve sophisticated policies. As with any legal standard,
there was thought to be the danger of unprincipled or specious application. But
for the most part, the second edition of Hart and Wechsler accepts the innocent
appearances of the Baker opinion and treats the political question doctrine as
simply another doctrine. Recognition of the practical and potentially lawless
content of the Baker "considerations," however, could not entirely be
suppressed, if for no other reason than that The Least Dangerous *648
Branch had been published in 1962. [FN22] At the end of the section on
"Political Questions," the second edition of Hart and Wechsler quotes
two disturbing paragraphs from Alexander Bickel:
[O]nly by means of a play on words can the broad discretion
that the courts have in fact exercised be turned into an act of constitutional
interpretation governed by the general standards of the interpretive process.
The political‑ question doctrine simply resists being domesticated in
this fashion. There is ... something different about it, in kind not in degree;
something greatly more flexible, something of prudence, not construction and
not principle. And it is something that cannot exist within the four corners of
Marbury v. Madison....... Such is the foundation, in both intellect and
instinct, of the political‑question doctrine: the Court's sense of lack
of capacity, compounded in unequal parts of (a) the strangeness of the issue
and its intractability to principled resolution; (b) the sheer momentousness of
it, which tends to unbalance judicial judgment: (c) the anxiety, not so much
that the judicial judgment will be ignored, as that perhaps it should but will
not be; (d) finally ("in a mature democracy"), the inner
vulnerability, the self‑ doubt of an institution which is electorally
irresponsible and has no earth to draw strength from. [FN23]
Can it be true that the proper exercise of the federal judicial
function presupposes that judges begin by making deeply political judgments?
Does the rule of law rest so transparently on nonlegal foundations? Such
questions did not work their way into the second edition, but Bickel's words
are sandwiched between a stern quote from Herbert Wechsler and a long series of
skeptical questions. The quote that precedes Bickel intones:
[A]ll the [political question] doctrine can defensibly imply is
that the courts are called upon to judge whether the Constitution has committed
to another agency ... the autonomous determination of the issue raised, a
finding that itself requires an interpretation ... to be made and judged by
standards that should govern the interpretive process generally. [FN24]
The page of questions that
follows the Bickel passage begins with *649 this salvo:
What is the warrant for the "broad discretion"
Professor Bickel would attribute to the courts? If it is not authorized by the
Constitution, what is its source? Is it an acceptable general premise that
courts are not obligated to decide issues in cases properly before them if they
choose not to do so? [FN25]
Plainly, in 1973 it was thought important to hammer shut the gap
that Bickel had pried open. Fifteen years later calm has been restored, at
least if the 1988 edition of Hart and Wechsler [FN26] is an accurate reflection
of the present state of academic and judicial thinking on political questions.
The most recent edition does contrast the Wechsler and Bickel positions but
eliminates the drumbeat of questions. [FN27] More importantly, new materials
incorporated into the third edition largely support the view that since 1973,
the political question doctrine has been laid to rest. The authors now refer
readers to Louis Henkin's influential argument that no case need be read as
actually having applied the political question doctrine and to Martin Redish's
self‑assured polemic against the wisdom of ever applying it. [FN28] While
academics had been wondering whether the political question doctrine ever
existed and had been insisting that it should not exist, the Court continued
building on Baker v Carr and Powell v McCormack. The third edition points out
that in Goldwater v Carter, five justices could not be found to support the
proposition that the President's authority to terminate a treaty presented a
political question. [FN29] It refers briefly to Davis v Bandemer, in which the
Court rejected an argument that political gerrymandering of legislative
districts involved a political question. [FN30] And, of course, the reader also
learns of United States v Nixon and INS v Chadha, in which the Court
emphatically repudiated the notion that the principle of separation of powers
is nonjusticiable. [FN31] Although it was not possible in 1988 to conclude that
*650 the political question doctrine was entirely gone, [FN32] its
significance was small and declining. Bickel's ideas, therefore, were
interesting enough to mention but were no longer threatening.
The irony is that in the same few years that separate the second
and third editions of Hart and Wechsler, the role of the federal courts in
managing public institutions and public policy had grown significantly. It is
possible, then, that an intensely legalistic rejection of Bickel's advocacy of
limited political judging helped to pave the way for a highly political role
for the federal judiciary. In any case, between 1973 and 1988, Bickel's ideas
on political questions lost much of their immediacy and force. To understand
this change, it is necessary to look more closely at why Bickel's writings were
at first so troubling.
II.
The initial debate spawned by Bickel had been remarkable in its
tone and intensity. Both Herbert Wechsler and Gerald Gunther wrote with evident
respect for Bickel and with an almost solemn sense of occasion. [FN33] They
shared with him a profound regard for the judiciary and for principled decision
making. Their criticisms emerged from this common ground, and the force of
those criticisms derived from the sense that principle was both intrinsic to
the judicial function and valuable in its own right. Bickel thought that
discretionary avoidance devices‑‑preeminently the political
question doctrine‑‑ were important for preserving the judiciary and
the timely announcement of principle, but Wechsler and Gunther accused Bickel
of abandoning the ideal of lawfulness. "Ultimately," wrote Gunther,
"it is Bickel's starting point‑‑his rigorous insistence that
constitutional adjudication must be truly principled ... that proves to be his
undoing." [FN34] Wechsler claimed that Bickel's approach would
"divorce the Court entirely from the text that it interprets and ...
equate completely what is constitutional and what is good." [FN35]
*651 The accusation was
that Bickel, in an effort to preserve the integrity of law, had abandoned
lawfulness. This was a strong criticism but, by itself, it hardly justified the
portentous quality of the debate. It was, after all, as much a description as a
criticism. Moreover, the apparent locus of the argument was a relatively minor,
preliminary matter. Neither Wechsler nor Gunther insisted that the Court had to
reach the merits of all constitutional cases. They argued only that the
decision whether to reach the merits had to be made in a principled way. Thus,
their disagreement with Bickel was about whether a court could ever, even at
the stage of deciding whether it should hear a case, take into account
unprincipled political considerations.
The analogous issue today arises at the remedial stage of a
lawsuit. May a lower court, in fashioning a remedy for school segregation, take
into account the possibility that "white flight" might increase as a
consequence of mandated busing? May a court, in designing a program of reform
for substandard prisons, consider the possibility of staff resistance?
Political discretion either at the beginning or the end of a lawsuit raises
important questions, but these questions relate only partially and ambiguously
to the integrity of the rule of law in the middle of the lawsuit. [FN36] It is
hardly imaginable that anyone would argue that a remedy must in all respects be
designed without regard to practicality or institutional context. [FN37]
Similarly, in the 1960's it must have been perfectly clear that some political
repercussions‑‑a civil war or a crippled economy‑‑are
so important that courts can consider them in the preliminary stages of
decision making without putting in doubt any of the premises behind judicial
review. Yet the attack on Bickel's ideas was propounded in the significant and
stately tones that customarily accompany scholarly concern about the rule of
law itself.
All this gravity was not, I think, misplaced. Bickel's critics
were correct to see in his position at least the beginnings of a radical attack
on the role of principle in constitutional law. The problem with Bickel was not
that he allowed some small place for politics at one stage of adjudication. The
problem was that he gave disquieting reasons both for allowing some political
discretion and for preserving a large role for principle.
*652 Although Bickel
expressed a visceral distaste for "dogmatic, arbitrary, irrational
[demands]," [FN38] he understood that self‑interest and political
acceptability‑‑popular reaction to concrete experience with
programs and policies‑‑properly affect judicial decisions. [FN39]
He did not mean that a court's articulation of principle should be compromised
or expedient, but that the proper conceptualization of principle requires that
judges take experience into account. For Bickel, the criterion of principled
adjudication was essential but also dangerous. It was a partial and inadequate
source of constitutional meaning. " P rinciple is evolved conversationally
not perfected unilaterally." [FN40] Thus, delay and avoidance were not
technical devices at the margin of the judicial function. They were methods by
which the error of abstraction could be prevented, and they went to the core of
the judicial task.
The larger implications of Bickel's position could be found in
the parallel between his argument and that of James Thayer, who years earlier
had taken the small step from recognizing that politics properly affects
constitutional content to concluding that the courts should play a relatively
slight role in enforcement. [FN41] Bickel emphasized principled reasoning and
Thayer focused on the "academic treatment of legal texts," but
both identified some basic aspect of the judicial function that excluded a
"wide margin of considerations" relevant to constitutional meaning.
[FN42] Thayer's solution to the danger of over‑judicialized
constitutional meaning was not to carve out a small arena of
"political" questions while leaving the rest to legalistic criteria.
His solution, instead, was to carve out a small arena for the courts (through
"the clear error rule") while treating the bulk of constitutional
matters as political. [FN43] Despite Bickel's starting point in apparently
technical and *653 exceptional avoidance devices, it is clear by the end
of The Least Dangerous Branch that a passive stance‑‑even in the
face of massive resistance to school desegregation‑‑was for Bickel
also an integral part of the evolution of constitutional principle. [FN44]
Bickel was profoundly ambivalent in his assessment of principled decision
making, but his critics were correct to sense in his ambivalence a potential
for broad subordination of the legal to the political.
If it is true that Bickel undermined a legalistic conception of
the judicial function partly because he feared the consequences of principled
thinking, it is also true, paradoxically, that he insisted on a politicized
function for the Court partly to preserve the quality of lawfulness. He admired
what he feared, and it is clear that he intended the exercise of political
discretion on avoidance issues to protect the prestige and integrity of the
judiciary and its vital role in the enunciation of principle. But for what
reason did Bickel want to preserve a place for principle? For him, principles
were uncompromised goals, and their value lay in their clarity. He saw the
function of the judiciary not so much as to dispense justice as to educate‑‑to
hold out unblemished ideals that otherwise might be lost in a political world where
imperfection and expedience are brute facts. [FN45] Since Bickel's devotion to
principle was itself subordinate to the overarching purpose of enlightening
public discourse, the primacy of the political in his approach to
constitutional law was almost complete. He thought that politics should inform
the content of constitutional law and that the function of judicial review was
to inform politics.
Early critics of Bickel were right, then, to sense in his writing
a fundamental challenge to the autonomy of judicial review and to the
importance of legalistic criteria. The way he made a virtue of avoidance was a
significant threat to a non‑political theory of constitutional law that
still seemed plausible and even compelling. In the decade and a half since the
publication of the second edition of Hart and Wechsler, Bickel's ideas have
become less threatening because in that brief time we have lost any distinctive
sense of legality in public law. This loss is reflected in the substance and
tone of current criticisms of the political question doctrine.
*654 III.
The commentary on the political question doctrine was once
earnest and curious, as if studious observation could be counted on to
assimilate the phenomenon to legal norms. Later, the tone of Bickel's work, as
well as that of his critics, was weighty and foreboding, as if the doctrine
opened long, troubling perspectives. Now the commentary tends to be impatient
and adversarial, as if the issue were tedious rather than important; it ought
at last, says much of the recent scholarship, [FN46] to be made to go away.
Henkin, for instance, argues that some "political
question" cases rest on a substantive legal conclusion that the relevant
decision makers acted within their constitutional authority. Others rest on the
conclusion that the decision makers did not transgress any constitutional
limitations or prohibitions. Others involve normal kinds of doctrines like
judicial deference and equitable discretion. In short, Henkin's position is
that all the political question cases can be read as instances of
constitutional interpretation. [FN47] Since Henkin claims no more than that the
cases can be read this way, and since his reading requires us to ignore or
discount some of the Court's language, the larger issue is why Henkin so
insistently wants to eliminate the political question doctrine. The advantage
cannot be in insulating judicial decisions from political expedience, for
principled decision making is undermined directly by political discretion that
influences substantive interpretation of the Constitution. Moreover, since
relief is denied under either the political question explanation or under
Henkin's explanations, the advantage cannot be that substantive interpretation
necessarily leads to the realization of constitutional ideals. Henkin's answer
is that only the political question rationale carves out "an exception to
Marbury." [FN48] Reaching the merits at least requires the courts "to
*655 consider ... an allegation that the political branches have acted
illegally." [FN49]
The desire to minimize any exception to Marbury could always be
seen in most of the academic commentary on the political question doctrine and,
indeed (as I have suggested), it can be seen in the very words "political
question doctrine." For Henkin, however, the objective is to eliminate,
not minimize, any exception to judicial review. While earlier writers like
Gunther and Wechsler attacked conceptions of the political question doctrine
that undermined special criteria of lawfulness, Henkin takes it as a given that
political considerations are incorporated into substantive doctrine and he uses
this fact to extend judicial supervision. For Henkin the objective is not so
much legal oversight as it is judicial oversight.
Henkin's argument suggests that as legal judgment becomes less
distinct from political decision, exceptions to Marbury become more
intolerable. Why should that be so? Henkin's answer is that the strongest
arguments for the political question doctrine came from progressives who saw
judicial restraint as a prerequisite to social reform. However:
Since Frankfurter and Black wrote, judicial review has had a
new birth, its character and content reformed, and its place established as a
hallmark of American political life.... I see no place in it for an exemption
for certain "political questions." [FN50]
Eliminate political
questions, then, because judges have become a force for good; it is at least
worth having them consider every claim on the merits. Judges are to be trusted,
Henkin believes, if we can force them to listen.
In The Least Dangerous Branch, Bickel argued strenuously that
forcing judges to listen when the timing or issue was wrong would only lead to
unfortunate decisions on the merits; better to avoid the merits through the
political question doctrine than to stunt political discourse by teaching such
lessons as that racially segregated facilities could be equal. [FN51] But
Plessy [FN52] was long before the judiciary's "new birth." If Henkin
is right that the purpose of judicial review is enlightened politics and that
modern judges can be trusted to be progressive, then exceptions to Marbury
become *656 even less tolerable than they had been to the legalistic
critics of Bickel. The devotion of the legalist to judicial review is exceeded
only by the devotion of the optimistic reformer.
Bickel's idea that the foundation of constitutional law is
politics was certainly linked to progressive political objectives [FN53] but
was too serious to be limited by them. If law should be informed by political
experience then, he argued, the law of equal protection must be informed by the
southern resistance that he abhorred. [FN54] For Bickel, judges were not to be
trusted always to hold to constitutional ideals but neither were they to be
entirely trusted when they did hold to those ideals. Hence, he invited the
participation of wider, nonlegal communities in the formation of constitutional
meaning. For Henkin, progressive political outcomes are the objective and they
are more likely if the political question doctrine is obliterated‑‑that
is, if those wider communities are excluded from the decision, while matters of
degree and expedience are folded into normal legal discourse. These differences
are reflected in each writer's manner of expression. Although Bickel ostensibly
wrote about technical legal subjects, his style was robustly political‑‑
eloquent, ambivalent, contradictory, inquiring. In contrast, Henkin's idea that
the purpose of judicial review is progressive politics comes wrapped in the
expository style of a high‑quality brief‑‑uncompromising,
detailed, focused, and technical. If our objectives are to be reform and
judicial oversight rather than principle, at least we will keep the old forms.
Whether or not there is law, it is lawyers who are doing the talking.
Lawyers make arguments, and Martin Redish makes the argument that
the political question doctrine should "play no role whatsoever."
[FN55] He rejects every justification for the doctrine that he can find,
including not only the various prudential arguments but also the legalistic
position that some constitutional provisions vest enforcement power in a
nonjudicial branch. Redish, like Henkin, would allow many of the factors used
to identify political questions to influence decisions as long as they
influence the substance of a court's interpretation. Thus, although he
criticizes the "absence of judicially discoverable standards"
rationale, Redish would permit a finding that a constitutional provision is so
empty as not to bear on a particular issue. [FN56] Similarly, although he
argues *657 that a court should not avoid decision because of the risk
of non‑compliance, courts can take into account claims of necessity or
emergency. [FN57] Like Henkin, then, Redish's objective is to insist on review,
not to insulate legal decision from "political" determinations about
matters of fact, expedience, or degree. Henkin's stance, however, is
optimistic. His concern is to extend the benefits of judicial oversight to the
few, exceptional areas that are still thought to be exempt. Redish's stance, on
the other hand, is defensive, and his concern is to rebut a set of arguments
that (absurdly) would threaten all of judicial review.
Redish argues, for instance, that even the "classical"
view of political questions has unacceptably wide implications. [FN58] If it is
conceded that the Guarantee Clause [FN59] is to be interpreted by Congress,
then it would be possible to conclude that all authorizations in the Constitution
to the legislative and executive branches create exceptions to Marbury. Every
such authorization names a nonjudicial branch as having a constitutional
responsibility and no such authorization mentions judicial oversight.
Similarly, since there is no intrinsic reason for judicially manageable
standards to exist in any special way for any provision, this criterion, too,
would prove too much. [FN60] It would, that is, threaten all of judicial
review. As Redish says,
If in certain instances the Court abdicates this
responsibility, it becomes logically difficult to distinguish the majority of
cases in which the Court deems legitimate the exercise of its review power.
[FN61]
The possibility that most or even all constitutional questions
are political had been lying in wait ever since the Baker Court abandoned
formal categories and plunged into the indeterminacy of functional analysis.
[FN62] By 1985 Redish could treat this possibility as a trump rather than as a
threat. For him, any idea that could significantly limit the power of judicial
review should, for that reason, be rejected. The danger that some saw in
Bickel's thinking‑‑the politicizing of the sources and purposes of
constitutional law‑‑ was for Redish a source of impatience. Because
constitutional law is obviously and inescapably political, the political
question *658 doctrine should be abandoned. Only if some limited
category of non‑political constitutional law could be defined, might the
political question doctrine be consistent with the scope of the authority of
the Court that Redish finds axiomatic. Redish's argument has a peevish tone,
for by now it seems so clear that the judiciary is the primary source of
constitutional meaning and that a serious political question doctrine would
cover virtually all constitutional issues. There is for Redish no reason to
fear an idea with this absurd implication and every reason to abandon it.
Current irritation with the political question doctrine is, in
sum, a reflection of the merger of law and politics. Although as recently as
1973, the idea of distinctively legal determinations had not seemed absurd to
the editors of Hart and Wechsler, now‑‑barely sixteen years later‑‑the
matter appears to be settled, not only for writers like Henkin and Redish, but
for most of the academy. This is not to deny that some important scholars are
still committed to principles in adjudication. Some are, but they write as
holdovers from an earlier period or as dissenters. Even Ronald Dworkin's
extended (and increasingly qualified) defense of principle [FN63] only proves
the point, for today the idea of a forum of principle seems so unlikely to so
many that a reputation for brilliant and audacious argument can be built around
it.
It would be a protracted undertaking to demonstrate fully the
massive change that has taken place in shared beliefs about the nature and
sources of public law. So complete is the triumph of politicized judging,
however, that such a demonstration is not necessary. Everyone can see it.
Although the change is pervasively evident in everyday judicial opinions and
scholarly commentary, one event highlights the completeness of the
transformation. In 1987, almost 2,000 law professors‑‑reportedly 40
percent of the total‑‑announced their opposition to the confirmation
of Robert Bork as a Justice of the Supreme Court. [FN64] This unprecedented
eruption of scholarly opposition to a concededly able, learned, and experienced
nominee can only be explained‑‑unless Shelley v Kraemer, Griswold v
Connecticut, and Roe v Wade are well‑reasoned opinions‑‑ on
the ground that for most law professors (as, unsurprisingly, for most Senators)
results matter more than *659 reasons.
The emergence of political judging as a normal and inevitable
practice is roughly coincident with the period between the publications of the
second and third editions of Hart and Wechsler. Why has this change in the
judicial function become complete so many decades after the intellectual
successes of the legal realists and so many years after the moral successes of
the Warren Court? Why was it fully achieved only toward the end of the period
of the Burger Court?
IV.
Perhaps because the new Burger Court Justices were nominated by
Republican Presidents and because conservative political rhetoric surrounded
their appointments, the legal academy has only reluctantly and partially faced
up to the central import of the Court's performance over the last fifteen
years. [FN65] That import can be stated simply: Building from the moral
adventurism of the Warren era, the Burger Court systematically increased the
scope and degree of judicial supervision over public policy. Consider the
record. It was not until 1971, beginning with an opinion written by Chief
Justice Burger, that racial classifications were approved for use in school
desegregation remedies and that judicial management of school systems began to
become nationwide. [FN66] The judicial program of monitoring the kinds of
public aid furnished to parochial schools also began in 1971 (again, with an opinion
by Chief Justice Burger). [FN67] In that same year the Court, in a decision
written by that same author, initiated serious, sustained judicial review of
governmental use of sexual classifications. [FN68] The theory of the
"conditions of confinement" lawsuit, under which prisons in most of
the states have been governed by injunctions, was first approved
authoritatively in 1978. [FN69] The Burger Court not only created the right to
abortion but also extended that right into areas such as parental notification
and informed consent, that are deeply problematic even in terms of the original
legal right enunciated by the *660 Court. [FN70] It largely created the
modern doctrine of procedural due process, under which the decision making
methods of school principals, prison disciplinary boards, Social Security
administrators, and university tenure committees are subject to judicial
oversight. [FN71] It was the Burger Court that extended free speech protections
to corporations and prisoners, that defined advertising and exotic dancing and
money as speech, that prohibited patronage dismissals, and that protected
defamatory speech about private individuals. [FN72] The Burger Court played a
major part in bringing down a President by ordering the disclosure of records of
confidential conversations with his assistants. [FN73] It subsequently applied
the newly invigorated principle of separation of powers to invalidate, in
effect, hundreds of federal statutes containing legislative veto provisions as
well as much of the Federal Election Campaign Act of 1971 and the Emergency
Deficit Control Act of 1985. [FN74] In a meandering string of opinions, it
undertook detailed supervision over death penalty legislation [FN75] and,
potentially, over sentencing laws as well. [FN76] And the Burger Court extended
many established principles in new and uncertain directions: the prohibition
against racial discrimination was applied for the first time to limit
peremptory jury challenges; [FN77] the one person one vote rule was reshaped to
allow judicial supervision of political gerrymanders; [FN78] the "dormant
commerce clause" was revived and applied creatively; [FN79] and both the
Takings and the Contracts Clauses were used in new and potentially *661
far‑reaching ways. [FN80] Even those decisions in which the Court reduced
judicial influence are characterized by qualifications or uncertainties that
distinctly hold open the possibility of subsequent re‑entry, and in
important instances judicial power has eventually expanded after initial withdrawal.
[FN81]
Given this record, it is accurate but incomplete to condemn the
Court for doctrinal inconsistency or for lack of uplifting vision. It is
distorting to seize on those areas in which the Court might have gone further
than it did and then to focus on its caution. It is myopic to emphasize only
those few areas of actual retreat, such as standing and the exclusionary rule.
Now that the era of Chief Justice Burger is receding into the past, it is time
to acknowledge that his Court did have a central theme. Its theme was the
extension of undefined judicial oversight (and the potential for detailed
judicial intervention). Under the Burger Court, the core objective of judicial
review became judicial review.
Expanding the scope of judicial supervision required the
assumption that the availability of relevant legal standards was a matter of
volition and experimentation rather than of the intrinsic nature of the subject
matter. In turn, the Court's behavior appeared to validate the assumption, for an
ever widening array of unmistakably political issues became the customary stuff
of constitutional adjudication. Although individually they seem unexceptional,
it is worth a moment to recall the kinds of issues that we have come to expect
the federal courts to resolve: At what point does the cost of busing school
students for the purpose of achieving school desegregation become excessive?
What would be the marginal deterrent effect on unlawful police conduct of
extending the exclusionary rule to grand jury proceedings? How important to the
executive function is the candid advice of Presidential aides? (And what is the
likely effect on the quality of such advice if there is a risk of disclosure to
the judiciary of the content of Presidential *662 conversations?) What
sex roles should now be considered outdated? Is family life strengthened by
requiring a minor female to get her parents' consent before undergoing an
abortion? How likely is it that the introduction of procedural safeguards into
prison disciplinary decisions will increase disrespectful or violent behavior
of prisoners? Is the moral significance of protecting the potential lives of
the unborn greater in the sixth month of pregnancy than the seventh? Is a
woman's privacy interest in her pregnancy greater in the third month of
pregnancy than in the fourth? How important to military discipline are
uniforms? At what point does a political gerrymander deny to members of a
continually losing political party a fair chance to influence the political
process? Is the principal effect of providing maps to parochial schools
religious or educational? Do restrictions on price advertising strengthen
pharmacists' professional status? Is conditioning parents' re‑marriage on
proof of ability to support noncustodial children an effective way to ensure
financial support for those children? What kind of public debate over
governmental support for religious schools is tolerable in our political
system? Are group deliberations significantly better in twelve‑person
juries as compared to six‑person juries? (In six‑person juries as
compared to five‑person juries?) What mix of burdens and benefits imposed
on the states by federal legislation indicates a failing of the national
political process?
Such questions, which could be multiplied almost endlessly, have
been important in the resolution of constitutional cases under the Burger
Court. Some are empirical and predictive; some involve the interpretation of
political and social history; some are profoundly moral and aspirational; some
are matters of degree; some involve the internal functioning of the executive
or legislative branches; some require knowledge of partisan politics; and some
can be answered only by reference to some political, economic, sociological, or
psychological theory. They are not legal questions. Traditional legal materials
(text, intent, precedent) and traditional legal methods (adversarial fact‑finding,
analogical reasoning, principled explanation) are insufficient‑‑
indeed, sometimes irrelevant‑‑to answering them. They are political
questions in the sense that people without training or experience in law
certainly possess knowledge and judgment useful for answering them. Of course,
like everyone else, judges can try to answer them. But when judges enter what
Thayer called "the region of political administration," they must
either impose legalistic methods on problems that are at most partially legal
or they must adopt the concerns and methodologies *663 of nonlawyers.
[FN82] In either event, judges' decisions tend to lose authoritativeness.
The claim that there is no distinctively legal quality to the
sorts of questions now ordinarily essential to deciding constitutional cases
is, I think, not contentious or even seriously doubtful. The point is at least
implicit in the outpouring of theories‑‑about the nature of the
adjudicatory process, the position of the judiciary in the political system,
and so on‑‑that attempt to provide some reason to believe that
federal judges are especially entitled to answer the sorts of questions they
now decide. If there is any urge to deny the political character of our public
law it arises largely because we have become so accustomed to courts making
such judgments. The Court and most of the rest of us have come to regard political
questions as legal questions because that is a convenient (perhaps necessary)
precondition to maintaining or extending the scope and scale of judicial
supervision of public policy. This obliteration of any characteristically legal
aspect to constitutional questions (except, of course, for the institutional
source of the authoritative answers to those questions) is the legacy of the
Burger Court.
This legacy does not mean that courts now make constitutional
decisions in the same way or on the basis of the same considerations as would
political institutions. To some extent, of course, they do‑‑as, for
example, when judges rely on political instinct or fashionable morality or
institutional self‑ interest. But judges usually convert political
questions into a form that is familiar to lawyers. [FN83] For example, they
decide whether an urban school system should be left racially imbalanced or re‑shaped
"root and branch" on the basis of a comfortingly
"adjudicative" finding about the past behavior and intent of specific
individuals. [FN84] For many years, the Court narrowed the problem of
gerrymandered legislative districts to a matter of numerical equality. [FN85]
It resolved the complex issues raised by legislative veto provisions largely by
reference to some constitutional text. [FN86] This sort of conversion is not
found only in highly visible, adventurous areas of constitutional adjudication.
The potentially broad question whether a tax *664 is "fairly
related" to the services provided by a state has been converted to a more
legalistic sounding question regarding whether the level of the tax is
"reasonably" related to taxpayer contact with the state. [FN87]
Indeed, virtually all constitutional decisions are explained on the basis of
standards, doctrines, and precedents that are (or used to be) foreign to normal
political deliberations. But all this legalistic paraphernalia either subsume
the broader issues on which judges have no special knowledge or exclude highly
relevant considerations. [FN88] The fact that it has been possible to find,
construct, or imagine the possibility of judicially manageable standards does
not alter the political nature of underlying constitutional questions.
While the ostensible purpose of constitutional adjudication remains
the resolution of particular cases and the normal intellectual method remains
doctrinal, the Burger Court has made it undeniable‑‑indeed, it
seems normal and inevitable‑‑that the subject matter is political.
As a consequence, a radical disjunction has developed between the Court's
methodology and the kinds of objectives that modern academic commentators
attribute to its decisions. It is simply no longer plausible to justify complex
regimes of judicial regulation as the outcome of the application of principles
and doctrines. The setting and style is still legalistic (lawyers are doing the
talking), but since the substance and effect are political, it is now obvious
that the objective must be political. Hence, in recent years much theoretical
work is aimed at re‑ conceptualizing the federal judiciary's function. If
our received notions of lawfulness‑‑the faithful adherence to
external authority, the rigorous use of neutral principles, the timely
termination of specific disputes, and so on‑‑are too narrow for the
tasks that the courts are doing every day, then perhaps our concept of legality
must change. Bickel's critics, in this respect, were ahead of their time.
V.
Efforts to re‑conceptualize the federal judicial function
include well‑known proposals that constitutional decisions should unblock
the democratic process [FN89] and that judicial remedies should prospectively
shape and improve the bureaucratic operation of public *665
institutions. [FN90] However, perhaps the most common type of modern justification
casts the Court as teacher to the rest of society. Writing before the era of
the Burger Court, Bickel had proposed a similar objective, but his proposal was
linked to a distinctive idea of lawfulness. Bickel wanted the Court to teach
principles, to hold out uncompromised ideals that transcended both immediate
consequences and tragic political practicalities. This task, while risking the
error of abstraction, was thought to be worthwhile, at least if the Court would
draw upon political experience in deciding on both timing and content. In
contrast, the didactic functions suggested by theorists of the Burger Court era
are more equivocal. The benchmark now is regulatory supervision, a function
that is based on distrust of politics and dissatisfaction with normal political
outcomes and thus is inconsistent with using political life as a source of
constitutional meaning. Moreover, a broadly supervisory judicial role requires
or, at least, results in a complex pattern of decisional outcomes and
explanations. As the Court limits, qualifies, and prescribes, its rulings lose
any capacity they might have had to communicate unblemished ideals or
unqualified principles. Thus the theorists writing in the Burger Court era are
forced to infer subtle, vague lessons from long, enigmatic lines of cases.
It is difficult to draw a central lesson even from the Court's
most visible and morally compelling line of cases, the school desegregation
decisions. What is the public to make of a set of decisions that first demands
nondiscriminatory attendance policies and then invalidates both parental choice
and neighborhood school policies? What ideal is reflected in decisions that
begin by emphasizing that policies of racial exclusion do psychological and
educational harm to individual students and end by mandating educational
changes for the benefit of students born long after the commission of the
illegal exclusionary acts? Where is the principle in decisions that impose
significant costs on both defendants and plaintiffs in an effort to avoid
racially imbalanced schools, while the Court repeatedly affirms that even
wholly black or white schools are constitutional? And what concept of justice
can emerge from a remedial regime when the measure of correction (some specific
percentage of racial mixture) is arrived at by conjecture and bears little
relation to the quality of the education provided the plaintiff class? To ask
these questions is not to imply that there are no answers, but to suggest why
the answers are not simple or clear.
*666 Paul Gewirtz, for
example, has made a serious and useful effort to understand the post‑Brown
cases. He concludes that the desegregation cases as a whole embody the
"corrective ideal." [FN91] This ideal "may be as much a
viewpoint as an analytic tool." [FN92] It does not tell us what we should
do, but it "insists upon an imagery":
The images are rooted in the past‑‑the awful,
deliberate wrongs inflicted on black people for so long, the brutal sweep of
continuity between past deeds and present life. From that image of wrong comes
the commitment to correction, the distinctive dynamic of racial justice. The
corrective idea ... affirms that, because of the past, the claims of black
Americans are unique and uniquely just. It affirms, at the very least, a way of
thinking about racial justice. [FN93]
It does not deprecate the
subtlety of Gewirtz's analysis or the importance of the lessons he draws from
the desegregation cases to note that the corrective ideal is a highly
generalized "way of thinking." Generality, complexity, and vagueness
are to be expected when communicative import must be inferred from the detail
of cases that represent protracted efforts to cope with the nuance and
difficulty of political circumstance.
Romanticism, therefore, has become characteristic of scholarly
commentary on the meaning of the Court's decisions. Robert Burt finds in the
desegregation decisions a "dramatization" of the lessons of Christ's
parables. [FN94] The "pedagogic technique" of the race cases is:
first to command the attention of people who conceive
themselves as safely inside some protective flock; then to persuade these
people that they are no different from others visibly outside ... and, finally,
having provoked in these once‑smug insiders feelings of vulnerability ...
to show how this empathy ... can serve as a route for membership in a
community.... [FN95]
Such thinking is not
restricted to the extraordinary area of school desegregation. Lee Bollinger
proposes that the Court's free speech *667 decisions should be read as a
validation of the psychological trait of tolerance:
At this stage in our social history ... free speech involves a
special act of carving out one area of social interaction for extraordinary
self‑ restraint, the purpose of which is to develop and demonstrate a
social capacity to control feelings evoked by a host of social encounters.
[FN96]
Philip Bobbitt writes of
the "expressive function" of the Court and says that the overruling
of precedent "can inform and lead into new places the flow of our
sympathetic consciousness and can lead our sympathy away in recoil from things
that are dead." [FN97] Michael Perry refers to a "constitutional
dialogue between the Court and the other agencies of government‑‑a
subtle, dialectical interplay on moral
issues ." [FN98] Abram Chayes speaks of "the discourse of
justice":
[T]he Court does not seek to persuade bureaucrats or
legislators or even voters about immediate responses to particular programs or
crises. It speaks to all of us ... about the basic values that define us as a
nation and a society. It seeks to persuade us at the deepest and most
fundamental level. [FN99]
In short, much of the most
insightful commentary that has grown up during the Burger Court period flees
from the coercive operational detail of the cases to the high plane of
political conversation and large values.
Since the primary consequence of the Burger Court has been to
extend the influence of federal judges, there can be little doubt that the
Court has been engaged in some kind of dialogue with the American people. It is
at least doubtful, however, that the conversation has been at quite the level
that sophisticated readings of long lines of cases would suggest. The public at
large is less likely than are scholars to expend the intellectual energy
necessary to shape complicated and apparently contradictory cases into a
coherent whole. The public is less likely to be engrossed by subtle shadings in
the opinions and more likely to be affected by the immediate, *668
visible consequences of the decrees. And, because the ramifications of
constitutional law now so frequently reach down into the daily working lives of
teachers, police, reporters, social workers, and homemakers, it is to be
expected that the Court's vocabulary is gradually spreading and is increasingly
shaping the thinking of nonlawyers. School students talk about due process,
prisoners about the right to access, editorialists about malice, school board
members about content discrimination, and parents about their children's right
to privacy. In the last few years United States Senators have begun to engage
judicial nominees in lengthy discussions about stare decisis, historicism in
constitutional interpretation, standing, reverse incorporation, and the three
tiers of equal protection scrutiny. [FN100] It is true, then, that the Court is
teaching. Whatever its other lessons may be, the Court is teaching the rough
lessons of coerced behavior and the intellectual lessons of doctrinal thinking.
It is teaching people to act and to think legalistically about political
issues.
In the last eighteen years, it has come to seem altogether normal
that federal courts should resolve issues that have no distinctively legal
quality and that the judicial function should be thought of as political
conversation. Both of those norms are a product of the Court's commitment to a
general supervisory role and its immersion in wide‑ranging programs of
social regulation. The Burger Court politicized judging as it legalized politics.
It accomplished wholesale what Bickel imagined at the margin and it made a fact
of what his critics feared.
VI. CONCLUSION
In 1989, the political question doctrine is largely
incomprehensible to the Court and to the academy. It is incomprehensible because
the idea of law is now largely incomprehensible. Bickel's treatment of
political questions was once thought subversive, but a mainstream Republican
Court has established two of his principal ideas: that all constitutional
issues have broad political aspects and that the function of the federal
judiciary in constitutional cases is political education.
Since both constitutional content and judicial function are now
political, the political question doctrine, as an exceptional category, seems
ripe for discarding. But these same developments explain why the political
question doctrine threatens to widen and to *669 swallow much of the
judicial machinery that now sits so confidently above it. If the meaning of the
Constitution is properly determined on the basis of nonlegal considerations,
the wide realm of political life that is appropriate to shaping that meaning
cannot be forced into a narrow legal category. Having established so much of
Bickel's thought as fact, the Supreme Court in the years ahead will have to
grapple with another of his fundamental ideas, the idea that politics should be
the norm and judging the exception.
The conventional reason for confining the arena of judicial
decision making was the belief that only some defined class of public policy
issues could be satisfactorily governed by the unembarassed application of
legalistic resources and norms. If such a category exists, the Burger Court
helped us to forget what it is. On the other hand, as Bickel's more disquieting
passages suggest, perhaps there never were any distinctively legal questions.
If not, the sense (which was widely shared until recently) that such questions
did exist might have been based on nothing more than the associations built up
by recurrent application of legal methods in certain areas. The costs of this
continued resort to law could be kept acceptable because judicial power was
exceptional. The question is: as the range of judicial power is narrowed, will
any plausible category of legal questions emerge?
[FNp] Rothgerber Professor
of Constitutional Law, University of Colorado School of Law. Some of the work
on this essay was done while the author was Lee Visiting Professor at the
Institute of Bill of Rights Law, Marshall‑Wythe School of Law. Professor
Steven D. Smith and Judge Stephen F. Williams contributed useful comments on a
preliminary draft.